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Commodity Futures Trading Commissionの部分一致の例文一覧と使い方

該当件数 : 33



例文

(xii) matters pertaining to the resolution of a dispute with a Futures Commission Merchant (hereinafter referred to as a “Disputein this paragraph) with regard to Commodity Trading Consignment Business; 例文帳に追加

十二商品取引受託業務に関する商品取引員との紛争(以下この項において「紛争」と いう。)の処理に関する事項 - 経済産業省

(6) A Business Corporation Resulting from a Merger shall succeed to the rights and obligations which the Futures Commission Merchant dissolved by a Merger has based on any permission, license or other disposition of the competent minister concerning the Commodity Trading Consignment Business of said Futures Commission Merchant dissolved by a Merger. 例文帳に追加

6 合併後の会社は、合併により消滅した商品取引員の商品取引受託業務に関し、主務大臣の許可その他の処分に基づいて有する権利及び義務を承継する。 - 経済産業省

(iv) When the Futures Commission Merchant abolished its Commodity Trading Consignment Business or when it has given a public notice of abolition of its Commodity Trading Consignment Business or dissolution under Article 197, paragraph 3 例文帳に追加

四商品取引受託業務の廃止をしたとき若しくは解散をしたとき、又は第百九十七条第三項の規定による商品取引受託業務の廃止若しくは解散の公告をしたとき。 - 経済産業省

(1) A Futures Commission Merchant shall set aside a liability reserve for commodity trading according to the transaction volume of Transactions on a Commodity Market, etc. pursuant to the provisions of an ordinance of the competent ministry. 例文帳に追加

1 商品取引員は、主務省令で定めるところにより、商品市場における取引等の取引高に応じ、商品取引責任準備金を積み立てなければならない。 - 経済産業省

例文

(6) An Established Corporation shall succeed to the rights and obligations which the Futures Commission Merchant implementing an Incorporation-Type Demerger has based on any permission, license or other disposition of the competent minister concerning the Commodity Trading Consignment Business of said Futures Commission Merchant which is subject to the transfer. 例文帳に追加

6 設立会社は、新設分割をした商品取引員の承継の対象となる商品取引受託業務に関し、主務大臣の許可その他の処分に基づいて有する権利及び義務を承継する。 - 経済産業省


例文

(6) A Succeeding Corporation shall succeed to the rights and obligations which the Futures Commission Merchant implementing an Absorption-Type Demerger has based on any permission, license or other disposition of the competent minister concerning the Commodity Trading Consignment Business of said Futures Commission Merchant which is subject to the transfer. 例文帳に追加

6 承継会社は、吸収分割をした商品取引員の承継の対象となる商品取引受託業務に関し、主務大臣の許可その他の処分に基づいて有する権利及び義務を承継する。 - 経済産業省

(6) A Receiving Corporation shall succeed to the rights and obligations which the Futures Commission Merchant implementing a Business Transfer has based on any permission, license or other disposition of the competent minister concerning the Commodity Trading Consignment Business of said Futures Commission Merchant subject to the transfer. 例文帳に追加

6 譲受会社は、事業譲渡をした商品取引員の譲渡の対象となる商品取引受託業務に関し、主務大臣の許可その他の処分に基づいて有する権利及び義務を承継する。 - 経済産業省

(v) When the Futures Commission Merchant received an order for suspension of its Commodity Trading Consignment Business under Article 236, paragraph 1 (limited to the case which falls under item 7 of the same paragraph) 例文帳に追加

五第二百三十六条第一項の規定による商品取引受託業務の停止の命令(同項第七号に該当する場合に限る。)を受けたとき。 - 経済産業省

Article 221 (1) A Futures Commission Merchant shall set aside a liability reserve for commodity trading according to the transaction volume of Transactions on a Commodity Market, etc. pursuant to the provisions of an ordinance of the competent ministry. 例文帳に追加

第二百二十一条 商品取引員は、主務省令で定めるところにより、商品市場における取引等の取引高に応じ、商品取引責任準備金を積み立てなければならない。 - 日本法令外国語訳データベースシステム

例文

(2) In the case referred to in the preceding paragraph, if the competent minister finds that the status of the property of the Futures Commission Merchant or the operation of its Commodity Trading Consignment Business falls under any of the following items, he/she may order the Futures Commission Merchant to suspend its Transactions on a Commodity Market or Commodity Trading Consignment Business for a fixed period not exceeding three months: 例文帳に追加

2 主務大臣は、前項に規定する場合において、商品取引員の財産の状況又は商品取引受託業務の運営が次の各号のいずれかに該当するときは、その必要の限度において、当該商品取引員に対し、三月以内の期間を定めて商品市場における取引又は商品取引受託業務の停止を命ずることができる。 - 経済産業省

例文

(2) In addition to the business report prescribed in the preceding paragraph, a Futures Commission Merchant shall submit to the competent minister a written report on the Commodity Trading Consignment Business or on the status of the property of said Futures Commission Merchant pursuant to the provisions of an ordinance of the competent ministry. 例文帳に追加

2 商品取引員は、前項に規定する事業報告書のほか、主務省令で定めるところにより、当該商品取引員の商品取引受託業務又は財産の状況に関する報告書を主務大臣に提出しなければならない。 - 経済産業省

(1) In the case where a Futures Commission Merchant falls under any of the following items, the competent minister may rescind the license under Article 190, paragraph 1 of said Futures Commission Merchant and order the suspension of its Transactions on a Commodity Market or Commodity Trading Consignment Business for a fixed period not exceeding six months: 例文帳に追加

1 主務大臣は、商品取引員が次の各号のいずれかに該当する場合においては、当該商品取引員の第百九十条第一項の許可を取り消し、又は六月以内の期間を定めて商品市場における取引若しくは商品取引受託業務の停止を命ずることができる。 - 経済産業省

When the competent minister finds it necessary for securing the sound implementation of the Commodity Trading Consignment Business of a Futures Commission Merchant, he/she may recommend said Futures Commission Merchant to take any necessary measures concerning its Subsidiary Business or the business of a juridical person over which said Futures Commission Merchant has a controlling interest under Article 196, paragraph 2. 例文帳に追加

主務大臣は、商品取引員の商品取引受託業務の健全な遂行を確保するため必要があると認めるときは、当該商品取引員に対し、兼業業務又は当該商品取引員が第百九十六条第二項に規定する支配関係を持つている法人の業務に関し必要な措置をとるべきことを勧告することができる。 - 経済産業省

(1) A Futures Commission Merchant shall prepare the books as prescribed in Appended Table 5 for Transactions on the Commodity Market at one of its business offices that carries out Commodity Trading Consignment Business pursuant to the provisions of Article 222 of the Act. 例文帳に追加

1 商品取引員は、法第二百二十二条の規定により、商品取引受託業務を行う営業所の 一において、商品市場における取引につき、別表第五に定める帳簿を作成しなければな らない。 - 経済産業省

As a matter of fact, an analysis of the New York Mercantile Exchange (NYMEX), which is the largest market, by the Commodity Futures Trading Commission (CFTC) shows that market participants engaged in trading for short-term operation of funds only raise the volatility of prices and that hedge funds, which are typical speculative funds, account for only a small portion of trading volume on the crude oil market at the NYMEX, and therefore, cannot be a significant factor for price fluctuations.例文帳に追加

実際、最も市場規模の大きいニューヨーク商品取引所(NYMEX:New York Mercantile Exchange)についての分析を見ると、米国先物取引委員会(CFTC:Commodity Futures Trading Commission)では、短期的な資金運用目的の市場参加者は価格の変動率を増幅させる効果があるにすぎないこと、NYMEXでは、投機資金の代表であるヘッジファンドは原油市場全体の取引高のわずかな部分を占めているにすぎず、大幅な価格変動要因とはなり得ないこと、を明らかにしている。 - 経済産業省

(vi) When the Futures Commission Merchant has failed to commence a Commodity Trading Consignment Business within three months from the day on which it became possible to commence said business or when it has continuously suspended said business for three months or more without a justifiable reason 例文帳に追加

六正当な理由がないのに、商品取引受託業務を開始することができることとなつた日から三月以内にその業務を開始しないとき、又は引き続き三月以上その業務を休止したとき。 - 経済産業省

(2) A Futures Commission Merchant shall prepare the necessary record prescribed in Appended Table 5 corresponding to an order form and its content of Commodity Trading Consignment Business at the business offices of Commodity Trading Consignment business; provided, however, that this item does not apply to business offices which prepare the books pursuant to the provisions of the preceding paragraph. 例文帳に追加

2 商品取引員は、商品取引受託業務を行う営業所において、別表第五に定める帳簿のう ち注文伝票及びその商品取引受託業務の内容に応じ必要なものを作成しなければならな い。ただし、前項の規定により帳簿を作成する営業所においては、この限りでない。 - 経済産業省

(1) In the case where a Futures Commission Merchant is in violation of Article 211, paragraph 2, if the competent minister finds it necessary and appropriate for protecting customers, he/she may order said Futures Commission Merchant to change the method of its Commodity Trading Consignment Business, deposit its property or take any other measures necessary for the purpose of supervision within the necessary limits. 例文帳に追加

1 主務大臣は、商品取引員が第二百十一条第二項の規定に違反している場合において、委託者の保護のため必要かつ適当であると認めるときは、その必要の限度において、商品取引受託業務の方法の変更を命じ、財産の供託その他監督上必要な措置を命ずることができる。 - 経済産業省

(xxi) regulations for the fair and appropriate performance of the Commodity Trading Consignment Business of a Business Corporation Resulting from a Merger (including regulations in order to define a system for the responsibilities of said Futures Commission Merchant pertaining to said Business); 例文帳に追加

二十一合併後の会社における商品取引受託業務を公正かつ的確に遂行するための規則 (当該業務に関する当該商品取引員における責任体制を明確化する規定を含むもの とする。) - 経済産業省

(3) A public notice pursuant to the provisions of Article 197, paragraph 3 of the Act and a display at the business office of the Futures Commission Merchant shall indicate the method of completion of transactions on a Commodity Market on customer’s accounts as prescribed in paragraph 5 of the same Article, and the method of returning property accepted as a consignment of customers pertaining to Commodity Trading Consignment Business and property which is held by said Futures Commission Merchant on customer’s accounts. 例文帳に追加

3 法第百九十七条第三項の規定による公告及び営業所での掲示には、同条第五項に規 定する委託者の計算による商品市場における取引の結了の方法並びに商品取引受託業務 に関し委託者から預託を受けた財産及びその計算において当該商品取引員が占有する財 産の返還の方法を示すものとする。 - 経済産業省

(3) In the case where the competent minister ordered the suspension of a Commodity Trading Consignment Business pursuant to the provisions of the preceding paragraph, if he/she finds that the Net Assets Regulation Ratio of said Futures Commission Merchant on the day when three months have elapsed from the day of such order continues to be below 100 percent and that the status of the Net Assets Regulation Ratio of said Futures Commission Merchant is not likely to recover, he/she may rescind the license under Article 190, paragraph 1 of said Futures Commission Merchant. 例文帳に追加

3 主務大臣は、前項の規定により商品取引受託業務の停止を命じた場合において、その日から三月を経過した日における当該商品取引員の純資産額規制比率が引き続き百パーセントを下回り、かつ、当該商品取引員の純資産額規制比率の状況が回復する見込みがないと認められるときは、当該商品取引員の第百九十条第一項の許可を取り消すことができる。 - 経済産業省

(2) In the case a Futures Commission Merchant is in violation of Article 211, paragraph 2 (limited to the case where the Net Assets Regulation Ratio is below 100 percent), if the competent minister finds it necessary and appropriate for protecting customers, he/she may order said Futures Commission Merchant to suspend its Commodity Trading Consignment Business for a fixed term not exceeding three months within the necessary limits. 例文帳に追加

2 主務大臣は、商品取引員が第二百十一条第二項の規定に違反している場合(純資産額規制比率が、百パーセントを下回るときに限る。)において、委託者を保護するため必要かつ適当であると認めるときは、その必要の限度において、三月以内の期間を定めて商品取引受託業務の停止を命ずることができる。 - 経済産業省

(1) When the competent minister finds it necessary and appropriate for maintaining order on the Commodity Market or for protecting customers, he/she may order a Futures Commission Merchant to take the necessary measures for improving the status of its property or the operation of its Commodity Trading Consignment Business within the necessary limits. 例文帳に追加

1 主務大臣は、商品市場における秩序の維持又は委託者の保護のため必要かつ適当であると認めるときは、その必要の限度において、商品取引員に対し、財産の状況又は商品取引受託業務の運営の改善に必要な措置をとることを命ずることができる。 - 経済産業省

(1) A transfer of the whole or a part of Commodity Trading Consignment Business by a Futures Commission Merchant to another business corporation (hereinafter referred to as a "Business Transfer" in this Article and Article 230) shall not come into effect without the approval of the competent minister having been obtained. 例文帳に追加

1 商品取引員が他の株式会社に行う商品取引受託業務の全部又は一部の譲渡(以下この条及び第二百三十条において「事業譲渡」という。)は、主務大臣の認可を受けなければ、その効力を生じない。 - 経済産業省

(1) An absorption-type demerger implemented by a Futures Commission Merchant for the purpose of transferring the whole or a part of its Commodity Trading Consignment Business to another business corporation (hereinafter simply referred to as an "Absorption-Type Demerger" in this Article and Article 230) shall not come into effect without the approval of the competent minister having been obtained. 例文帳に追加

1 商品取引員が他の株式会社に商品取引受託業務の全部又は一部を承継させるために行う吸収分割(以下この条及び第二百三十条において単に「吸収分割」という。)は、主務大臣の認可を受けなければ、その効力を生じない。 - 経済産業省

(1) When a Transaction on a Commodity Market pertaining to its Commodity Trading Consignment Business has been closed, a Futures Commission Merchant shall notify the customer as to the volume and the amount of consideration or the Contract Price, etc. for each type of transaction closed and any other matters specified by an ordinance of the competent ministry in writing without delay. 例文帳に追加

1 商品取引員は、その商品取引受託業務に係る商品市場における取引が成立したときは、遅滞なく、書面をもつて、成立した取引の種類ごとの数量及び対価の額又は約定価格等並びに成立の日その他の主務省令で定める事項を委託者に通知しなければならない。 - 経済産業省

(1) An incorporation-type demerger implemented by a Futures Commission Merchant for the purpose of transferring the whole or a part of its Commodity Trading Consignment Business to a newly established business corporation (hereinafter simply referred to as an "Incorporation-Type Demerger" in this Article and Article 230) shall not come into effect without the approval of the competent minister having been obtained. 例文帳に追加

1 商品取引員が新たに設立する株式会社に商品取引受託業務の全部又は一部を承継させるために行う新設分割(以下この条及び第二百三十条において単に「新設分割」という。)は、主務大臣の認可を受けなければ、その効力を生じない。 - 経済産業省

(1) A merger where Futures Commission Merchants are all or part of the parties thereto (limited to a merger where the business corporation surviving the merger or the business corporation established by the merger engages in Commodity Trading Consignment Business; hereinafter simply referred to as a "Merger" in this Article and Article 230) shall not come into effect without the approval of the competent minister having been obtained. 例文帳に追加

1 商品取引員を全部又は一部の当事者とする合併(合併後存続する株式会社又は合併により設立される株式会社が商品取引受託業務を営む場合に限る。以下この条及び第二百三十条において単に「合併」という。)は、主務大臣の認可を受けなければ、その効力を生じない。 - 経済産業省

(2) A Futures Commission Merchant which intends to obtain the approval set forth in the preceding paragraph shall submit to the competent minister a written application stating the matters set forth in the respective items of Article 192, paragraph 1 with regard to the business corporation succeeding to the whole or a part of its Commodity Trading Consignment Business by the Absorption-Type Demerger (hereinafter referred to as the "Succeeding Corporation"). 例文帳に追加

2 前項の認可を受けようとする商品取引員は、吸収分割により商品取引受託業務の全部又は一部を承継する株式会社(以下この条において「承継会社」という。)について第百九十二条第一項各号に掲げる事項を記載した申請書を主務大臣に提出しなければならない。 - 経済産業省

(2) A Futures Commission Merchant which intends to obtain the approval set forth in the preceding paragraph shall submit to the competent minister a written application stating the matters set forth in the respective items of Article 192, paragraph 1 with regard to the business corporation receiving the whole or a part of its Commodity Trading Consignment Business by the Business Transfer (hereinafter referred to as the "Receiving Corporation"). 例文帳に追加

2 前項の認可を受けようとする商品取引員は、事業譲渡により商品取引受託業務の全部又は一部を譲り受ける株式会社(以下この条において「譲受会社」という。)について第百九十二条第一項各号に掲げる事項を記載した申請書を主務大臣に提出しなければならない。 - 経済産業省

(i) an act to accept the consignment of a Transaction on a Commodity Market, etc., as a Futures Commission Merchant may stipulate regarding the matters set - 188 - forth in the preceding Article, item 3 and item 4, after obtaining the consent of a person who engages in Commodity Trading Consignment Business in a foreign state among any persons listed in (a) to (d) as follows, regarding matters set forth in item 1, item 2, and item 5 to item 7 of the same Article: 例文帳に追加

一次のイからニまでに掲げる者のうち外国において商品取引受託業務に相当する業務 を営む者から前条第一号、第二号及び第五号から第七号までに掲げる事項について 同意を得た上で、同条第三号及び第四号に掲げる事項については商品取引員が定め ることができるものとして商品市場における取引等の委託を受ける行為 - 経済産業省

(2) In the cases set forth in the preceding paragraph, with regard to the amount of liability reserve for commodity trading to be accrued within three business years from the business year in which the license set forth in Article 190 of the Act (excluding a renewed license) was obtained, the phrase "the amount obtained by multiplying the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in each business year by the Problematic Conduct Rate -- which means the proportion of the total sum of the payments made as a result of any Problematic Conduct [which means the Problematic Conduct prescribed in Article 112] in each business year starting within three years prior to the commencement of the relevant business year [excluding payments pertaining to transactions in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market (excluding Commodity Clearing Transactions; hereinafter the same shall apply in this Article) from a Person with Specialized Knowledge and Experience (which means a person specified in Article 107; hereinafter the same shall apply in this Article) or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System (which means an Electronic Data Processing System connecting a computer used by the Futures Commodity Merchant and a computer [including the input/output devices] used by the customer through a telecommunications line; hereinafter the same shall apply in this Article) without carrying out solicitation]; hereinafter the same shall apply in this Article) to the total sum of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), items (i) to (iii) of the Act and the amount of the consideration for the transactions prescribed in item (iv) of the same paragraph (excluding the transaction amounts and the amount of the consideration for transactions in cases of transactions based on a person's own account and in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation -- or the amount equivalent to 0.0001 percent of the transaction amounts, whichever amount is greater" in item (i) of the preceding paragraph shall be deemed to be replaced with "the amount equivalent to 0.003 percent of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in each business year," the phrase "such larger amount" in the same item shall be deemed to be replaced with "such equivalent amount," the phrase "double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher" in the same item shall be deemed to be replaced with "0.006 percent," the phrase "an amount obtained by multiplying -- an amount calculated by dividing the amount that has been obtained by deducting the amount of liability reserve for commodity trading and the amounts listed in (b) to (h) from ten million yen by double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher (or, if said calculated amount exceeds the transaction amount in the relevant business year, such amount shall be the transaction amount in the relevant business year; hereinafter the same shall apply in this item) -- by the Problematic Conduct Rate or an amount equivalent to 0.0001 percent of said calculated amount, whichever amount is greater" in the same item shall be deemed to be replaced with "an amount equivalent to 0.003 percent of the amount calculated by dividing the amount that has been obtained by deducting the amount of liability reserve for commodity trading and the amounts listed in (b) to (h) from ten million yen by double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher (or, if said calculated amount exceeds the transaction amount in the relevant business year, such amount shall be the transaction amount in the relevant business year; hereinafter the same shall apply in this item)," the phrase "the amount obtained by multiplying the transaction amount of transactions prescribed in Article 2, paragraph (8), item (iii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (g)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.0001 percent of said transaction amount, whichever amount is greater" in the same item shall be deemed to be replaced with "the amount equivalent to 0.003 percent of the transaction amount of transactions prescribed in Article 2, paragraph (8), item (iii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (g)) in each business year," and the phrase "the amount obtained by multiplying the total sum of the consideration for transactions prescribed in Article 2, paragraph (8), item (iv) of the Act (excluding transactions based on a person's own account and the transactions set forth in (h)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.001 percent of said total sum of the consideration, whichever amount is greater" in the same item shall be deemed to be replaced with "the amount equivalent to 0.03 percent of the total sum of the consideration for transactions prescribed in Article 2, paragraph (8), item (iv) of the Act (excluding transactions based on a person's own account and the transactions set forth in (h)) in each business year." 例文帳に追加

2 前項の場合において、法第百九十条の許可(更新に係る許可を除く。)を受けた事業年度から三事業年度以内に積み立てられるべき商品取引責任準備金の金額は、同項第一号中「に事故率(当該事業年度開始日前三年以内に開始した各事業年度における事故(第百十二条に規定する事故をいう。)による支払額(商品取引員が、専門知識及び経験を有する者(第百七条で定める者をいう。以下この条において同じ。)から商品市場における取引等(商品清算取引を除く。以下この条において同じ。)の委託を受ける場合並びに電子情報処理組織(商品取引員の使用に係る電子計算機と、顧客の使用に係る電子計算機(入出力装置を含む。)とを電気通信回線で接続した電子情報処理組織をいう。以下この条において同じ。)を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引に係る支払額を除く。)の合計額の、法第二条第八項第一号から第三号に規定する取引の取引金額と同項第四号に規定する取引の対価の額の合計額(自己の計算による取引並びに商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引金額及び取引の対価の額を除く。)に占める割合をいう。以下この条において同じ。)を乗じた金額と取引金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「当該いずれか大きい金額」とあるのは「当該相当する金額」と、「事故率に二を乗じて得た率と百万分の二とのいずれか大きい率」とあるのは「十万分の六」と、「に事故率を乗じた金額と当該除して計算した金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「に事故率を乗じた金額と当該取引金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「に事故率を乗じた金額と当該対価の額の合計額の十万分の一に相当する金額とのいずれか大きい金額」とあるのは、「の万分の三に相当する金額」とする。 - 日本法令外国語訳データベースシステム

例文

(a) the amount obtained by multiplying the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in each business year by the Problematic Conduct Rate -- which means the proportion of the total sum of the payments made as a result of any Problematic Conduct [which means the Problematic Conduct prescribed in Article 112] in each business year starting within three years prior to the commencement of the relevant business year [excluding payments pertaining to transactions in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market (excluding Commodity Clearing Transactions; hereinafter the same shall apply in this Article) from a Person With Specialized Knowledge and Experience (which means a person specified in Article 107; hereinafter the same shall apply in this Article) or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System (which means an Electronic Data Processing System connecting a computer used by the Futures Commodity Merchant and a computer [including the input/output devices] used by the customer through a telecommunications line; hereinafter the same shall apply in this Article) without carrying out solicitation]; hereinafter the same shall apply in this Article) to the total sum of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), items (i) to (iii) of the Act and the amount of the consideration for the transactions prescribed in item (iv) of the same paragraph (excluding the transaction amounts and the amount of the consideration for transactions in cases of transactions based on a person's own account and in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation -- or the amount equivalent to 0.0001 percent of the transaction amounts, whichever amount is greater (in cases where the amount of liability reserve for commodity trading that has already been accrued [in cases where a specific amount of money is used under the provisions of Article 221, paragraph (2) of the Act, the amount after deducting said amount; the same shall apply in the following item] is less than ten million yen, the amount obtained by adding, to such larger amount, an amount obtained by multiplying -- an amount calculated by dividing the amount that has been obtained by deducting the amount of liability reserve for commodity trading and the amounts listed in (b) to (h) from ten million yen by double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher (or, if said calculated amount exceeds the transaction amount in the relevant business year, such amount shall be the transaction amount in the relevant business year; hereinafter the same shall apply in this item) -- by the Problematic Conduct Rate or an amount equivalent to 0.0001 percent of said calculated amount, whichever amount is greater); 例文帳に追加

イ 各事業年度における法第二条第八項第一号に規定する取引(自己の計算による取引及びホに掲げる取引を除く。)の取引金額に事故率(当該事業年度開始日前三年以内に開始した各事業年度における事故(第百十二条に規定する事故をいう。)による支払額(商品取引員が、専門知識及び経験を有する者(第百七条で定める者をいう。以下この条において同じ。)から商品市場における取引等(商品清算取引を除く。以下この条において同じ。)の委託を受ける場合並びに電子情報処理組織(商品取引員の使用に係る電子計算機と、顧客の使用に係る電子計算機(入出力装置を含む。)とを電気通信回線で接続した電子情報処理組織をいう。以下この条において同じ。)を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引に係る支払額を除く。)の合計額の、法第二条第八項第一号から第三号に規定する取引の取引金額と同項第四号に規定する取引の対価の額の合計額(自己の計算による取引並びに商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引金額及び取引の対価の額を除く。)に占める割合をいう。以下この条において同じ。)を乗じた金額と取引金額の百万分の一に相当する金額とのいずれか大きい金額(既に積み立てられた商品取引責任準備金の金額(法第二百二十一条第二項の規定により使用された金額がある場合には、当該金額を控除した金額。次号において同じ。)が千万円に満たない場合には、当該いずれか大きい金額に、千万円から当該商品取引責任準備金の金額、及びロからチまでに掲げる金額を控除した金額を事故率に二を乗じて得た率と百万分の二とのいずれか大きい率で除して計算した金額(当該計算した金額が当該事業年度の取引金額を超える場合には、当該事業年度の当該取引金額。以下この号において同じ。)に事故率を乗じた金額と当該除して計算した金額の百万分の一に相当する金額とのいずれか大きい金額を加算した金額) - 日本法令外国語訳データベースシステム




  
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日本法令外国語訳データベースシステム
※この記事は「日本法令外国語訳データベースシステム」の2010年9月現在の情報を転載しております。
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