Up-Regulationの部分一致の例文一覧と使い方
該当件数 : 140件
When the rocking member 31 is pushed up by the printing sheet which is moving from the upstream side to the downstream side, and rocks clockwise as shown in the figure, the rocking member 31 is placed under a freely rockable state in which the regulation from the torsion coil spring 32 is not applied.例文帳に追加
揺動部材31が、上流側から下流側に向かう用紙によって押し上げられて図の時計回り方向に揺動する際には、揺動部材31はねじりコイルばね32からの規制を受けない自由揺動可能な状態に置かれる。 - 特許庁
The foot rest stands 3 are equipped with a sole rest part 4 permitting the sole to rest to freely move the same up and down, an elastic means 6 for energizing the sole rest part 4 upward and an energizing regulation means 7 regulating the modulus of elasticity of the elastic means 6.例文帳に追加
足置台3に、足裏を載置して上下に移動自在にした足裏載置部4と、足裏載置部4を上方に付勢する弾性手段6と、弾性手段6の弾性係数を調節可能にする付勢調節手段7とを備える。 - 特許庁
The regulation concerning eternal Imperial membership of the former Imperial House Law issued on February 11, 1889 was in fact abolished when the same Law was greatly revised in 1907, it was decided that only an Imperial Prince (up to great-great-grandchild) can keep his position as an Imperial member. 例文帳に追加
1889年(明治22年)2月11日制定の旧皇室典範で打ち出された永世皇族制は、すでに1907年(明治40年)の皇室典範増補で事実上放棄され、確実に皇族の身分にとどまるのは親王のみ(皇玄孫まで)とされた。 - Wikipedia日英京都関連文書対訳コーパス
The Committee on Countermeasures against Radioactive Materials, Food Safety Commission, Pharmaceutical Affairs and Food Sanitation Council, was set up and compiled provisional remarks on the handling of provisional regulation values related to radioactive iodine in fishery products. (April 8, 2011)例文帳に追加
薬事食品衛生審議会食品衛生分科会放射性物質対策部会を設置し、同部会において、魚介類中の放射性ヨウ素に関する暫定規制値の取扱いについて当面の所見を取りまとめ(平成23年4月8日) - 厚生労働省
This regulation provides that when a foreign company which has previously merged, formed a technical tie-up, or concluded a trademark agreement with an Indian company establishes a new company in the same sector or when it concludes a new agreement, the consent of the counterparty is required.例文帳に追加
当該規制は、既にインド企業と合弁・技術提携・商標契約を行っている外国企業が、同一業種で新たに会社を設立する場合や新契約を結ぶ場合は、提携先の同意が必要とすることを規定したものである。 - 経済産業省
The decoration lamp control device of the game machine that blinks the decoration lamps at equal intervals so as to constantly uniform a lighting-up time (t) and a lights-out time (s) of the decoration lamps 10 and 11, is provided with frequency regulation means for varying the frequency of the blinking.例文帳に追加
装飾ランプ10、11の点灯時間tと消灯時間sとが常に等しくなるように該装飾ランプを等間隔で点滅させる遊技機の装飾ランプ制御装置において、その点滅の周波数を可変させる周波数調節手段を設けた。 - 特許庁
Accompanied by this, a bottom part contact area 37 provided on the regulation strip 33 advanced into an open groove 28 provided on a bottom wall of the cavity 13, pushes up a bottom of a contact area 16 of the metal fitting for a female side terminal 15, as a result grips the metal fitting together with a ceiling of the cavity 13.例文帳に追加
これに伴い、規制片33に設けられた底部当接部37がキャビティ13の底壁の開口溝28に進入し、雌側端子金具15の接続部16の底面を押し上げて、キャビティ13の天井面との間で挟み付ける。 - 特許庁
Although this is a matter concerning the Ministry of Finance, a meeting of G-8 (Group of Eight) Finance Ministers will be held in Italy on June 12–13. What topics do you think will be taken up in relation to financial regulation and how do you hope that debate at the meeting will develop? 例文帳に追加
これは、直接には財務省の話かと思いますが、12日、13日とイタリアでG8の財務大臣会合が開かれます。金融規制に関する議論は、この中でどういったものが行われる見通しで、どういった議論を期待されているのか聞かせてください。 - 金融庁
The engagement of the sequin is prevented from being released to draw out the sequin connected body, under this state, since the feed member is prevented by a regulation member from floating up, even when an expected tensile force acts on the sequin connected body until the sequin is cut.例文帳に追加
この状態において、シークインが切断されるまでに予期しない引張り力が該シークイン連結体に作用したとしても、規制部材により送り部材の浮き上がりが防止されているので、シークインの係合が解かれてシークイン連結体が引き出されることがない。 - 特許庁
A temperature regulation means is provided to the lower mold 23 and the mold surface temperature corresponding to each of first-third vertical cavities 27, 31 and 33 extending in the up and down direction of a washing stand cover 1 is held so as to become lower than the mold surface temperature corresponding to each of first-third horizontal cavities 25, 29 and 35 extending in the horizontal direction.例文帳に追加
下型23に温度調節手段を設け、洗面台カバー1の上下方向に延びる第1〜第3縦キャビティ27,31,33に対応する型表面の温度を横方向に延びる第1〜第3横キャビティ25,29,35に対応する型表面の温度よりも低く保つ。 - 特許庁
1. As from the date on which the file relating to the patent application is opened for public inspection and up to expiry of a period of seven years as from the filing date of the application, other parties shall be entitled to file requests, under conditions to be laid down by Grand-Ducal regulation, for the drawing up of a search report within the meaning of the preceding Article where the applicant has not complied with that Article.例文帳に追加
(1) 特許出願に関するファイルが公衆の閲覧に供せられた日から,出願日から7年の期間の満了時までに,他当事者は,出願人が第35条を順守しなかった場合は,大公国規則によって規定される条件下で,同条の趣旨内での調査報告書の作成について,請求書を提出する資格があるものとする。 - 特許庁
To provide a technique for equalizing the length of optical paths even if the regulation of optical unit in height direction is different at both sides of a rotary polyhedral mirror in an image forming apparatus in which two or more image carriers are lined up and laser is radiated on both sides of the rotary polyhedral mirror.例文帳に追加
複数の像担持体が並設され、回転多面鏡に対して両側にレーザが照射される画像形成装置において、光学ユニットの高さ方向の規制が回転多面鏡の両側で異なる場合であっても光路長を等しくできる技術を提供する。 - 特許庁
The sheets P which tend to be flown up and to be blown away by the air flow from the side face direction, can be regulated by the air flow from the upper face direction by the blasting part 36 for regulation, stably guiding the sheets P to a specified stock position (the uppermost face of the sheet bundle PA).例文帳に追加
側面方向から空気流で舞上げられたり、吹き飛ばされたりしがちなシートPを、規制送風部36による上面方向から空気流によって規制できるので、シートPを所定のストック位置(シート束PAの最上面)へ安定して導くことができる。 - 特許庁
A game ball passage regulation device 20 provided in the body frame of the game machine includes: a passage route causing the game balls passing a paying out route 23 to pass in a lined-up state; and arms 35 advanceable/retractable toward/from positions where side parts of the game balls pass in the passage route.例文帳に追加
遊技機の本体枠に設けられる遊技球通過規制装置20は、払出路23を通過する遊技球を整列させた状態で通過させる通過路と、その通過路において遊技球の側部が通過する位置に向かって進退可能なアーム35とを有している。 - 特許庁
There has been press coverage reporting that refunds associated with the double taxation on life insurance payments will begin in October. Please give us your view on that and also on the work of reviewing the regulation for the over-the-counter sales of insurance products by financial institutions, which is scheduled to be wrapped up by December. 例文帳に追加
生保の二重課税の問題で、還付が10月から始まるというような報道があったのですけれども、それについての見解と、あと保険を金融機関で販売する保険窓販の規制の見直しが12月までというふうになっているので、それに対する見解をお願いします。 - 金融庁
Patent applications filed abroad before the enactment of the Law, may be filed with the NATIONAL INSTITUTE OF INDUSTRIAL PROPERTY on a special form to be made up for such purpose and to be considered as an affidavit, under the terms of Section 102 of the Law and pursuant to Section 100 of this Regulation. 例文帳に追加
法施行前に外国においてなされた特許出願は,法第102条に規定の条件下で本規則第100条により当該目的のために作成し宣誓供述書とみなす特別様式上において,国立産業財産機関に対して出願することができる。 - 特許庁
The driving device is constituted of a driving unit 3 unitized by driving wheels 30 and a driving motor 31 and a connecting means 4 for grounding the road surface G by its self-weight by mounting the driving unit 3 to a regulation member 20 of the opening and closing gate in a state to swivel up and down.例文帳に追加
駆動輪30及び駆動モータ31よりユニット構成された駆動ユニット3と、この駆動ユニット3を、開閉ゲートの規制部材20に対して連結リンク40で上下揺動自在に取付け、その自重により路面Gに接地させるための連結手段4とより構成した。 - 特許庁
(3) A Futures Commission Merchant shall draw up a document stating its Net Assets Regulation Ratio as of the final days of March, June, September and December every year and keep copies of such document at all of its business offices and make them available for public inspection for three months from the day one month after such final days. 例文帳に追加
3 商品取引員は、毎年三月、六月、九月及び十二月の末日における純資産額規制比率を記載した書面を作成し、当該末日から一月を経過した日から三月間、すべての営業所に備えて置き、公衆の縦覧に供しなければならない。 - 日本法令外国語訳データベースシステム
There was a regulation in terms of Imperial succession in those days such as the succession between brothers, the succession of eldest brothers, being nominated by aides, following the will of a former Emperor, etc, (there was a theory developed from a recent study that there was an age limit, up to thirty years old, for succeeding to the throne), it is presumed after fulfilling such complicated requirements, Imperial succession was decided. 例文帳に追加
この頃の皇位継承のルールには、兄弟承継、大兄承継、群臣推挙、先帝遺詔(更に近年では即位要件に年齢制限(30歳以上)があったとする説もある)などがあり、これらが複雑にからんで皇位継承が行われていたと推定されている。 - Wikipedia日英京都関連文書対訳コーパス
In July 28, 1873, the Meiji government promulgated the Ordinance of Dajokan No.272 which consisted of the Land Tax Reform Law (made up of an imperial edict and one article stating the land tax will be 3% of the cash value of the land) and the regulation of land-tax reform in which concrete rules were laid down; in the following year the government started the land-tax reform. 例文帳に追加
7月28日に地租改正法(上諭と地代の3%を地租とする旨を記載した1ヶ条で構成)と具体的な規定を定めた地租改正条例などから成る太政官布告第272号が制定され、明治政府は翌年から地租改正に着手した。 - Wikipedia日英京都関連文書対訳コーパス
The European Commission is now in the process of drawing up guidelines for the administration of the REACH regulation in preparation for its implementation. Japan will continue to make necessary approaches to the EU in order to ensure that the guidelines are feasible, sufficiently clearly defined and not discriminatory against non-EU companies.例文帳に追加
欧州委員会は施行に向けて、運用に関するガイドラインの作成を行っているところであるが、我が国としては、当該ガイドラインが実行可能かつ明確な内容になるよう、また域外企業にとって不利な内容とならぬよう、引き続き必要な働きかけを行っていく。 - 経済産業省
Thus, a first opening part 125 and second opening parts 121 and 122 are effectively blocked up in response to any regulation of a large size and a small size short and small in the sheet width direction like a cross-feed of a B5 size, and the loaded sheet is prevented from absorbing the moisture by preventing intrusion of the moisture.例文帳に追加
したがって、大判サイズ、B5サイズの横送りのごときシート幅方向に短く小さい小判サイズの場合のいずれの規制にも対応し、第1開口部125と第2開口部121(122)を有効に塞ぎ、湿気の侵入を防ぎ、積載されているシートが吸湿しないようにする。 - 特許庁
(3) A Futures Commission Merchant shall draw up a document stating its Net Assets Regulation Ratio as of the final days of March, June, September and December every year and keep copies of such document at all of its business offices and make them available for public inspection for three months from the day one month after such final days. 例文帳に追加
3 商品取引員は、毎年三月、六月、九月及び十二月の末日における純資産額規制比率を記載した書面を作成し、当該末日から一月を経過した日から三月間、すべての営業所に備えて置き、公衆の縦覧に供しなければならない。 - 経済産業省
The Atomic Energy Basic Act was partially revised on October 4, 1978 to establish the Nuclear Safety Commission under the Prime Minister’s Office. The NSC administers the function of safety regulation that had belonged to the AEC up until then, in order to strengthen the system of ensuring nuclear safety.例文帳に追加
1978年10月4日、原子力基本法等の一部を改正する法律が施行され、原子力の安全確保体制を強化するためにそれまでは、原子力委員会に属していた安全規制機能を原子力委員会から移して原子力安全委員会が新たに総理府に設置された。 - 経済産業省
This air conditioner provided with an air conditioning mechanism X and a cleaning mechanism Y for the filter 13 is attached with the filter 13 onto the belt 10 laid between the first toothed pulley 11 and the second toothed pulley 12, to be reciprocated, and is provided with a regulation means P for regulating floating-up of the belt 10.例文帳に追加
空調機構Xとフィルタ13の掃除機構Yを備えた空気調和機において、歯付きの第1プーリ11と第2プーリ12の間に掛け回されたベルト10にフィルタ13を取付けてこれを往復動させるようにするとともに、ベルト10の浮き上がりを規制する規制手段Pを設ける。 - 特許庁
As for the question regarding the worldwide move toward strengthening regulation, the Financial Stability Forum (FSF) in April this year drew up a report containing a variety of measures to be taken by regulatory authorities to deal with the global financial turmoil that was triggered by the subprime mortgage problem 例文帳に追加
また、世界的な規制強化の動きについてのお尋ねでございますけれども、今般のサブプライム・ローン問題に端を発するグローバルな金融市場の混乱につきましては、規制当局の立場からさまざまな対応策を盛り込んだ金融安定化フォーラム(FSF)の報告書が本年の4月にとりまとめられたところでございます - 金融庁
In a development driving control device 154 to receive the count up signal, an electromagnetic clutch 152 is turned off to stop a developing operation once, an electromagnetic clutch brake 153 is simultaneously turned on, a developer regulation roller 130 is rotated by a specified angle in the clockwise direction CW and a contact surface to the development sleeve 110 is switched.例文帳に追加
このカウントアップ信号を受けた現像駆動制御装置154では、現像動作を一旦停止すべく電磁クラッチ152をオフし、同時に、電磁クラッチブレーキ153をオンして、現像剤規制ローラ130を時計回り方向CWに所定角度回転させ、現像スリーブ110に対する当接面を切り替える。 - 特許庁
In addition to a cost value up to the node, nodes in two points immediately before the tip node are recorded in the label data, a plurality of label data in which parts in the two nodes immediately before the tip node are different are recorded so as to correspond to one node, and the route based on the cost value can be searched so as to correspond to the four-point regulation.例文帳に追加
ラベルデータにはそのノードまでのコスト値の他、その最先端ノード直前の2点のノードを記録し、直前の2ノードの部分が異なる複数のラベルデータを一つのノードに対応して記録することで、4点規制に応じつつ、コスト値を基礎とする経路探索を行うことができる。 - 特許庁
Deregulation is moving forward in India, which regulation on foreign investment in the retail business became relaxed to allow investments of up to 51% in foreign capital for the sale of single brand products. The region is thus witnessing the development of a business environment that expands companies’ freedom to build efficient production systems and sales strategies.例文帳に追加
また、インドにおいても小売業への外資規制が緩和され、単一ブランドの製品の販売であれば、外資51%までの投資が認可されるようになるなど、各国で規制緩和が進展し、企業が効率的な生産体制や販売戦略を構築する際の自由度を広げる事業環境の整備が進展している。 - 経済産業省
On carrying upstream side of a bonding section where the first sheet and the second sheet to be bonded to each other by a bonding means converge in the middle of a carrying path and bonded together, a direction regulation means is provided to be abutted on either the first sheet or the second sheet on the opposite side to the surface to be bonded almost up to the bonding section for regulating the advance direction.例文帳に追加
貼着手段に依って貼り合わせる第1シート材と第2シート材が搬送路中で合流し互いが接着される交合部の搬送上流側に、第1シート材あるいは第2シート材の一方を、接合部近傍まで接着面と反対側から当接して進行方向を規制するための方向規制手段を設ける。 - 特許庁
As you know, a transition period of up to 10 years is set for the full privatization of Japan Post. In the early part of the transition period, Japan Post must operate within its existing range of businesses, whereas after the end of this period, it should no longer face any regulation not applicable to private-sector financial institutions. This is the general framework of the privatization of Japan Post. 例文帳に追加
ご案内のとおり郵政民営化の大きな枠組みというのは、最大10年間の移行期間が設けられていて、その移行期間の当初においては従来の業務範囲、そして移行期間終了後においては、民間金融機関にはないようないかなる規制も残ることがないようにしていくことでありましょう。 - 金融庁
To this end, we will propose putting in place the legal frameworks necessary to introduce new regulation for credit rating agencies, to establish an alternative dispute resolution system in the financial field, and to enable financial instruments exchanges to open up commodity markets. We will also propose establishing a legal framework to ensure the appropriate provision of fund settlement services and to promote the provision of such services. 例文帳に追加
このため、格付会社に対する公的規制の導入、金融分野における裁判外紛争解決制度の創設、金融商品取引所による商品市場の開設等に関する所要の制度整備、並びに資金決済に関するサービスの適切な実施の確保及びその提供の促進を図るための所要の制度整備を行うこととしております。 - 金融庁
The electrolytic water generator has a regulation means 40 which regulates the liquid flow between introduction from an introduction part 21 into an electrolytic cell 1 and discharge out of a discharge part 22 so that the flow passes through the through holes 61, 62 of the plate electrodes 11, 12 and goes up while crossing a first direction D1 of the electrode pair 11, 12.例文帳に追加
前記装置には、導入部21から電解槽1内に導入され導出部22から導出されるまでの液体の流れが、前記板状電極11,12の貫通孔61,62を通って前記電極対11,12を第1の方向D1に横切りながら上昇するように、前記液体の流れ方向Fを規制する規制手段40が設けられている。 - 特許庁
We commit to the full and timely implementation of the financial sector reform agenda agreed up through Seoul, including: implementing Basel II, II.5 and III along the agreed timelines; more intensive supervisory effort; clearing and trading obligations for OTC derivatives; standards and principles for sounder compensation practices, achieving a single set of high quality global accounting standards; a comprehensive framework to address the risks posed by systemically-important financial institutions; and, strengthened regulation and oversight of shadow banking. 例文帳に追加
我々は,ソウル・サミットを通じて合意した金融セクター改革の課題を,完全にかつ適時に実施することにコミットする。これは以下を含む。:合意したスケジュールに沿ったバーゼルⅡ,Ⅱ.5,Ⅲの実施,より密度の高い監督の取組,店頭デリバティブにおける清算及び取引義務,健全な報酬慣行のための基準及び原則,単一で質の高い改善された国際的な会計基準の達成,システム上重要な金融機関によってもたらされるリスクに対処する包括的な枠組み,シャドーバンキングへの規制及び監視の強化。 - 財務省
The moves to review regulations and strengthen cooperation between supervisory authorities are intended to cope with the ongoing global financial turmoil triggered by the subprime mortgage problem. They are based on the recognition that supervision and regulation have failed to keep up with changes in the financial system and globalization as represented by the cross-border activities of financial institutions and the cross-border transactions of financial products. I understand that these moves represent global cooperative efforts to tackle this situation 例文帳に追加
こうした規制の見直しや監督当局間の連携強化の動きは、サブプライム・ローン問題に端を発する今般のグローバルな金融混乱に対応していくという趣旨で、特に、金融機関が国境を越えて世界的に活動し、そこで取引される金融商品も国境を越えて国際的なマーケットで取引されるという実態があるわけで、こういう実態の中で、ある面では金融システムの変化あるいはグローバル化といった実態に監督や規制が追いついていなかったという認識に基づいているものであり、こういった問題に世界が協調して対応していこうという取組みであると理解をしております - 金融庁
As to the broad direction of inspections, the basic inspection policy for fiscal 2010 incorporated such measures as cooperating with the foreign authorities, including the authorities in Asian countries, and dispatching inspectors when necessary. One bitter lesson of the Lehman shock is that U.S. financial regulatory organizations could not necessarily keep up with the development of various financial products by banks, and that made the damage even more severe. To my mind, basically, the debate on the Basel regulation goes like this based on reflection on that lesson. 例文帳に追加
なお、検査の大きな方向性としては、各国、アジアを含む当局と提携すること、それから検査官を必要に応じて派遣すること等は、既に平成22年度でございますが、検査基本方針でも位置づけられているところでございまして、これはもう皆さん方ご存じのように、リーマン・ショックの苦い反省としまして、やっぱり銀行の方が技術的にも、特に色々な金融商品とか作りましたので、必ずしも当時のアメリカの金融規制機関がそれについていけなかったということも反省としてありまして、それがより傷を深くしたというところもございますから、その反省に立って、私は大体バーゼル(規制の議論)なんかを見ましても、基本的にこういう動きなのではないかというふうに思っております。 - 金融庁
Article 13-4 The provisions of Subsection 5 of Section 1 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 34-2(6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3(5) and (6) inclusive (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Subsection 1 of Section 2 of that Chapter (excluding Articles 35 to 36-4 inclusive (' Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, and Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) shall apply mutatis mutandis to conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by a Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2(14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.,"; the term "Financial Instruments Business" shall be deemed to be replaced with "Business of Concluding Contracts for Specified Deposits, etc.,"; the term "Act of Financial Instruments Transaction" in these provisions (excluding the provisions in Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the phrase "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in each item of Article 2(8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act,"; the phrase "; provided" in Article 37-3(1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided,"; the phrase "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" in Article 39(1)(i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.,"; the phrase "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc.,"; the phrase "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including that person who sets the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers,"; the phrase "make up for" in that item shall be deemed to be replaced with "make up, outside that Contract for a Specified Deposit, etc., for,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in items (ii) and (iii) of that paragraph shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc.,"; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition, outside that Contract for a Specified Deposit, etc., to,"; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition, outside that Contract for a Specified Deposit, etc., to,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the phrase "that is specified by a Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that is a potential cause of,"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2(4), and Article 43-4" in Article 45(ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加
第十三条の四 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみなされる場合)を除く。)(特定投資家)、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)、第四十条の二(最良執行方針等)並びに第四十条の三(分別管理が確保されていない場合の売買等の禁止)を除く。)(通則)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は、銀行が行う特定預金等契約(特定預金等(金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。)の受入れを内容とする契約をいう。以下同じ。)の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム
Article 52-45-2 The provisions of Subsection 1 of Section 2 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 35 to 36-4 inclusive (Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6(1) and (2), the proviso to Article 37-6 (4) and Article 37-6(5)(Cancellation by Means of Document), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency service or intermediary service for conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Act of Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Contract for Financial Instruments Transaction" in these provisions (excluding Article 37-6(3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act,"; the terms "intends to conclude" in Article 37-3(1) shall be deemed to be replaced with "conducts agency service or intermediary service for conclusion of,"; the term "; provided" shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided"; the term "Financial Instruments Business Operator, etc." in Article 37-3(1)(i) of that Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2(16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2(15) of the Banking Act) is acting,"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount designated by a Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for financial instruments transaction (referred to as "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6(3) of that Act shall be deemed to be replaced with "When he/she has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "sales and purchase or any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Securities Investment Trust and Securities Investment Corporations; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39(1)(i) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Sales and Purchase or Other Transaction of Securities, etc." and "Securities, etc." in Article 39(1)(ii) and (iii) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition to the profit accrued to the customer from such Securities, etc." in Article 39(1)(ii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "make an addition to the profit accrued to the customer from Such Securities, etc." in Article 39(1)(iii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in Article 39(2) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.,"; the term "that is specified by a Cabinet Office Ordinance as a potential cause of a dispute" in Article 39(2) shall be deemed to be replaced with "that may become a cause of dispute,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加
第五十二条の四十五の二 金融商品取引法第三章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十七条の六第一項、第二項、第四項ただし書及び第五項(書面による解除)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)、第四十条の二(最良執行方針等)並びに第四十条の三(分別管理が確保されていない場合の売買等の禁止)を除く。)(通則)の規定は、銀行代理業者が行う特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定(同法第三十七条の六第三項の規定を除く。)中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者(銀行法第二条第十五項に規定する銀行代理業者をいう。)の所属銀行(同条第十六項に規定する所属銀行をいう。)」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約(銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。)の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価(次項において「対価」という。)の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム
Article 52-45-2 The provisions of Chapter III, Section 2, Subsection 1 of the Financial Instruments and Exchange Act (excluding Articles 35 to 36-4 inclusive (Scope of Business activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6, paragraphs (1) and (2), the proviso to Article 37-6, paragraph (4) and Article 37-6, paragraph (5) (Cancellation by Means of Document), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.), Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency or intermediation for the conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act"; the term "Act of Executing a Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act"; the term "Contract for Financial Instruments Transaction" in the aforementioned provisions (excluding Article 37-6, paragraph (3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act"; the terms "wishes to conclude" in Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "engages in agency or intermediation for the conclusion of"; the term "; provided" in that paragraph shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided"; the term "Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2, paragraph (16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2, paragraph (15) of the Banking Act) is acting"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for Financial Instruments Transaction (referred to as a "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6, paragraph (3) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "When a Financial Instruments Specialist has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for a Specified Deposit, etc."; the term "make an addition" in Article 39, paragraph (1), item (iii) shall be deemed to be replaced with "make an addition, not through the Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc."; the term "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of"; and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加
第五十二条の四十五の二 金融商品取引法第三章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十七条の六第一項、第二項、第四項ただし書及び第五項(書面による解除)、第三十七条の七(指定紛争解決機関との契約締結義務等)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)並びに第四十条の二から第四十条の五まで(最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務)を除く。)(通則)の規定は、銀行代理業者が行う銀行代理業に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定(同法第三十七条の六第三項の規定を除く。)中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者(銀行法第二条第十五項に規定する銀行代理業者をいう。)の所属銀行(同条第十六項に規定する所属銀行をいう。)」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約(銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。)の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価(次項において「対価」という。)の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム
Article 52-2-5 The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other Than a Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person Who is a Customer Other than a Professional Investor will be Deemed to be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and paragraph (3) (Delivery of Documents Prior to Conclusion of Contract), Articles 37-5 to 37-7 inclusive (Delivery of Documents Pertaining to the Receipt of a Security Deposit, Cancellation by Means of a Document, Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and paragraph (5) of that Article (Prohibition on Compensation for Losses, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediation for conclusion of Contracts for Specified Deposits, etc. pertaining to the Foreign Bank Agency Services provided by a Foreign Bank's Agent Bank (meaning a Bank which provides the Foreign Bank Agency Services after obtaining the authorization under Article 52-2, paragraph (1) or giving a notification under paragraph (2) of that Article; the same shall apply hereinafter). In this case, the terms "Contract for Financial Instruments Transaction," "Financial Instruments Business," and "soliciting to conclude, or concluding" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.," "agency or intermediation for the conclusion of a Contract for a Specified Deposit, etc.," and "soliciting to conclude or providing agency or intermediation for the conclusion" respectively, the term "Acts of Financial Instruments Transactions" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrases "a contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer," "and has never concluded a Contract for Financial Instruments Transaction belonging to those specified by Cabinet Office Ordinance as the same kind as the Contract for Financial Instruments Transaction pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "concluding" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. prescribed in Article 13-4 of the Banking Act," "and has never provided agency or intermediation for Contracts for Specified Deposits, etc. belonging to those specified by Cabinet Office Ordinance as the same kind as the Contracts for Specified Deposits, etc. pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "providing agency or intermediation for the conclusion of" respectively, the term "conclude" in Article 34-2, paragraph (5), item (ii) and Article 34-3, paragraph (4), item (ii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "provide agency or intermediation for the conclusion of," the phrase "Subject Contract with" in Article 34-3, paragraph (2), item (iv), sub-item (a) of that Act shall be deemed to be replaced with "a Subject Contract through agency or intermediation by," the phrases "wishes to conclude" and "deliver to the customer a document containing the following matters in advance" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "provides agency or intermediation for the conclusion of" and "in addition to delivering to the customer a document containing the following matters in advance, provide information on the contents of contracts pertaining to the Deposits, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of Cabinet Office Ordinance, in order to contribute to the protection of Depositors, etc. (meaning the Depositors, etc. defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph)" respectively, the term "a Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Foreign Bank (meaning the Principal Foreign Bank defined in Article 52-2, paragraph (1) of the Banking Act) of the Foreign Bank's Agent Bank (meaning the Foreign Bank's Agent Bank defined in Article 52-2-5 of that Act)," the phrase "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter collectively referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)," "the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," "Contracts for Specified Deposits, etc.," "the customer" and "make up, not through the Contract for Specified Deposit, etc." respectively, the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc." and "Contract for a Specified Deposit, etc." respectively, the phrase "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the phrase "make an addition" in Article 39, paragraph (1), item (iii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of," the phrases "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" and "concluded" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to the delivery of documents under paragraph (1), the provisions of paragraph (1), items (ii) and (vi) and paragraph (3) shall be excluded) and Article 37-4" and "provided agency or intermediation for the conclusion thereof" respectively, and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加
第五十二条の二の五 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみなされる場合)を除く。)(特定投資家)、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五から第三十七条の七まで(保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)並びに第四十条の二から第四十条の五まで(最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務)を除く。)(通則)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は、外国銀行代理銀行(第五十二条の二第一項の認可を受け、又は同条第二項の規定による届出をして外国銀行代理業務を営んでいる銀行をいう。以下同じ。)が行う外国銀行代理業務に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の代理又は媒介の業務」と、「締結の勧誘又は締結」とあるのは「締結の勧誘又は締結の代理若しくは媒介」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、「を過去に当該特定投資家との間で締結」とあるのは「の締結の代理又は媒介を過去に当該特定投資家との間で」と、「を締結する」とあるのは「の締結の代理又は媒介をする」と、同法第三十四条の二第五項第二号及び第三十四条の三第四項第二号中「締結する」とあるのは「締結の代理又は媒介をする」と、同条第二項第四号イ中「と対象契約」とあるのは「による代理若しくは媒介により対象契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等(銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。)の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「外国銀行代理銀行(銀行法第五十二条の二の五に規定する外国銀行代理銀行をいう。)の所属外国銀行(同法第五十二条の二第一項に規定する所属外国銀行をいう。)」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定預金等契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)及び第三十七条の四」と、「締結した」とあるのは「締結の代理若しくは媒介をした」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム
本サービスで使用している「Wikipedia日英京都関連文書対訳コーパス」はWikipediaの日本語文を独立行政法人情報通信研究機構が英訳したものを、Creative Comons Attribution-Share-Alike License 3.0による利用許諾のもと使用しております。詳細はhttp://creativecommons.org/licenses/by-sa/3.0/ および http://alaginrc.nict.go.jp/WikiCorpus/ をご覧下さい。 |
Copyright © Japan Patent office. All Rights Reserved. |
Copyright(C) 財務省 ※この記事は財務省ホームページの情報を転載しております。内容には仮訳のものも含まれており、今後内容に変更がある可能性がございます。 財務省は利用者が当ホームページの情報を用いて行う一切の行為について、何ら責任を負うものではありません。 |
Copyright(C) 2025 金融庁 All Rights Reserved. |
Copyright © Japan Patent office. All Rights Reserved. |
Copyright © Ministry of Health, Labour and Welfare, All Right reserved. |
Copyright Ministry of Economy, Trade and Industry. All Rights Reserved. |
※この記事は「日本法令外国語訳データベースシステム」の2010年9月現在の情報を転載しております。 |
ログイン |
Weblio会員(無料)になると
|
ログイン |
Weblio会員(無料)になると
|