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AU2005201644B2 - Processes for preparing 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone from dihydrotagetone and its use as a flavouring agent - Google Patents
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AU2005201644B2 - Processes for preparing 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone from dihydrotagetone and its use as a flavouring agent - Google Patents

Processes for preparing 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone from dihydrotagetone and its use as a flavouring agent Download PDF

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AU2005201644B2
AU2005201644B2 AU2005201644A AU2005201644A AU2005201644B2 AU 2005201644 B2 AU2005201644 B2 AU 2005201644B2 AU 2005201644 A AU2005201644 A AU 2005201644A AU 2005201644 A AU2005201644 A AU 2005201644A AU 2005201644 B2 AU2005201644 B2 AU 2005201644B2
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dihydrotagetone
formula
methyl
furanone
dihydro
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Ruchi Dogra
Bhupendra Prasad Joshi
Arun Kumar Sinha
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Council of Scientific and Industrial Research CSIR
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S&FRef: 551759D1
AUSTRALIA
PATENTS ACT 1990 COMPLETE SPECIFICATION FOR A STANDARD PATENT Name and Address of Applicant: Actual Inventor(s): Address for Service: Invention Title: Council of Scientific Industrial Research, of Rafi Marg, New Delhi, 110001, India Arun Kumar Sinha, Bhupendra Prasad Joshi, Ruchi Dogra Spruson Ferguson St Martins Tower Level 31 Market Street Sydney NSW 2000 (CCN 3710000177) Processes for preparing 5-isobutyl-3-methyl-4,5-dihydro- 2(3H)-furanone from dihydrotagetone and its use as a flavouring agent The following statement is a full description of this invention, including the best method of performing it known to me/us:- 5845c PROCESSES FOR PREPARING 5-ISOBUTYL-3-METHYL-4,5-DIHYDRO- 2(3H)-FURANONE FROM DIHYDROTAGETONE AND ITS USE AS A FLAVOURING AGENT This invention relates to a novel method for converting dihydrotagetone, a bifunctional acyclic monoterpene ketone, isolated from plant species of Tagetes species into coconut flavoured 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone with two chiral centres of formula Interestingly, the compound is found as a novel analogue of whisky lactone (also named as Querecus lactone or oak lactone) of formula which is contained, for example, in high quality alcoholic beverages (Napolean whisky, Jamaica and cognac etc), as fragrance ingredient, in insect pheromones and several natural products containing this structural moiety. Moreover coconut flavoured compound is also an analogue of coconut aldehyde (y-nonalactone or aldehyde C-18, Io F.E.M.A. No. 2751) of formula (lb) which is responsible for flavouring a wide range of food stuffs including baked goods and confectionery.
o0 0 i 0 0 la lb No. of chiral centers= 2; Mol. Formula C 9
H
16 0 2 Mol.wt.= 156 Aroma Coconut like (la) No. of chiral centres 2; (lb) No. of chiral center =1 Mol. Formula C 9
H
1 6 0 2 Mol. Formula C 9
H
1 6 0 2 Mol.wt.= 156 Mol.wt.= 156 Aroma Coconut like Aroma Coconut like A wide-spread class of y-butyrolactones (also known as dihydro-2(3H)-furanone or 4butanolide or tetrahydro-2-furanone) were first synthesized in 1884 via internal esterfication of 4-hydroxybutyric acid. These important lactones exhibit very intensive and pleasant fruity aroma and can be easily transformed into other useful products e.g. furans, cyclopentenones, butenolides and pyrrolidones (Freudenberger, Wunder, F. and Fernholz, U.S. Pat. No. 4,096,156 (1978)). The butyrolactone moieties are found in many natural products (Gunatilaka, Surendra, K.S. and Thomson, Phytochemistry, 23(4) 929-931 (1984) and Drioli, Felluga, F., Forzato, Nitti, Pitacco, G. and Valentin, J. Org. Chem., 63, 2385-2388 (1998)), insect pheromones (Naoshima, Ozawa, Kondo, H. and Hayashi, S., Agric. Biol. Chem., 47(7) 1431-1434 (1983); Kim, Datta, Hara, Itoh, E. and Horiike, Bioscience Biotechnology and Biochemistry, 63(1) 152-154 (1999)), antifungal substances and flavor components (Shinohara, T. and Watanabe, J. Agri. Chem. Soc. Jap., 53 219-225 (1979) and Buttery, R.G. and Ling, L.C., J Agric Food Chem., 46(7) 2764-2769 (1998)) and also occur in the essential oil bearing plants.
Although several methods are available for the synthesis of simple ybutyrolactone derivatives, however, synthesis of chiral centered biologically active ybutyrolactone (Hullot, Cuvigny, Larcheveque, M. and Normant, Can. J.
Chem., 55, 266-273 (1977); Tamaru, Hojo, M. and Yoshida, J. Org. Chem., 56, 1099-1105 (1991); Daugan, A. and Brown, J. Nat. Prod., 54(1) 110-118 (1991); Hartmann, Kanazama, Depres, J.P. and Greene, Tetrahedron Lett.
34(24) 3875-3876 (1993); Ishibashi, Taniguchi, Phytochemistry, 49(2) 613-622 (1998) and Noyori, Kitamura, Ohkuma, Saya, N. and Kumobayashi, H., 26 U.S. Pat. No., 5,420, 306 (1995)) and their analogues (Mangnus, Vliet, L.A.van, Vandenput, D.A.L. and Zwanenburg, J. Agri. Food Chem., 40(7) 1222-1229 (1992); Belletire, Mahmoodi, J Nat. Prod., 55(2) 194-206 (1992) are tedious but even then the preparation of chiral y-butyrolactones are the subject of many synthetic schemes (Carretero, Rojo, Tetrahedron Lett., 33, 7407-7410 3 (1992); Casey, Manage, A.C. and Murphy, Tetrahedron, 33, 965-968 (1992); Zschage, 0. and Hoppe, Tetrahedron, 48, 5657-5666 (1992); Paulsen, H. and Hoppe, Tetrahedron, 48, 5667-5670 (1992); Chong, J.M. and Mar, E.K., Tetrahedron Lett., 31, 1981-1984 (1990) and Bachi, M.D. and Bosch, J. Org.
Chem., 57, 4696-4705 (1992).
In particular, two chiral centered y-butyrolactones having substituents such as an alkyl or alkenyl group are in more demand and they exist as either cis and/or trans isomer in nature (Bryan, V. and Chan, Tetrahedron Lett., 37(30), 5341-5342 (1996)). For example, whisky lactone, chemically known as 5-butyl-4-methyldihydro-2(3H)-furanone (also known as 3-methyl-4-octanolide or 4-hydroxy-3methyloctanoic acid lactone) (la) is a natural optically active disubstituted butyrolactone which is widely recognized and it has been identified as the most valuable additive responsible for the flavor of high quality whisky, wine, cognac and scotch etc (Nishimura, K. and Masuda, J. Food Sci. 36, 819 (1971); Kepner, R.E., Webb, A.D. and Muller, Am. J. Enol. Viticult, 23, 144 (1972); Etienne, M. and Manfred, Tetrahedron Lett., 25(40), 4491-4494 (1984) and Perez-coello, M.S., Sanchez, Garcia, Gonzilez-viias, Sanz, J. and Cabezudo, J.
Agri. Food Chem., 48, 885-889 (2000)). Whisky lactone (la) (also known as oak lactone or Querecus lactone) is a diastereomer of 3-methyl-4-octanolides (5-butyl-4methyl-dihydro-2(3H)-furanone) which is found in whisky, wine, brandy and in extract of oak barrels. This lactone is important constituent of aging flavour and have so far been considered to be formed during aging from unknown precursors in wood barrels (Chem Abstr. 114, 181996v, 1991) which finally contributes to the flavour impact of the oak. The effect of oak barrels on the quality of wines are also influenced by several factors such as tree age, growth rate of tree and barrel size etc (Towey, J.P. and Waterhouse, Am. J. Enol. Viticult, 47(1), 17-20 (1996)).
In particular, the quality of the alcoholic beverages is affected largely by the presence of whisky lactone which is produced during the aging process. A wine aged for a longer period of time is realized to be of higher quality and is further influenced by several factors such as climatological conditions, fermentation, distillation, maturation and blending (Plaza, Munoz, Roca, J.M.L. and Martinez, J.
13P Agric., Food Chem., 48, 736-741 (2000)). One of the isomers of this interesting whisky lactone (la) is identified for the first time in whisky by Soumalainen and Nykanen in 1969 (Soumalainen, H. and Nykinen, Ndhrungsmiddelindustrien, 23, 1-15 (1970) ,however, later on cis and trans isomers have been determined by several workers in matured cognac, Jamiaca rum and whiskies and found that the aroma threshold for the cis isomer is 92 ppb while for the trans-isomer is 460 ppb (Masuda, M. and Nishimura, Phytochemistry, 10, 1401-1402 (1971); Gunther,
C.
and Mosandl, Liebigs Ann. Chem. 2112-2122, (1986); Gunther, C. and Mosandl, Z. Lebensm. Unters. Forsch., 185, 1-4 (1987) and Maarse, H. and Berg F. V.D. In Understanding Natural flavours, edited by Piggott, J.R. and Paterson, Blackie Academic Professional New York, pp. 243-267 (1994)). In fact, four stereoisomers of whisky lactone (lb) are known with the following taste and odor such as (3R, 4R)-5-butyl-4-methyl-dihydro-2(3H)-furanone with sweet, fresh, bright coconut smell (in 10% ethanol) and creamy, soft, coconut taste (10 ppm in aqueous \O saccharin); (3S, 4S)-5-butyl-4-methyl-dihydro-2(3H)-furanone with weak coconut note earthy, mouldy afterodor, hay note odor and herbaceous, reminiscent of coconut taste; (3S, 4R)-furanone derivative with spicy clelery note, weak coconut, distinct green walnut note odor and sweet creamy fatty, reminiscent of coconut; (3R, 4S)furanone derivative with intensive coconut note, afterodor, reminiscent of celery odor and weak spicy, herbaceous taste (Schreier, In: Bioflavour '87, Analysis.
Biochemistry Biotechnology, Proceedings of the International Conference, Wirzburg, Federal Republic of Germany, September 29-30, 1987, Walter de Gruyter, New York, 55-74, (1988) and Eric, Raymond, Christine, L.G. and Jean-Louis,
J.
Agric.Food Chem., 48, 4306-4309, (2000)). A mixture of cis- and trans-whisky 2) lactones also exhibits a repellent activity against mosquitoes and flies (Shono, Y. and Tsukasa, Nippon Kokai Tokkyo Koho, 63-48203). However, considering all the above factors, it was realized that the productivity of oak lactone by aging whisky in oak barrel for several months/years in controlled temperature and other conditions is a laborious job, therefore, synthesis of whisky lactone (la) has been developed by several chemists and some of the reported conventional methods include the following: Typical prior art refrences include Masuda, M. and Nishimura, Chemistry Letters, 1333 (1981); Hoppe, D. and Br6nneke, Tetrahedron Lett., 24, 1687 (1983)); Mori, Chuman, T. and Kato, Carbohydrate Research, 129, 73-86 3^O (1984)); Frauenrath, Philipps, Liebigs Ann. Chem. 1951-1961 (1985)); Giuenther, C. and Mosandl, Liebigs Ann. Chem., 2112-2121 (1986)); Sharma, Vepachedu, S.R. and Chandrasekhar, Synth. Commun. 20, 3403 (1990); Suzuki, Mori, Ishizone, Naito, K. and Honda, Tetrahedron Lett. 33, 4931-4932 (1992) and Takashi, Hajime, Hiroshi, K. and Koshi, U.S. Pat.
No. 5,216,177 (1993)).
It, therefore, becomes an object of the invention to eliminate the disadvantages existing with above known methods and others and to provide a rapid S and economical method for the preparation of y-butyrolactone of formula as an analogue of whisky lactone (nicknamed as Querecus lactone or oak lactone) of formula via oxidation of dihydrotagetone into 2,6-dimethyl-4-oxo-heptanoic acid followed by reduction of 3 and lactonisation into y-butyrolactone In addition, y-butyrolactone with coconut flavour can also find application in |I0 flavouring the food stuffs since its analogue i.e.coconut aldehyde (y-nonalactone, F.E.M.A. No. 2751) (Ib) is responsible for flavouring a wide range of food stuffs including baked goods and confectionery.
According to a first aspect, the present invention provides a process for preparing 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone comprising the steps f: oxidising dihydrotagetone in the presence of an oxidising agent to produce 2,6-dimethyl-4-oxo-heptanoic acid and reducing the 2,6-dimethyl-4-oxo-heptanoic acid or a salt thereof in the presence of a reducing agent and initiating lactonisation to produce 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone Suitably, the present invention seeks to provide a process for the preparation of compound 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula starting from dihydrotagetone of formula which is, in fact, a natural acyclic monoterpene ketone (dihydrotagetone) found readily in Tagetes species.
Suitably, the present invention seeks to provide a simple process for industrial scale purification of starting material i.e. dihydrotagetone of the formula from oil of Tagetes species.
Suitably, the present invention seeks to provide a simple process for proper utilization of dihydrotagetone of formula into high valued products.
Preferably, the process of the present invention provides an industrial method for the preparation of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula (1) in high yield and purity via reduction of above obtained 2 ,6-dimethyl-4-oxo-heptanoic acid of formula with metal hydride followed by lactonisation into 5-isobutyl-3methyl-4,5-dihydro-2(3H)-furanone of formula Suitably, the process of the present invention seeks to produce two chiral centred 5 -isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula since it is well established that chiral discrimination is an important principal of odor perception.
Suitably, 5 -isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula (1) \O produced according to the first aspect of the present invention may be utilized for its wide application in flavours, perfumery, cosmetics, soft and alcoholic beverages and pharmaceutical industries for its biological activities.
Suitably, the coconut flavoured 5-isobutyl-3-methyl-4,5-dihydro-2(3H)furanone of formula produced according to the first aspect of the present invention may be used as a substitute of several other coconut flavouring y-butyrolactones for its application in food and beverage or the like.
Suitably, the present invention provides a method for preparing disubstituted y-butyrolactone, via which two chiral centered lactone of formula (1) with coconut flavour, an analogue of natural whisky lactone (also named as Querecus lactone or oak lactone) of formula (la) responsible for high quality of whisky, wine, b brandy and scotch is formed by utilizing a natural inexpensive acyclic monoterpene ketone (dihydrotagetone) of formula isolated from the oil of Tagetes sp., which was smoothly oxidized with meta-periodate/potassium permanganate into 2,6dimethyl-4-oxo-heptanoic acid of formula Suitably, the reduction of oxo acid (3) with sodium borohydride followed by lactonisation in acidic medium furnished a new I0 two chiral centered 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula (1) which has wide applications in flavouring food stuffs, soft and alcoholic beverages, perfumery and pharmaceutical industries.
BRIEF DESCRIPTION OF THE ACCOMPANYING DRAWING Figure 1 is 'H NMR (300 MHz) spectra of 2,6-dimethyl-4-oxo-heptanoic acid (in VS CDCI 3 of the reaction product of Example I containing the compound having the structure: ##STRI##.
Figure 2 is "C NMR (75.4 MHz) spectra of 2,6-dimethyl-4-oxo-heptanoic acid (in
CDCI
3 of the reaction product of Example I containing the compound having the structure: ##STRI##.
Figure 3 is 'H NMR (300 MHz) spectra of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)furanone (in CDC13) of the reaction product of Example II containing the compound having the structure: ##STR2##.
Figure 4 is 13C NMR (75.4 MHz) spectra of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)furanone (in CDCI 3 of the reaction product of Example II containing the compound having the structure: ##STR2##.
Figure 5 is the GC of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of the reaction product of Example II containing the compound having the structure: ##STR2##.
Figure 6 is the electro spray (ES) mass spectrum of 5-isobutyl-3-methyl-4,5-dihydro- 2(3H)-furanone (MW 156) of the reaction product of Example II containing the compound having the structure: ##STR2##.
According to a preferred aspect, the present invention provides "a novel method for converting dihydrotagetone into coconut flavoured 5-isobutyl-3-methyl-4,5-dihydro- 2(3H)-furanone with two chiral centers: an analogue of natural whisky lactone and coconut aldehyde" of the general formula 1 la lb the said method comprising a. adsorbing Tagetes minuta oil on an adsorbent selected from but not limited to alumina and silica gel; b. loading adsorbent obtained from step on a soxhlet extractor (RTM) and washing with a non polar solvent (cold percolation) selected from but not limited to petroleum ether and hexane for removing the non polar constituents; c. isolating the dihydrotagetone rich fractions using hot hexane percolation with increasing percentage of ethylacetate starting from 0.2 upto d. concentrating the above separated fractions under reduced pressure to obtain a dihydrotagetone rich concentrate; e. loading above concentrate on alumina or silica gel column and eluting the column with a non polar solvent selected from but not limited to hexane and petroleum ether; f. eluting the column further with increasing percentage of ethyl acetate upto 5% in hexane; g. concentrating the resulting hexane-ethylacetate fractions under reduced pressure to obtain dihydrotagetone of formula in 99% or more purity; h. providing dihydrotagetone of formula in organic solvent selected from the group consisting of ether selected from but not limited to tetrahydrofuran, dimethoxyethane and dioxane, alcohol selected from but not limited to butanol and t-butyl alcohol, ketone selected from but not limited to acetone and methyl ethyl ketone; i. oxidising dihydrotagetone of formula in the presence of an oxidizing reagent selected from but not limited to sodium meta-periodate, potassium meta-periodate and ruthenium tertaoxide in the range of 2 to 8 times mole of dihydrotagetone of formula and a co-oxidizing agent selected from but not limited to potassium \0 permanganate and sodium permanganate in the range of 0.1 to 0.6 times mole of dihydrotagetone (starting material) of formula j. adding a base selected from the group consisting of but not limited to sodium carbonate, sodium bicarbonate, potassium carbonate, lithium carbonate and sodium hydroxide in the range of 1 to 4 times mole of dihydrotagetone of formula to the above said solution obtained in step k. maintaining the temperature between -15 0 C to +90C during oxidation steps from to for a period ranging from 4-48 hours; 1. destroying the excess permanganate from the above reaction mixture with saturated solution of sodium bisulphite or sodium metabisulphite; m. filtering the above reaction mixture, washing, acidifying, and removing the solvent under reduced pressure, followed .by extraction and chromatography to obtain 2 6 -dimethyl-4-oxo-heptanoic acid of formula with 68 yield or more; n. providing 4-oxo acid of formula under stirring in a solvent selected from the S group consisting of ether but not limited to tetrahydrofuran, dimethoxyetane and dioxane, alcohol but not limited to methanol, butanol and t-butyl alcohol, chlorinated solvent but not limited to dichloromethane and chloroform; o. adding a base selected from the group consisting of but not limited to sodium bicarbonate or sodium hydroxide or potassium carbonate to the resultant solution to make salt of the oxy acid of formula p. reducing salt of oxo acid of formula to hydroxy acid of formula in the presence of a reducing agent selected from but not limited to sodium borohydride or lithium aluminum hydride in the range of 0.5-3 times mole at a reaction temperature varying from -15 to 50 0
C;
q. removing the organic solvent under vacuum and acidifying the cooled aqueous alcoholic solution at -10°C to 0°C with an acid selected from the group but not limited to hydrochloric acid, sulfuric acid, acetic acid, acetic anhydride for a period ranging between 30 minutes to 8 hours and finally isolating the product isobutyl- 3 -methyl-4,5-dihydro-2(3H)-furanone also known as 4-isobutyl-2methyl-4-butanolide) of formula in 76% or more yield by extraction and chromatography in usual manner.
Accordingly, soxhlet extraction using cold hexane percolation removes ocimene, one of the main and unwanted constituent, from tagetes oil.
Accordingly, soxhlet extraction of alumina or silica gel bound tagetes oil with hot percolation of non polar solvent removes polymerized material efficiently since it remains stuck on alumina or silica.
Suitably, a simple process is employed for the industrial scale purification of dihydrotagetone of formula from oil of Tagetes species.
Suitably, the present invention provides a simple process for the preparation of -isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula in high yield and high purity.
Suitably, the present invention provides a simple process for the preparation of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula as an analogue of whisky lactone or oak lactone or querecus lactone.
Suitably, 5 -isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula (1) produced according to the present invention is capable of providing aroma of whisky lactone to high quality alcoholic beverages which generally comes after aging wine, 0 brandy scotch and whisky in a specific oak barrell for several months/years, however, this invention removes all the hastle.
Suitably, 5 -isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula (1) produced according to the present invention is capable of undergoing conversion into several value added products including furans and pyrrolidones etc.
Suitably, 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula (1) produced according to the present invention is a stable compound.
Suitably, 5 -isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula (1) produced according to the present invention has coconut like aroma.
Suitably, 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula (1) 2D produced according to the present invention as an analogue of whisky lactone (la) is useful in formulation of high quality alcoholic beverages including wine, brandy scotch and whisky.
Suitably, coconut aroma of 5-isobutyi-3-methyl-4,5-dihydro-2(3H)-furanone of formula produced according to the present invention is useful as multipurposes additive for various formulations in flavouring food stuffs, soft and alcoholic beverages, herbal and tobacco products, perfumery and pharmaceutical aids in desired and acceptable amount varying from ppm to mg based on the type of products.
Alcoholic beverages contain various kinds of flavour compounds with flavour ranging from strong to mild (Schreier, CRC Food Sci. Nut., 12, 59-111, (1979)).
In particular, the quality of the alcoholic beverages is affected largely by the source of material, enzymatic action, process, storage, transportation and aging process I 0 (Simpson, Vitis, 17, 274-287 (1978) and Maga, Food Rev. Intern., 5, 39-99, (1989)). Aging techniques are widely used to produce wine, whisky, miso and fermented foods and special aging methods are devised for each product (Paterson,
A.
and Piggott, In: The Distilled Beverage Flavour, recent Developments, Ellis Horwood, Chichester, 151-169 (1989)). Oak barrels have been used to store and age wine and other beverages for centuries for enhancing the flavour of the beverage by incorporating flavour components from oak into the beverages in which cis-oak lactone has superior scent than trans-isomer (Otsuka, Zenibayashi, Itoh, M.
and Totsuka, Agric. Biol. Chem., 38, 485, (1974)). White oak obtained from United States and France is of highest quality as these barrels do not leak and finally produce high quality wines including sherries as well as distilled spirits- principally whiskies, bourbon and scotch although other countries do produce some oak barrels too. Some commercial oak species found in France and across Europe are Quercus pedunculata robur), Q. sessilis petraea or Q. sessiliflora) while Q. alba, Q.
garryana are found through out United States (Alamo, Bernal, J.L. and Cordoves, J. Agric. Food Chem., 48, 4613-4618 (2000)). However oak lactone (whisky lactone) is found in traces in plant kingdom and for these reasons several methods of preparation of whisky lactone have been reported and some of the important methods are: 1) 1,4-addition of lithium dimethylcuprate to the butenolide derivative, but this is not a convenient synthesis (Vigneron, Meric, R. and Dhaenens, Tetrahedron Lett., 21, 2057 (1980))as it requires expensive reagents.
2) A method utilizing substituted carboxylic acid and butylene oxide derivatives as a starting material, however, this method requires highly flammable lithium metal to complete the series of reaction, therefore, not applicable on an industrial scale.
Moreover, the starting materials i.e acid and oxide derivatives need to be synthesized in several steps (Moret, E. and Schlosser, in Tetrahedron Lett., 25: 4491-4494, (1984) and Fujita, Watanabe, S. and Suga, K. in Aust. J. Chem., 27: 2205-2208, (1971)).
3) A method using acyclic vinyl sulphoxide as a starting material involves many steps and several expensive reagent combinations (Marino, J.P. and Pradilla de la, R.F., Tetrahedron Letters, 26(44), 5381-5384 (1985)).
4) A method utilizing ribonolactone as a starting material, however, ribonolactone is expensive and the reaction steps are complicated (Ortuno, Merce, R. and Font, Tertahedron, 43,4497-4506 (1987)).
A method utilizing optically active lactone as a starting material, however, lactone is expensive and the reaction steps are complicated (Bloch, R. and Gilbert, J. Org.
Chem. 52, 4603-4605 (1987).
6) A method utilizing 2-butenyl carbamate as a starting material, however, this method requires the use of specific reagent such as sparteine but even then the optical purity of lactone derivative obtained is not sufficiently high (Hoppe, D. and 2b Zschage, Angew. Chem. Int. Ed. Engl., 28, 69-71 (1989)).
7) A method using chiral methyl- -formylcarboxylates derivative as a starting material involves many steps and several expensive reagent combinations (Thomas, Agnes, J. and Hans, Chem. Ber., 122, 2165-2175 (1989)).
8) A method using cyclopentane derivative as a starting material involves many steps and several expensive reagent combinations (Suzuki, Wakako, Hiroyuki, I., Koichi, N. and Toshio, Tetrahedron Letters, 33(34), 4931-4932 (1992)).
9) A method using a naturally occurring geraniol as a starting material involves many steps and several expensive reagent combinations (Taber, D.F. and Jonathan,
J.
Org. Chem., 59, 4004-4006 (1994).
A method using levoglucosenone is made to react with methyl lithium in the presence of copper iodide in order to introduce a methyl group into an enone group of levoglucosenone and to obtain 1,6-anhydro-3,4-dideoxy-4-C-methyl-beta-D-erythrohexopyranose-2-ulose. This methyl compound is oxidized in acetic acid for lactone \j formation and (3S, 4S)-5-hydroxy-3-methylpentan-4-olide is thus obtained. Fuiiher, this lactone is made to react with tosyl chloride in anhydrous pyridine to obtain (3S, 4
S)-
3 -methyl-5-tosyloxypentan-4-olide (tosylate). The obtained tosylate is alkylated with n-propyl lithium in the presence of copper iodide to obtain (3S, 4R)-3-methyl-4octanolide. Here, the (3S, 4 S)-3-methyl-5-tosyloxypentan-4-olide may be treated with potassium carbonate to cleave lactone once, thereby obtaining epoxide. After that, the obtained epoxide is alkylated to form lactone ring again to obtain (3S, 4R)-3methyl-4-octanolide (whisky lactone) however, this method has various limitations and can not be upscaled on industrial basis ((Takashi, Katsuya, M., Hajime, Koshi, Hiroshi, K. and Hajime, Heterocycles, 31(9), 1585-1588 (1990)and Takashi, Hajime, Hiroshi, K. and Koshi, U.S. Pat. No.
5,216,177 (1993)).
All the above methods including patent have various limitations and none of them have been found suitable for the economical production of whisky lactone (4butyl-3-methyl-butyrolactone) (la) and therefore, it was realized that any synthetic 2 analogue of( 4 -isobutyl-2-methyl-butyrolactone or 5-sec-butyl-3-methyl-4,5-dihydro- 2 (3H)-furanone) that can be prepared more readily. In seeking a simple synthesis of from a cheaper material and reagents, dihydrotagetone (isolated from Tagetes oil) ((Lawrence, Powell, Smith T.W. and Kramer, Perfumer and Flavorist, 10(6), 56-58 (1985)) appears as a simple and economical starting material in which dihydrotagetone undergoes oxidation and reduction followed by lactonization to afford -butyrolactone which, in fact, would offer the advantages of simplicity and directness and can be applied for large scale preparations. In addition, this new butyrolactone may have better applications than whisky lactone (la) since in many cases the structural modifications towards O3 analogue formations are proved to be more biologically active and useful than parent compounds (William, Jeffrey, Dalia, Kenneth, Sidney, M.H., Gregory, Mary, Francis, Leo, Randall. K.J. and Robert, J.
Med. Chem., 34, 98-107 (1991); Xuechao, Yuxin, Xinfu, P. and Yaozu, J.
Indian Chem. Soc., 73, 217-219 (1996); Vivek. Thomas, F. M. and Jane, J.
14 Med. Chem. 43, 5050-5054 (2000) e.g a 5-nonalactone (mol. formula
C
9 1-1 6 0 2 Six membered lactone), an isomer of the well known y-nonalactone (mol. formula=
C
9 H-1 6 0 2 five membered lactone) (ib) is commercially available and having extensive use in perfumery compositions as a modifier for coconut aldehyde (Flavour and Q~Extract Manufactures Association, F.E.M.A. No. 278 1) (I a) (Steffen, In: Perfume and Flavor Chemicals, Part II, Allured Publishing Corporation, Carol Stream, IL 60188-2787, (1994)).
Dihydrotagetone (2,7-dimethyl-oct- I-en-5-none or 2 6 -dimethyloct-7-en.zone) a natural acylic monoterpene ketone, which is used in the present invention be easily isolated from several pl ants such as Tagetes spp. (Baser, KH.C. and Malyer, J Essential Oil Research, 337-338 (1996)) and Ocimum basi/icum var. hispidum (Ruberto, Spadaro, Piattelli, Piozzi, F. and Passannanti,
S.,
Flavour and Fragrance J. 225-227 (1991) or can be synthesized by the reported methods (Jones, T.G.H. and Smith, J. Chem. Soc., 127, 2530 (1925); Vig, O.P.
Matta, K.L. and Raj, L, J. Indian CThem. Soc., 41, 752 (1964); Vig, Matta, K.L., Bhatia, M.S. and Anand, Mndan J. Chern, 8, 107 (1970); McAndrew, B.A. and Riezebos, J. Chemn. Soc. Perkin Trans 1L 367-369 (1972) and Le Borgne, J.F.; Larcheveque, T. M. and Normant, Tetrahedron Letters 17, 1379-1380 (1976)).
Tagetes spp. include Tageres signata [temaifofia] B. (Bodrug, Dragalin, LP- and 2Q Vlad, Rastitel'nye Resursy 19(3), 323-327 (1983) and Hethelyi, Danos, B., Tetenyi, P. and Koczka, Flavour and Fragrance J. 169-173 (1986)) and Tagetes riojana F. (Zygadlo J. of Essential Oil Research 319-320 (1995)), Tagetes argentina C. (Zygadlo, Maestri, D.M. and Espinar, J. of Essential Oil Research 85-86 (1993) and J. of Essential Oil Research 111-112 (1995), Tagetes lemmonii G. (Tucker, A.0. and Maciarello, M.J. J. of Essential Oil Research 417-418 (1996) and Tagetes minuta (commonly known as "marigold").
Tagetes minuta (family: Asteracea) is most suitable essential oil bearing plant and therefore, cultivated in several countries such as Egypt, France Morocco, Brazil, United States and India for its applications in perfumrary, flavour and pharmaceutical Q3 1 industries (Chalchat, Garry, R.P. and Muhayimana, J. Essential Oil Research, 375-386 (1995)). Out of one hundred and four components, the major constituents of the essential oil of T minuta are tagetone, E/Z-ocimenone,
E/Z-
ocimene, germnacrene, limonene, trans-anethole and desired dihydrotegetone (Hethelyi, Danos, Tetenyi, P. and Koczka, Flavour and Fragrance 1(4-5), 169-173 (1986); Wilson, zampino, Mookherjee, ouwerkerk, A. and Monteleone, U.S. Pat. No. 4,960,754 (1990). Tagetes oil has been known from long due to its pleasant and powerful odors and flavours, however, tagetes oil does not have very attractive price in market and also has storage problem as it constituents undergo polymerization such as the highly conjugated tagetone, ocimenone and ocimene etc. Polymerization deteriorates the quality of the tagetes oil as well as makes it unsuitable for any kind of applications, therefore, an economic temptation arose to utilize this acyclic monoterpene ketone (dihydrotagetone) for its conversion into high valued products which appeared to us y-butyrolactone Among the Tagetes spp., the chemical composition of T. minuta oil is well documented with the seasonal variation and the percentage of dihydrotagetone is detected upto 60% or more (Singh, Sood, Singh, J. Essential Oil Research, 525-526 (1992); Thappa, Agarwal, Kalia, Ramesh, K. and Kapoor, J. Essential Oil Research, 375-379 (1993); Singh, B. and Sood, Indian Perfumer, 39, 102-106 (1995); Chisowa, Hall, D.R. and Farman, D.L, J. Essential Oil Research, 10(2), 183-184 (1998); Garg, S.N. and Mehta, Phytochemistry, 48(2), 395-396 (1998); Rao, Syamasundar, K.V., Gopinath, Ramesh, S. and Prakasarao, J. Essential oil Research, 11(2), 259-261 (1999)).
As dihydrotagetone is a starting material, therefore it becomes very important to develop a simple and economical process for the separation of dihydrotagetone from the mixtures of closely related several constituents (tagetone, ocimenone etc) of Tagetes minuta oil which is done by two step process i.e Soxhlet 2 extraction of tagetes oil adsorbed on solid support followed, by column chromatography. Soxhlet extraction of solid (taken in thimble) occupies an important place amongst the technologies for separation of the desired constituents from its various constituents. However the adsorbance of tagetes oil on solid support such as silica gel, alumina or celite and Soxhlet extraction with non polar solvents such as O0 petroleum ether and hexane was found extremely successful to separate dihydrotegetone from remaining constituents since more polar constituents and polymerized materials bound on solid supports does not move with non polar solvents. It is worthwhile to mention that initial cold perculation of alumina bound tagetes oil using hexane allows removal of non polar constituents mainly ocimene, however, warm percolation (with hexane) of Soxhlet extractor brings down yellow coloured dihydrotagetone rich fractions. The fractions were monitored on TLC plate and the desired fractions were combined and solvent was removed under vacuum to afford yellow liquid. The yellow liquid was further loaded on silica gel column and eluted with hexane with an increasing amount of ethyl acetate (upto afforded dihydrotagetone as a sweet smelling liquid in above 99% purity by gas chromatography (tr 16.25 min) (performed on a Shimadzu-GC-14B/C-R7A gas chromatograph with the following conditions: carbovax column; 0.25 nm/ 60 m; 1\ injector 250 oC; FID detector 230 OC; temp. programme 40 (hold for 2 min.) to 190 OC (hold for 20 min.) 5 oC min'). In this two step purification, Soxhiet extraction is found very efficient to take out dihydrotagetone even from polymerized tagetes oil since dihydrotagetone does not polymerize and its percentage found to be higher in old polymerized oil. Therefore, above developed Soxhlet extraction appears as an effective process otherwise purification of tagetes oil directly on column chromatography is tedious and time consuming and does not allow to obtain dihydrotagetone in high purity. On the basis of IR and NMR spectrum of liquid (4) and its comparison with those reported in the literature, the liquid was confirmed to be dihydrotagetone This by-functional alkenone appears as an attractive intermediate in which without protecting ketone function, it is possible to change the terminal double bond into corresponding acid with Lemieux-von Rudloff reagent (Lemieux, vonRudloff, Can. J. Chem., 33, 1701 (1995)).
Oxidation of an alkene (Alan, H. In: Methods for the Oxidation of Organic Compounds, Academic Press Inc., New York, 71-152 (1985)) with periodate/permagnate vonRudloff, Can. J. Chem., 43, 1784 (1965) or ruthenium tetraoxide/periodate (Pappo, R. and Becker, Bull. Res. Counc., Isr., Sect., 300 (1956) and Webster, Enterrios, JJ. and Silverstein, J. Org. Chem., 52, 689-691 (1987)) cleaves the carbon-carbon double bond to give ketone and/or carboxyclic acid depending upon the substituted alkene, however, treatment of O,3 dihydrotagetone with aqueous solution containing an excess of periodate and a catalytic amount of potassium permanganate afforded corresponding oxo acid in 71% yield by conventional method). The structure of this oxo acid was determined by their spectral data (Example 2) and assigned as a 2,6-dimethyl-4-oxo-heptanoic acid (mol. formula CgH 1 603) with one chiral center as a new product which finally 17 appeared as an anologue of 2,6-dimethyl-5-oxo-heptanoic acid (mol. formula C9HI603) present in well known essential oil of Mentha x piperita L. (Italo-Mitcham peppermint oil) (Nishimura, 0. and Mihara, Flavors and Fragrances, Aworld Perspective, Proceeding 10 th Intematinal Congress of Essential oils, Washington, 1986, ed. Lawrence, Mookherjee, B.D. and Eastman, Elsevier, Amsterdom, 375 (1988) and Regula, Alain, Flavour Fragrance 13, 203-208 (1998)). The olfactory assessment of this interesting oxo acid is performed as per Indian standard of 2284, 1997 (Bureau of Indian Standard, Manak Bhavan, 9 Bahadur Shah Zafar Marg, New Delhi). The odour effect of oxo acid perceived by the olfactory nerves on smelling a strip impregnated with an oil is giving the impression of sweetness with the acidity thereby enabling its use as multipurpose additives in the areas of soft drinks, desserts and tobacco products etc since several related 4-oxoacid derivatives such as 4-oxovaleric acid and volatile acidic fraction of sun-cured Nicotiana tabacum (Greek tobacco) (Kimland, Aasen, Almqvist, S.O., Aroino, P. and Enzeil, Phytochemistry 12:835-847 (1973)) are well known for their wide applications in flavour industries especially as tobacco additives to improve the tobacco flavour. In addition, 2,6-dimethyl-4-oxo-heptanoic acid can also be converted into corresponding 4-oxoesters and 4-hydroxyacids which are found in plant kingdom and are widely used in flavour industries (Taylor, A.J. and Mottram, In: Flavour Science, Recent Developments, The Royal Society of Chemistry, Cambridge CB4 4WF, 151-162 (1996)). However, keeping in view all the informations collected from literature, 2,6-dimethyl-4-oxo-heptanoic acid appears itself an interesting product having a wide scope for vigorous biological activities as well as new additive for various applications particularly in flavour industries. With the world market project expansion towards natural flavours, there is clearly a huge potential for the application of new and simple techniques for production in which microwave assisted (Bose, Banik, Lavlinskaia, Jayaraman, M. and Manhas, M.S. Chemtech, 27, 18, (1997)) oxidation of dihydrotagetone (conducted for the first time) appeared as a rapid, economical and high yielding method for production of 4-oxo acid (81% yield) higher than the above conventional method (71% yield). It is worthwhile to mention that the addition of alumina during microwave oxidation of dihydrotagetone provide not only a solid support (McKillop, Young, Synthesis, 481-500 (1979) and Clark, Gullen, Barlow, S.J. and Bastock, T.W. J. Chem. Soc. Perkin Trans 2, 1117, (1994)) but it also accelerates the oxidation reaction (Example II).
Reduction of this 4-keto acid with metal hydride such as sodium borohydride, lithium aluminium hydride furnished hydroxy acid (without isolation) which when treated directly with strong acid such as hydrochloric acid, sulphuric acid, paratoluene sulphonic acid, acetic anhydride, trifluro acetic acid or the like gave coconut flavoured y-butyrolactone as diastereoisomeric mixture (68:32) on the basis of NMR (Example III and Fig.4) and GC This semisynthetic butyrolactone is as good as the natural whisky lactone 0 (la) and has added advantage that it can be made available in any quantity required utilizing cheaper starting material and inexpensive reagents and also in less time with overall good yield. In addition, this coconut flavoured y-butyrolactone appears as a multipurpose additive for flavouring a variety of food products of coconut flavour.
Scanning of literature reveals that there are some lactones such as 3-methyl-n-ylactone (FE.M.A. 3103) and y-nonyllactone (coconut aldehyde) 2781) or the like which have aroma like coconut and the Flavour and Extract Man:factures Association monograph cites their uses in a wide range of food stuffs including baked goods and confectionery (Steffen, In: Perfume and Flavor Chemicals, Part I II, Allured Publishing Corporation, Carol Stream, IL 60188-2787, (1994)). The above coconut aldehyde (also known as y-nonyllactone or 4hydroxynonanoic acid, lactone or prunolide or y-nonalactone or y-n-amyl butyrolactone or abricolin or aldehyde C-18) 2781) is one of the most frequently used lactones in perfumes and flavours and its field of application reaches from the finest luxury perfumes to inexpensive masking odours, from gardenia flowers bases to coconut candy flavours. Its creamy, coconutty, delicately fruity (in extreme dilution) and floral-musky odour of excellent tenacity is often utilized along with that of undecanolide (so-called aldehyde C-14) in garden, tuberose, honeysuckle, stephanotis, plumeria, jasmine and many other heavy floral types. In flavours, the coconut aldehyde finds even more extensive use, and often in mudc higher 0 concentration. Besides coconut, this material is used in imitation of bitter-almond, in fruit blends (fixative), berry complexes, nut variations, American cherry flavour etc.
in which concentration may vary from 10 to 50 ppm in the finished product (G.R.A.S, F.E.M.A. No. 2781). This important coconut aldehyde can be prepared by either from methylacrylate plus hexanol with di-tertiary-butylperoxide or from undecylenic acid with malonic acid condensation or from nonenoic acid (obtained from castor oil) by lactonization. The importance of coconut flavour can also be understood as a combination of diluted coconut water concentrate with equal amount of milk, water and sugar give a delicious drink. Recently, coconut water concentrate is developed by Miracle Food Processors International Ltd. (MFPIL) and the quality was certified by Central Food Technology Research Institute (CFTRI), Mysore (India) and at a research center KIN in Germany. Considering all the above factors, it appeared to us that our new y-butyrolactone with coconut flavour is not only an analogue of whisky lactone (la) but can also be used as a substitute to coconut aldehyde or aldehyde C-18 (lb) which occurs in peaches, apricots and coconut (Bennett, In: Concise Chemical and Technical Dictionary, Fourth Edition, ed., Edward, A., Publishing Ltd., 41 Bedford Square London, WC1B, 3DQ, 48, (1986) and Orlindo, S.
In: Handbook of Perfumes and Flavours, Chemical Publishing Co., Inc., New York, b N.Y. 152 (1990)).
4 3 NaBH4 Aq.NaOH/MeOH 0 HNaO 1 2 The following examples are given by way of illustration of the present invention and should not be considered to limit the scope of the present invention.
Example I Isolation of dihydrotagetone(4) from Tagetes minuta oil: The large scale purification of tagetes oil is achieved by adsorbing it on alumina (6-10 times more than the oil, w/w) for loading on a soxhlet extractor (30 cm long and 6.5 cm diameter or more). The cold percolation of extractor with hexane removes non polar impurities such as ocimene. However, warm hexane percolation of Soxhiet extractor with an increasing proportion of ethylacetate upto 0.1 to 2% gave mainly dihydrotagetone rich fractions. The fractions were monitored on TLC plate and the desired fractions were combined and solvent was removed under vacuum to afford sweet smelling dihydrotagetone rich fractions (38 to 43% w/w or more depending upon the of dihydrotagetone in tagetes oil) which were finally purified on silica gel column and the column was eluted with an increasing amount of hexane/ethyl acetate (100:0 to 95:5). The fractions having same Rf were combined and solvent was removed under pressure to afford dihydrotagetone (18 to 24% w/w or more depending upon the of dihydrotagetone in tagetes oil) as a liquid with 99% purity (by GC); Rf 0.68 ethylacetate in hexane); IR (film) Xmax 2992, 1715, 1463, 1367, 913 tH NMR 5 5.81-5.68 1H, 2-CH), 4.97-4.91 2H, 1-CH 2 2.75-2.68 1H, 3- CH), 2.46-2.35 1H, 7-CH), 2.32-2.01 4H, 4-CH 2 and 6-CHz), 1.26-1.25 (d, 3H, 10-CH 3 1.03-0.99 and 0.92-0.87 (2d, 6H, 8-CH 3 and 9-CH 3 EIMS m/z 154 139 112 97 56 42 85 57 (100%), 58 On the basis of above spectral data and comparing it with reported literature (Thappa, Agarwal, Kalia, Ramesh, K. and kapoor, J.
Essentail Oil Research, 375-379 (1993)), the liquid was identified as dihydrotagetone Example II ##STR1##.
Synthesis of 2,6-dimethyl-4-oxo-heptanoic acid (by conventional method): To a vigorously stirred solution of dihydrotagetone (5 g, 33 mmole) in 1,4-dioxane-water (250 mL, 4:1) is added potassium carbonate ,3D (7 followed by powdered potassium metaperiodate (15 g, 70 mmol) and then 0.25 g of powdered potassium permanganate. The remaining powdered potassium metaperiodate (35 g, 163.6 mmole) and potassium permnaganate (0.4-0.6 g) was added in small fractions within 30-40 minutes.. The reaction mixture was left at room temperature for overnight and the solution, which was initially deep purple turned into light brown solution. The mixture was made alkaline with 10% potassium hydroxide and filtered and then residue was further washed with aqueous-dioxane mixture. The filtrate and washings were combined and the dioxane was evaporated under reduced pressure. The aqueous layer was extracted with ethylacetate (15 mLx 2) to remove unwanted impurities. The aqueous layer was cooled at 4-8 OC and acidified with dilute acid and then extracted with ethylacetate (3 x 25 mL). The ethylacetate layers were then combined and washed with saturated sodium bisulphate (to destroy the excess permanganate), sodium chloride (3 x 15 dried over anhydrous sodium sulphate and filtered. The solvent was removed to afford a crude liquid which was loaded on silica gel column and the column was eluted with an increasing amount of hexane/ethyl acetate (100:0 to 95:5). The fractions were monitored on TLC plate and the desired fractions were combined and solvent was removed under vacuum to afford 2,6-dimethyl-4-oxo-heptanoic acid in 68% yield as a viscous liquid; Rf 0.69 (toluene:ethylacetate:methanol:: 6.5:3.5:0.1 mL); IR (film) X max 2958, 1709, 1465, 1376, 937 cm'L; 'H NMR 5 10.53 1H, COOH), 3.03-2.94 1H, 2-CH), 2.91- 2.82 1H, 6-CH), 2.50-2.06 4H, 3-CH 2 and 5-CH2), 1.23-1.20 3H, 9-CH 3 0.99-0.97 and 0.92-0.90 (2d, 6H, 7- CH3 and 8-CH 3 (Fig. "C NMR 208.66 (COOH, 181.94 51.71 45.89 34.39 24.54 22.39 (2 x C-7 and 16.73 (Fig. 2).
(ii) (by microwave method): A mixture of dihydrotagetone (3.53 g, 22.92 mmole), sodium bicarbonate (1.8 g, 21.43 mmole), sodium metaperiodate (22.84 g, 106.78 mmole), potassium permanganate (0.65 g, 4.11 mmole), alumina (0.8-1.2 g) and THFwater or acetone-water (20 mL, 1:3) was taken in a 250 ml Erlenmeyer flask fitted with a loose funnel at the top. The flask was shaken well for a while and then placed inside a microwave oven (Kenstar (RTM)) operating at medium power (600 W) and irradiated for 2-20 minutes in parts. After completion of the reaction (monitored by TLC), the contents of the flask were poured into saturated solution of sodium bisulphite to destroy excess (RtM) ,3O permanganate and resulting mixture was passed through a bed of Celitekand further washed with aqueous acetone (40 mL x 3, The filtrate and washings were combined and the solution concentrated under reduced pressure to remove acetone. The mixture was cooled to 0 to 8 oC and acidified with dilute acid 22 and then extracted with ethylacetate (3 x 25 mL). The ethylacetate layers were then combined, washed with saturated sodium bisulphite and sodium chloride (3 x 15 mL), dried over anhydrous sodium sulphate and then filtered. The solvent was removed to afford a crude product which was purified on silica column as above which afforded 2,6-dimethyl-4-oxo-heptanoic acid in 81% yield as a viscous liquid. The physical and spectral data was found similar as above (Example II-i).
Example III ##STR2##.
Synthesis of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone (4-isobutyl-2- I'O methyl-4-butanolide) A cold solution to 8 OC) of sodium borohydride (0.6 g) in 2N-sodiumhydroxide mL) was added dropwise very slowly to a stirred solution of 2,6-dimethyl-4-oxoheptanoic acid (1.0 g) in methanol (20 mL) and stirring was continued overnight.
Methanol was evaporated and more water (3-4 mL) was added to the residue and the mixture was once again cooled to -5 to 0 oC and then acidified with cold dilute hydrochloric acid and then extracted with ether (3 x 50 mL). The combined extracts were washed with brine, dried (Na 2
SO
4 and then concentrated to give a crude liquid which was loaded on silica gel column and the column was eluted with an increasing amount of hexane/ethyl acetate (100:0 to 95:5). The fractions were monitored on TLC plate and then the desired fractions were combined and solvent was removed under vacuum to afford 4-isobutyl-2-methyl-4-butanolide (trans:cis 68:32 on NMR basis) of formula in 76 yield as a colourless oil with coconut flavour; Rr 0.80 ethylacetate in hexane); IR (film) kmax 2962, 1772, 1558, 1457, 1362, 1173, 1135, 1004, 1024, 926 'H NMR 5 4.63-4.55 (dqd, 0.32H, cis-5-CH), 4.46-4.38 (dtd, 0.68H, trans-5-CH), 2.73-2.62 1H, 3-CH), 2.55-2.47 1H, 7-CH), 2.09- 2.04 and 1.84-1.78 (2 m, 2H, 4-CH 2 1.67-1.61 and 1.50-1.41 (2 m, 2H, 6-CH 2 1.36-1.26 and 1.27-1.25 (2d, 3H, 10-CH 3 0.96-0.95 and 0.94-0.93 (2d, 6H, 8-CH 3 9-CH 3 (Fig. 3C NMR 5 179.42 76.55 44.43 37.69 C- 35.69 33.77 21.92 C-10), 15.65, 14.89 (2s, C-8 and C- S9) (Fig. GC of compound I appeared at tr 30.24 and tr= 30.44 also confirms the presence of isomers (Fig. EIMS m/z 156 99 84 71 56 42 (12.8) (Fig. 6).
The main advantages of the present invention are: 1. A simple process for industrial scale purification of dihydrotagetone of formula from oil of Tagetes species.
2. A simple process for proper utilization of dihydrotagetone of formula into Shigh valued products.
3. A simple process, which is the subject of divisional application GB 0209932.3, is obtained for rapid conversion of dihydrotagetone of formula of into 2,6dimethyl-4-oxo-heptanoic acid of of formula in microwave oven ranging from 5-30 minutes where the rate of reaction is further accelerated by adding 1o alumina as a catalyst.
4. A simple process for the preparation for 5-isobutyl-3-methyl-4,5-dihydro- 2(3H)-furanone of formula in high yield and high purity.
A simple process for the preparation of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)furanone of formula as an analogue of whisky lactone or oak lactone or i- querecus lactone of formula (I a).
6. A simple process for the preparation of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)furanone of formula as an analogue of coconut aldehyde (Ib).
7. The use of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-franone as a starting material which is capable of undergoing conversion into new kind of corresponding furans, cyclopetenones, butenolides and pyrrolidone or the like.
8. Providing a novel product i.e. 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of formula in sufficient quantity for its applications in perfumery flavour and pharmaceutical industries.

Claims (20)

1. A process for preparing 5-isobutyl-3-methyl-4,5- dihydro-2(3H)-furanone comprising the steps of: oxidising dihydrotagetone in the presence of an oxidising agent to produce 2,6-dimethyl-4-oxo- heptanoic acid and reducing the 2,6-dimethyl-4-oxo-heptanoic acid or a salt thereof in the presence of a reducing agent and initiating lactonisation to produce 5-isobutyl-3-methyl-4,5-dihydro-2(3H)- furanone (1)
2. A process as claimed in claim 1 further including the step of isolating dihydrotagetone from a plant.
3. A process as claimed in claim 1 wherein the dihydrotagetone is isolated from Tagetes species.
4. A process as claimed in claim 3 wherein the dihydrotagetone is isolated from Tagetes minuta oil from Tagetes species by absorbing Tagetes minuta oil on an absorbent, extracting the absorbent with a cold non-polar solvent to remove the non-polar constituents, and extracting the absorbent with a warm non-polar solvent to produce dihydrotagetone A process as claimed in claim 4 wherein the warm non- polar solvent comprises hexane having from 0.2 to 5% by volume ethyl acetate.
6. A process as claimed in any one of the preceding claims wherein the step of oxidising dihydrotagetone (4) in the presence of an oxidising agent is performed at a temperature of -15°C to 90 0 C.
7. A process as claimed in any one of the preceding claims wherein the step of reducing the 2,6-dimethyl-4- oxo-heptanoic acid in the presence of a reducing agent is performed at -15*C to 50 0 C.
8. A process for converting dihydrotagetone into 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone of the formula (I) 1 Ia lb the said method comprising a. adsorbing Tagetes minuta oil on an adsorbent selected from alumina and silica gel; b. loading adsorbent obtained from step on a soxhlet extractor and washing with a non polar solvent (cold percolation) selected from petroleum ether and hexane for removing the non polar constituents; c. isolating the dihydrotagetone rich fractions using hot hexane percolation with increasing percentage of ethylacetate starting from 0.2 upto d. concentrating the above separated fractions under reduced pressure to obtain a dihydrotagetone rich concentrate; e. loading above concentrate on alumina or silica gel column and eluting the column with a non polar solvent selected from hexane and petroleum ether; f. eluting the column further with increasing percentage of ethyl acetate up to 5% in hexane; g. concentrating the resulting hexane-ethylacetate fractions under reduced pressure to obtain dihydrotagetone of formula in 99% or more purity; h. providing dihydrotagetone of formula in organic solvent selected from the group consisting of ether selected from tetrahydrofuran, dimethoxyethane and dioxane, alcohol selected from butanol and t-butyl alcohol, ketone selected from acetone and methyl ethyl ketone; i. oxidising dihydrotagetone of formula in the presence of an oxidizing reagent selected from sodium meta-periodate, potassium meta-periodate and ruthenium tertaoxide in the range of 2 to 8 times mole of dihydrotagetone of formula and a co- oxidizing agent selected from potassium permanganate and sodium permanganate in the range of 0.1 to 0.6 times mole of dihydrotagetone (starting material) of formula j. adding a base selected from the group consisting of sodium carbonate, sodium bicarbonate, potassium carbonate, lithium carbonate and sodium hydroxide in the range of 1 to 4 times mole of dihydrotagetone of formula to the above said solution obtained in step k. maintaining the temperature between -15°C to during oxidation steps from to for a period ranging from 4-48 hours; 2.7 1. destroying the excess permanganate from the above reaction mixture with saturated solution of sodium bisulphite or sodium metabisulphite; m. filtering 'the above reaction mixture, washing, acidifying, and removing the solvent under reduced pressure, followed by extraction and chromatography to obtain 2,6-dimethyl-4-oxo-heptanoic acid of formula with 68 yield or more; n. providing 4-oxo acid of formula under stirring in a solvent selected from the group consisting of ether selected from tetrahydrofuran, dimethoxyetane and dioxane, alcohol selected from methanol, butanol and t-butyl alcohol, chlorinated solvent selected from dichloromethane and chloroform; o. adding a base selected from the group consisting of sodium bicarbonate or sodium hydroxide or potassium carbonate to the resultant solution to make salt of the oxy acid of formula p. reducing salt of oxo acid of formula to hydroxy acid of formula in the presence of a reducing agent selected from sodium borohydride or lithium aluminium hydride in the range of 0.5-3 times mole at a reaction temperature varying from -15 to q. removing the organic solvent under vacuum and acidifying the cooled aqueous alcoholic solution at to 0°C with an acid selected from hydrochloric acid, sulphuric acid, acetic acid, acetic anhydride for a period ranging between 30 minutes to 8 hours and finally isolating the product 5-isobutyl-3- methyl-4,5-dihydro-2(3H)-furanone also known as 4- isobutyl-2-methyl-4-butanolide) of formula in 76% or more yield by extraction and chromatography in usual manner.
9. A process as claimed in claim 8 wherein in step l(a) the ratio of oil and silica gel or alumina is taken 1:3 to 1:12 times by weight. A process as claimed in claim 8 or 9 wherein in step 1(b) soxhlet extractor using cold hexane percolation removes ocimene, one of the main and unwanted constituent, from tagetes oil.
11. A process as claimed in any one of claims 8 to wherein, in step l(c) soxhlet extraction of alumina or silica gel bound tagetes oil with hot percolation of non polar solvent removes polymerized material efficiently since it remains stuck on alumina or silica.
12. A process as claimed in any one of claims 8 to wherein, in steps l(a) to 1(g) the said purification steps isolate dihydrotagetone of formula from other dihydrotagetone rich essential oil.
13. A process as claimed in any one of claims 8 to wherein, in step 1(h) to 1(i) the temperature during oxidation step varies from -5°C to
14. A process as claimed in any one of claims 8 to wherein, in step l(h) to l(i) the time during oxidation reaction varies from 7-12 hours.
15. A process as claimed in claim any one of claims 8 to wherein, in steps 1(n) to 1(q) the temperature during reduction process varies from -4°C to 350 C. 16, A process as claimed in any one of claims 8 to wherein, in steps l(o) to 1(q) the time during reduction process varies from 6-14 hours.
17. A process as claimed in any one of claims 8 to wherein, in steps 1(h) to 1(n) the process for the preparation of 2,6-dimethyl-4-oxo-heptanoic acid of formula is also prepared alternatively under microwave irradiation having power ranges from 600 to 900W.
18. A process as claimed in claim 17 wherein, the microwave assisted oxidation is accelerated by adding alumina as a catalyst.
19. A process as claimed in claim 18 wherein, the oxidation in microwave proceeds more smoothly in short period ranging from 5-30 minutes to provide 2,6-dimethyl- 4-oxo-heptanoic acid of formula in 81% yield or more. Use of 5-isobutyl-3-methyl-4,5-dihydro-2(3H)- furanone as prepared according to the process defined in any one of claims 1 to 19 as a whisky or coconut Zo flavouring.
21. An alcoholic beverage comprising 5-isobutyl-3- methyl-4,5-dihydro-2(3H)-furanone as prepared according to the process defined in any one of claims 1 to 19.
22. A soft drink formulation comprising 5-isobutyl-3- 7Z methyl-4,5-dihydro-2(3H)-furanone as prepared according to the process defined in any one of claims 1 to 19.
23. A herbal product formulation comprising 3-methyl-4,5-dihydro-2(3H)-furanone as prepared according to the process defined in any one of claims 1 to 19.
24. A confectionary formulation comprising 5-isobutyl-3- methyl-4,5-dihydro-2(3H)-furanone as prepared according to the process defined in any one of claims 1 to 19. A tobacco product comprising 5-isobutyl-3-methyl- 4,5-dihydro-2(3H)-furanone as prepared according to the process defined in any one of claims 1 to 19. to 26. Use of 5-isobutyl-3-methyl-4,5-dihydro-2 (3H) furanone as prepared according to the process defined in any one of claims 1 to 19 as an analogue of whisky lactone (la) in formulation of high quality alcoholic beverages including wine, brandy scotch and whisky. Dated 19 April, 2005 Council of Scientific Industrial Research Patent Attorneys for the Applicant/Nominated Person SPRUSON FERGUSON
AU2005201644A 2001-03-29 2005-04-19 Processes for preparing 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone from dihydrotagetone and its use as a flavouring agent Ceased AU2005201644B2 (en)

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PCT/IN2001/000057 WO2002079180A1 (en) 2001-03-28 2001-03-29 A method for converting dihydrotagetone, a bifunctional acyclic monoterpene ketone into 5-isobutyl-3-methyl-4,5-dihydro-2(3h)-furanone as a analogue of natural whisky lactone and coconut aldehyde
AU33349/01A AU780476B2 (en) 2001-03-29 2001-03-30 A novel method for converting dihydrotagetone, a bifunctional acyclic monoterpene ketone, isolated from the plant species of tagetes, into a cococnut flavoured two chiral centered compound 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone as a novel analogue of natural whisky lactone and coconut aldehyde
AU780476 2001-03-30

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AU2005201644A Ceased AU2005201644B2 (en) 2001-03-29 2005-04-19 Processes for preparing 5-isobutyl-3-methyl-4,5-dihydro-2(3H)-furanone from dihydrotagetone and its use as a flavouring agent

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