classification of securitiesとは 意味・読み方・使い方

(3) When a Commodity Exchange manages Securities, etc. for allocation (which means Securities and warehouse receipts allocated for clearing margins pursuant to the provisions of Article 103, paragraph 5 of the Act [hereinafter referred to as "Securities, etc."]; hereinafter the same shall apply in this Article) based on the provisions of paragraph 4 of the same Article, it shall manage said Securities, etc. for allocation by the methods listed as follows, according to the classification of the Securities, etc. listed in the following items:発音を聞く 例文帳に追加

３ 商品取引所は、法第百三条第四項の規定に基づき充用有価証券等（同条第五項の規定 により取引証拠金に充てられる有価証券及び倉荷証券（以下この条において「有価証券 等」という。）をいう。以下この条において同じ。）を管理するときは、次の各号に掲げ る有価証券等の区分に応じ、当該各号に定める方法により当該充用有価証券等を管理し なければならない。 - 経済産業省

(3) When a Commodity Exchange manages Securities, etc. for allocation (which means Securities and warehouse receipts allocated for clearing margins pursuant to the provisions of Article 103, paragraph 5 of the Act [hereinafter referred to as "Securities, etc."]; hereinafter the same shall apply in this Article) based on the provisions of paragraph 4 of the same Article, it shall manage said Securities, etc. for allocation by the methods listed as follows, according to the classification of the Securities, etc. listed in the following items: (i) Securities, etc. for retention under the management of a Commodity Exchange (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Exchange controls the location for the retention of Securities, etc. for allocation that is clearly separate from that for the Securities, etc. of the Commodity Exchange's own property and other Securities, etc. than that for the Securities, etc. for allocation (hereinafter referred to as the "Private Securities, etc." in this Article), and that said Securities, etc. for allocation are retained in an available condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited; (ii) Securities, etc. for retention under the management of a Commodity Exchange using a third party: a management method by which the Commodity Exchange uses a third party to control the location for the retention of Securities, etc. for allocation clearly separating them from the Securities, etc. of the Private Securities, etc., and to retain said Securities, etc. for allocation in an available - 64 - condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited; (iii) Securities, etc. for retention under the management of a Commodity Exchange (limited to the Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for allocation is clearly separate from that for the Private Securities, etc., and that the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records; (iv) Securities, etc. for retention under the management of a Commodity Exchange using a third party: a management method by which the Commodity Exchange uses a third party to retain [the][an] account for a person who deposited Securities, etc. for allocation in a condition whereby the shares pertaining to Securities, etc. for allocation will be immediately distinguishable[] by a method such as separating them from the Commodity Exchange's own account, and whereby the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. will be immediately distinguishable in their own books and records.発音を聞く 例文帳に追加

３ 商品取引所は、法第百三条第四項の規定に基づき充用有価証券等（同条第五項の規定 により取引証拠金に充てられる有価証券及び倉荷証券（以下この条において「有価証券 等」という。）をいう。以下この条において同じ。）を管理するときは、次の各号に掲げ る有価証券等の区分に応じ、当該各号に定める方法により当該充用有価証券等を管理し なければならない。 一商品取引所が保管することにより管理する有価証券等（混蔵して保管される有価証 券等を除く。次号において同じ。） 充用有価証券等の保管場所については自己の固 有財産である有価証券等その他の充用有価証券等以外の有価証券等（以下この条にお いて「固有有価証券等」という。）の保管場所と明確に区分し、かつ、当該充用有価 証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等である かが直ちに判別できる状態で保管することにより管理する方法 二商品取引所が第三者をして保管させることにより管理する有価証券等当該第三者 をして、充用有価証券等の保管場所については固有有価証券等の保管場所と明確に区 分させ、かつ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預 託を受けた有価証券等であるかが直ちに判別できる状態で保管させることにより管理 する方法 三商品取引所が保管することにより管理する有価証券等（混蔵して保管される有価証 券等に限る。次号において同じ。） 充用有価証券等の保管場所については固有有価 証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員等を通じ預託を受 けた充用有価証券等に係る持分が自己の帳簿により直ちに判別できる状態で保管する ことにより管理する方法 四商品取引所が第三者をして保管させることにより管理する有価証券等当該第三者 をして、充用有価証券等を預託する者のための口座については商品取引所の自己の口 座と区分する等の方法により、充用有価証券等に係る持分が直ちに判別でき、かつ、 各会員等から又は各会員等を通じ預託を受けた充用有価証券等に係る持分が自己の帳 簿により直ちに判別できる状態で保管させることにより管理する方法 - 経済産業省

The items specified by an ordinance of the competent ministry set forth in Article 144-10, paragraph 2, item 3 of the Act shall be specified in the following items, according to classification of the cases specified in said items as on the earlier day between the day of the public notice set forth in the same paragraph and the day of the notice set forth in the same paragraph: (i) in the case where a Member Commodity Exchange Surviving an Absorption-Type Merger gave public notice with regard to a balance sheet - 103 - pertaining to the final business year or the substance thereof pursuant to the provisions of Article 440, paragraph 1 or paragraph 2 of the Company Act: what are listed as follows: (a) when the public notice was given in an official gazette, the date of the issuance of said official gazette and the page containing said public notice; (b) when the public notice was given in a daily newspaper which publishes matters on current events, the name and the date of the issuance of said daily newspaper and the page containing said public notice; (c) when the public notice was given by way of Electronic Public Notice, the matters listed in Article 911, paragraph 3, item 29 (a) of the Company Act; (ii) in the case where a Member Commodity Exchange Surviving an Absorption-Type Merger took measures prescribed in Article 440, paragraph 3 of the Company Act with regard to a balance sheet pertaining to the final business year: matters listed in Article 911, paragraph 3, item 27 of the Company Act; (iii) in the case where a Member Commodity Exchange Surviving an Absorption-Type Merger is a business corporation prescribed in Article 440, paragraph 4 of the Company Act, and when said business corporation submitted a securities report pursuant to the provisions of Article 24, paragraph 1 of the Securities Exchange Act: a statement to that effect; (iv) in the case where the final business year does not exist for a Member Commodity Exchange Surviving an Absorption-Type Merger: a statement to that effect; (v) in the case where a Member Commodity Exchange Surviving an Absorption-Type Merger is a clearing corporation: a statement to that effect; (vi) in the cases other than those listed in the preceding items: the contents of a - 104 - balance sheet pertaining to the final business year pursuant to the provisions of Part 6, Chapter 2 of the Company Calculation Rules.発音を聞く 例文帳に追加

法第百四十四条の十第二項第三号に規定する主務省令で定めるものは、同項の規定によ る公告の日又は同項の規定による催告の日のいずれか早い日における次の各号に定める場 合の区分に応じ、当該各号に定めるものとする。 一最終事業年度に係る貸借対照表又はその要旨につき吸収合併存続株式会社商品取引 所が会社法第四百四十条第一項又は第二項の規定により公告をしている場合次に掲 げるもの イ官報で公告をしているときは、当該官報の日付及び当該公告が掲載されている頁 ロ時事に関する事項を掲載する日刊新聞紙で公告をしているときは、当該日刊新聞 紙の名称、日付及び当該公告が掲載されている頁 ハ電子公告により公告をしているときは、会社法第九百十一条第三項第二十九号イ に掲げる事項 二最終事業年度に係る貸借対照表につき吸収合併存続株式会社商品取引所が会社法第 四百四十条第三項に規定する措置を執っている場合会社法第九百十一条第三項第二 十七号に掲げる事項 三吸収合併存続株式会社商品取引所が会社法第四百四十条第四項に規定する株式会社 である場合において、当該株式会社が証券取引法第二十四条第一項の規定により最終 事業年度に係る有価証券報告書を提出しているときその旨 四吸収合併存続株式会社商品取引所につき最終事業年度がない場合その旨 五吸収合併存続株式会社商品取引所が清算株式会社である場合その旨 六前各号に掲げる場合以外の場合会社計算規則第六編第二章の規定による最終事業 年度に係る貸借対照表の要旨の内容 - 経済産業省