Corporate System Divisionとは 意味・読み方・使い方

(ii) Does the Board of Directors or organization equivalent to the Board of Directors provide a system to ensure that matters concerning customer identity verification that would seriously affect corporate management are reported to the Compliance Control Division, the Internal Audit Division and the Board of Directors or organization equivalent to the Board of Directors without delay?発音を聞く 例文帳に追加

（ⅱ）取締役会等は、本人確認に関する事項で、経営に重大な影響を与えるものについては、速やかにコンプライアンス統括部門や内部監査部門へ報告されるとともに、取締役会等に報告される態勢を整備しているか。 - 金融庁

In particular, does the Manager provide a system to ensure that matters that would seriously affect corporate management are reported to the Board of Directors or equivalent organization to the Board of Directors and the Comprehensive Operational Risk Management Division without delay?発音を聞く 例文帳に追加

特に、経営に重大な影響を与える事案については、取締役会等及びオペレーショナル・リスクの総合的な管理部門に対し速やかに報告する態勢を整備しているか。 - 金融庁

(v) Does the Board of Directors or organization equivalent to the Board of Directors provide a system to ensure that matters concerning suspicious transactions that would seriously affect corporate management are reported to the Compliance Control Division and the Internal Audit Division as well as the Board of Directors or organization equivalent to the Board of Directors without delay?発音を聞く 例文帳に追加

（ⅴ）取締役会等は、疑わしい取引に関する事項のうち、経営に重大な影響を与えるものについては、速やかにコンプライアンス統括部門や内部監査部門へ報告されるとともに、取締役会等に報告される態勢を整備しているか。 - 金融庁

(i) Does the Manager, in accordance with corporate management plans, capital plans, the Capital Management Policy and the Capital Management Rules, provide for measures to have the Capital Management Division exercise a check-and-balance system in order to conduct the system of capital management appropriately?発音を聞く 例文帳に追加

（ⅰ）管理者は、経営計画、資本計画等、自己資本管理方針及び自己資本管理規程に基づき、適切な自己資本管理を行うため、自己資本管理部門の態勢を整備し、牽制機能を発揮させるための施策を実施しているか。 - 金融庁

(iii) Does the institution ensure that the Information Technology Risk Management Division and other relevant divisions promptly work together to resolve major system problems that may seriously affect corporate management and report such problems to the Board of Directors?発音を聞く 例文帳に追加

（ⅲ）経営に重大な影響を与えるような重要なシステム障害の場合には、速やかにシステムリスク管理部門及び関係業務部門と連携し、問題の解決を図るとともに取締役会に報告しているか。 - 金融庁

In the case that the Board of Directors has specified matters to be directly reported to a corporate auditor, has it specified such matters appropriately and do they provide a system to have the Manager of the Liquidity Risk Management Division directly report such matters to the auditor?発音を聞く 例文帳に追加

取締役会は、監査役へ直接報告されるべき事項を特定した場合には、報告事項を適切に設定した上で流動性リスク管理部門の管理者から直接報告を行わせる態勢を整備しているか。 - 金融庁

(i) Does the problem Loan Management Division provide a system to detect at an early date loans that need to be managed as problem loans in accordance with the Credit Risk Management Rules, based on a recognition of the impact of problem loans on the soundness of the financial institution's corporate management?発音を聞く 例文帳に追加

（ⅰ）問題債権の管理部門は、問題債権が金融機関の経営の健全性に与える影響を認識し、信用リスク管理規程に基づき、問題債権として管理が必要な債権を早期に把握する態勢を整備しているか。 - 金融庁