「Commission Merchant」に関連した英語例文の一覧と使い方(13ページ目) - Weblio英語例文検索

(ii) when a Futures Commission Merchant holds no fewer than 10 percent and no more than 50 percent of the voting rights (which means a voting right prescribed in Article 7, paragraph 1, item 3 of the Ordinance; hereinafter the same shall apply in this item and the following item) of all shareholders, etc. (which means all shareholders, etc. prescribed in Article 7, paragraph 1, item 3 of the Ordinance) of another juridical person, and maintains a continuing and close relationship in key portions of such juridical person's business activity, a relationship with another such juridical person (excluding the relationship listed in the preceding item); 例文帳に追加

二商品取引員が、他の法人の総株主等（令第七条第一項第三号に規定する総株主等 をいう。）の議決権（令第七条第一項第三号 に規定する議決権をいう。以下この号 及び次号において同じ。）の百分の十以上二分の一未満に相当する議決権を保有し、 かつ、その法人の事業活動の主要部分について継続的で緊密な関係を維持するその 法人に対する関係（前号に掲げるものを除く。） - 経済産業省

(2) With regard to a Futures Commission Merchant who has received a license under Article 41, paragraph (1) of the Commodity Exchange Act at the time of the enforcement of this Cabinet Order, in the case where the amount prescribed in Article 5 of the Order for Enforcement of the Commodity Exchange Act after the revision (in the case where a person has received a license under the same paragraph with regard to Listed Commodities on two or more Commodity Markets, the total of the amount prescribed in the same Article with regard to these Listed Commodities on the Commodity Markets) exceeds the amount prescribed in Article 5 of the Order for Enforcement of the Commodity Exchange Act prior to the revision (in the case where a person has received a license under the same paragraph with regard to Listed Commodities on two or more Commodity Markets, the total of the amount prescribed in the same Article with regard to these Listed Commodities on the Commodity Markets), the standard amount prescribed in Article 49, paragraph (1) of the same Act for said Futures Commission Merchant shall be the amount prescribed in Article 5 of the Order for Enforcement of the Commodity Exchange Act prior to the revision, for one year from the day of the enforcement of this Cabinet Order, notwithstanding the provisions of Article 5 of the Order for Enforcement of the Commodity Exchange Act after the revision. 例文帳に追加

２　この政令の施行の際現に商品取引所法第四十一条第一項の許可を受けている商品取引員について、改正後の商品取引所法施行令第五条に定める額（その者が二以上の商品市場における上場商品について同項の許可を受けている場合にあつては、これらの商品市場における上場商品について同条に定める額を合算した額）が改正前の商品取引所法施行令第五条に定める額（その者が二以上の商品市場における上場商品について同項の許可を受けている場合にあつては、これらの商品市場における上場商品について同条に定める額を合算した額）を超えている場合には、当該商品取引員の同法第四十九条第一項に規定する基準額は、この政令の施行の日から一年間は、改正後の商品取引所法施行令第五条の規定にかかわらず、改正前の商品取引所法施行令第五条に定める額とする。 - 日本法令外国語訳データベースシステム

With regard to a Futures Commission Merchant who has received a license under Article 41, paragraph 1 of the Commodity Exchange Act at the time of the enforcement of this Cabinet Order, in the case where the amount prescribed in Article 5 of the Order for Enforcement of the Commodity Exchange Act after the revision (in the case where a person has received a license under the same paragraph with regard to Listed Commodities on two or more Commodity Markets, the total of the amount prescribed in the same Article with regard to these Listed Commodities on the Commodity Markets) exceeds the amount prescribed in Article 5 of the Order for Enforcement of the Commodity Exchange Act prior to the revision (in the case where a person has received a license under the same paragraph with regard to Listed Commodities on two or more Commodity Markets, the total of the amount prescribed in the same Article with regard to these Listed Commodities on the Commodity Markets), the standard amount prescribed in Article 49, paragraph 1 of the same Act for said Futures Commission Merchant shall be the amount prescribed in Article 5 of the Order for Enforcement of the Commodity Exchange Act prior to the revision, for one year from the day of the enforcement of this Cabinet Order, notwithstanding the provisions of Article 5 of the Order for Enforcement of the Commodity Exchange Act after the revision. 例文帳に追加

この政令の施行の際現に商品取引所法第四十一条第一項の許可を受けている商品取引員について、改正後の商品取引所法施行令第五条に定める額（その者が二以上の商品市場における上場商品について同項の許可を受けている場合にあつては、これらの商品市場における上場商品について同条に定める額を合算した額）が改正前の商品取引所法施行令第五条に定める額（その者が二以上の商品市場における上場商品について同項の許可を受けている場合にあつては、これらの商品市場における上場商品について同条に定める額を合算した額）を超えている場合には、当該商品取引員の同法第四十九条第一項に規定する基準額は、この政令の施行の日から一年間は、改正後の商品取引所法施行令第五条の規定にかかわらず、改正前の商品取引所法施行令第五条に定める額とする。 - 経済産業省

(e) the amount equivalent to 0.0002 percent of the total sum of transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act, in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation, in the business year in which such total sum was the greatest from among each business year and each business year starting within two years prior to the commencement of the relevant business year; 例文帳に追加

ホ　各事業年度及び当該事業年度開始の日前二年以内に開始した各事業年度のうち法第二条第八項第一号に規定する取引のうち、商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引金額の合計額の最も高い事業年度における当該合計額の百万分の二に相当する金額 - 日本法令外国語訳データベースシステム

(f) the amount equivalent to 0.0002 percent of the total sum of transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (ii) of the Act, in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation, in the business year in which such total sum was the greatest from among each business year and each business year starting within two years prior to the commencement of the relevant business year; 例文帳に追加

ヘ　各事業年度及び当該事業年度開始の日前二年以内に開始した各事業年度のうち法第二条第八項第二号に規定する取引のうち、商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引金額の合計額の最も高い事業年度における当該合計額の百万分の二に相当する金額 - 日本法令外国語訳データベースシステム

(g) the amount equivalent to 0.0002 percent of the total sum of transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (iii) of the Act, in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation, in the business year in which such total sum was the greatest from among each business year and each business year starting within two years prior to the commencement of the relevant business year; 例文帳に追加

ト　各事業年度及び当該事業年度開始の日前二年以内に開始した各事業年度のうち法第二条第八項第三号に規定する取引のうち、商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引金額の合計額の最も高い事業年度における当該合計額の百万分の二に相当する金額 - 日本法令外国語訳データベースシステム

(h) the amount equivalent to 0.002 percent of the total sum of transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (iv) of the Act, in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation, in the business year in which such total sum was the greatest from among each business year and each business year starting within two years prior to the commencement of the relevant business year; 例文帳に追加

チ　各事業年度及び当該事業年度開始の日前二年以内に開始した各事業年度のうち法第二条第八項第四号に規定する取引のうち、商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の対価の額の合計額の最も高い事業年度における当該合計額の十万分の二に相当する金額 - 日本法令外国語訳データベースシステム

(3) Notwithstanding the provisions of paragraph (1), if a Commodity Exchange finds it inappropriate to have said Futures Commission Merchant complete the settlement of Transactions on a Commodity Market for securing the fairness of Transactions on a Commodity Market or protecting customers, it shall have another Member, etc. (limited to another Member, etc. who may carry out transactions on said Commodity Market; hereinafter the same shall apply in this Article) pursuant to the provisions of its articles of incorporation (market rules in the case of a Incorporated Commodity Exchange ). 例文帳に追加

３　第一項の規定にかかわらず、商品取引所は、商品市場における取引の公正を確保し、又は委託者を保護するため、当該商品取引員であつた者をして商品市場における取引の決済を結了させることが適当でないと認めるときは、定款（株式会社商品取引所にあつては、業務規程）で定めるところにより、他の会員等（当該商品市場において取引をすることができる他の会員等に限る。以下この条において同じ。）をして当該取引の決済を結了させなければならない。 - 日本法令外国語訳データベースシステム

(3) Notwithstanding the provisions of paragraph 1, if a Commodity Exchange finds it inappropriate to have said Futures Commission Merchant complete the settlement of Transactions on a Commodity Market for securing the fairness of Transactions on a Commodity Market or protecting customers, it shall have another Member, etc. (limited to another Member, etc. who may carry out transactions on said Commodity Market; hereinafter the same shall apply in this Article) pursuant to the provisions of its articles of incorporation (market rules in the case of a Incorporated Commodity Exchange). 例文帳に追加

３ 第一項の規定にかかわらず、商品取引所は、商品市場における取引の公正を確保し、又は委託者を保護するため、当該商品取引員であつた者をして商品市場における取引の決済を結了させることが適当でないと認めるときは、定款（株式会社商品取引所にあつては、業務規程）で定めるところにより、他の会員等（当該商品市場において取引をすることができる他の会員等に限る。以下この条において同じ。）をして当該取引の決済を結了させなければならない。 - 経済産業省

(3) When a Commodity Exchange reports pursuant to the provisions of Article 112, paragraph 2 of the Act, it shall submit a report including the matters listed in the following items: (i) the name or trade name, or name of a Member, etc. or a customer or its substitute; (ii) the amount of the transactions on a Commodity Market on account of a Member, etc. or a customer, for which settlement is not completed; (iii) in the case of being subject to item 2 of the preceding paragraph, the trade name of a Futures Commission Merchant who received the consignment of a transaction from said customer. 例文帳に追加

３ 商品取引所は、法第百十二条第二項の規定により報告するときは、次の各号に掲げる 事項を記載した報告書を提出しなければならない。一会員等又は委託者の氏名若しくは商号若しくは名称又はこれに代わるもの 二商品市場における会員等の自己の計算による取引又は委託者の計算による取引であ って決済を結了していないものの数量 三前項第二号に該当する場合にあっては、当該委託者から取引の委託を受けた商品取 引員の商号 - 経済産業省

The authority under Article 231, paragraphs 1 to 3 inclusive of the Act concerning branch offices and other business offices other than the head office of a Futures Commission Merchant (domestic secondary business offices, in the case of a juridical person established in accordance with the laws and regulations of a foreign state; hereinafter referred to as “Branch Offices, etc.” in this Article) may be exercised by the Director of a Regional Agricultural Administration Office or the Director of a Bureau of Economy, Trade and Industry who has jurisdiction over the location of said Branch Offices, etc., in addition to the Director of a Regional Agricultural Administration Office or the Director of a Bureau of Economy, Trade and Industry prescribed in item 4 of the preceding paragraph. 例文帳に追加

法第二百三十一条第一項 から第三項 までの規定による権限で商品取引員の支店その他の本店以外の営業所（外国の法令に準拠して設立された法人にあつては、国内における従たる営業所。以下この条において「支店等」という ）に関するものについては、 前項第四号に規定する地方農政局長及び経済産業局長のほか、当該支店等の所在地を管轄する地方農政局長及び経済産業局長も行うことができる。 - 経済産業省

(1) Cases specified by an ordinance of the competent ministry set forth in Article 195, paragraph 1, item 4 of the Act shall be the following: (i) in the case where a Futures Commission Merchant has become aware that the commencement of bankruptcy proceedings, commencement of rehabilitation proceedings, or commencement of reorganization proceedings have been filed; (ii) in the case where the articles of incorporation (in the case where a Futures Commission Merchant is a foreign juridical person, a document equivalent to articles of incorporation) have been amended; (iii) in the case where major shareholders have been changed; (iv) in the case where the content of a record set forth in Article 80, paragraph 1, item 12 has been changed or a Subsidiary Business has been abolished; (v) in the case where the content of a record set forth in Article 80, paragraph 1, item 13 has been changed or a controlling interest no longer exists; (vi) in the case where the content of a record set forth in Article 80, paragraph 1, item 14 has been changed; (vii) in the case where regulations set forth in Article 80, paragraph 1, item 18 - 156 - have been changed; (viii) in the case of the existence of subordinated borrowings or issuing subordinated bonds; (ix) in the case where the contractual details of subordinated borrowings have been changed; (x) in the case where subordinated borrowings have been repaid prior to maturity or where subordinated bonds have been redeemed prior to maturity (including cases where debts without a maturity date have been repaid or redeemed). 例文帳に追加

１ 法第百九十五条第一項第四号の主務省令で定める場合は、次に掲げる場合とする。 一破産手続開始、再生手続開始又は更生手続開始の申立てが行われた事実を知った場 合 二定款（外国法人である場合には、定款に準ずる書面）を変更した場合 三主要株主に異動があった場合 四第八十条第一項第十二号に掲げる調書の内容を変更した場合又は兼業業務を廃止し た場合 五第八十条第一項第十三号に掲げる調書の内容に変更を生じた場合又は支配関係が消 滅した場合 六第八十条第一項第十四号に掲げる調書の内容を変更した場合 七第八十条第一項第十八号に掲げる規則を変更した場合 八劣後特約付借入金を借り入れた場合又は劣後特約付社債を発行した場合 九劣後特約付借入金の契約内容を変更した場合 十劣後特約付借入金について期限前弁済をした場合又は劣後特約付社債について期限 前償還をした場合（期限のないものについて弁済又は償還をした場合を含む。） - 経済産業省

(ii) an act to accept the consignment of a Transaction on a Commodity Market, etc., as a Future Commission Merchant may stipulate within the scope of the consent that has been extended considering time differences with regard to the matters set forth in the preceding Article, item (iv), after obtaining consent for the matters set forth in item (i) to item (iii) and item (v) to item (vii) of the same Article from a customer who is a Non-Resident (which means Non-Resident as prescribed in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Control Act (Act No. 228 of 1949); the same shall apply in Article 126); 例文帳に追加

二　非居住者（外国為替及び外国貿易法（昭和二十四年法律第二百二十八号）第六条第一項第六号に規定する非居住者をいう。第百二十六条において同じ。）である顧客から前条第一号から第三号まで及び第五号から第七号までに掲げる事項について同意を得た上で、同条第四号に掲げる事項については時差を考慮して必要な幅を持たせた同意の範囲内で商品取引員が定めることができるものとして商品市場における取引等の委託を受ける行為 - 日本法令外国語訳データベースシステム

Article 115 With regard to the books prescribed in Appended Table 5 (excluding futures transaction accounting records; hereinafter the same shall apply in this Article), a Futures Commission Merchant shall carry out accounting for transactions based on its own account and that for transactions based on its customer's accounts, and transactions pertaining to brokerage of Transactions on a Commodity Market, etc. (limited to those set forth in Article 2, paragraph (16), item (i) of the Act [excluding Commodity Clearing Transactions] or in item (iii)) and that pertaining to brokerage of Transactions on a Commodity Market, etc. (limited to those set forth in item (ii) or item (iv) of the same paragraph) separately in its books, pursuant to the provisions of Article 223 of the Act. 例文帳に追加

第百十五条　商品取引員は、法第二百二十三条の規定により、別表第五に定める帳簿（先物取引計算帳を除く。以下この条において同じ。）について、自己の計算による取引と委託者の計算による取引及び商品市場における取引等（法第二条第十六項第一号に掲げるもの（商品清算取引を除く。）又は第三号に掲げるものに限る。）の受託に係る取引と商品市場における取引等（同項第二号又は第四号に掲げるものに限る。）の受託に係る取引とについて、帳簿を別にして区分経理しなければならない。 - 日本法令外国語訳データベースシステム

(2) The method specified by a Cabinet Order as prescribed in Article 9, paragraph (3) of the Act on Sales, etc. of Financial Products as applied mutatis mutandis pursuant to Article 220-3 of the Act shall be the method of posting the solicitation policy in a clearly visible manner or providing the solicitation policy for public inspection at the head office of the Futures Commission Merchant (with regard to a juridical person established in accordance with the laws and regulations of a foreign state, the principal business office in Japan; hereinafter the same shall apply in this paragraph and Article 29, paragraph (1), item (iv) and paragraph (3) of the same Article), and, in the cases listed in the following items, the methods specified respectively in those items: 例文帳に追加

２　法第二百二十条の三の規定により準用する金融商品の販売等に関する法律第九条第三項に規定する政令で定める方法は、商品取引員の本店（外国の法令に準拠して設立された法人にあつては、国内における主たる営業所。以下この項並びに第二十九条第一項第四号及び第三項において同じ。）において勧誘方針を見やすいように掲示する方法又は勧誘方針を閲覧に供する方法及び次の各号に掲げる場合に該当するときは、当該各号に定める方法とする。 - 日本法令外国語訳データベースシステム

(4) The standard amount under Article 49, paragraph (1) of the Act pertaining to a Futures Commission Merchant who has received a "License with regard to Gold" at the time of the enforcement of this Cabinet Order shall be the amount set forth in the row relating to the Tokyo Gold Exchange in appended table 2 of the Order for Enforcement of the Commodity Exchange Act prior to the revision (hereinafter referred to as the "Former Order") until the day preceding the Commencement Date of Buying and Selling Transactions (in the case where this date is prior to the date on which three months have elapsed from the day of the enforcement of this Cabinet Order [hereinafter referred to as the "Elapsed Date"], the Elapsed Date), notwithstanding the provisions of Article 5 of the Order for Enforcement of the Commodity Exchange Act after the revision (hereinafter referred to as the "New Order"). 例文帳に追加

４　この政令の施行の際現に金についての許可を受けている商品取引員に係る法第四十九条第一項の基準額は、売買取引開始日（その日がこの政令の施行の日から起算して三月を経過する日（以下「経過日」という。）前である場合は、経過日）の前日までの間は、改正後の商品取引所法施行令（以下「新令」という。）第五条の規定にかかわらず、改正前の商品取引所法施行令（以下「旧令」という。）別表第二の東京金取引所の項に掲げる金額とする。 - 日本法令外国語訳データベースシステム

(11) When a competent minister intends to grant approval under paragraph 7, item 3 or paragraph 8, item 3, he/she shall confirm that said short-term subordinated debts or long-term subordinated debts have not improved the Net Assets Regulation Ratio temporarily and intentionally, and review whether they meet any of the following criteria: (i) it is expected that said Futures Commission Merchant can maintain a sufficient Net Assets Regulation Ratio after making said Payment before Maturity, etc.; (ii) funds larger than the amount of said Payment before Maturity, etc. shall be raised. 例文帳に追加

１１ 主務大臣は、第七項第三号又は第八項第三号の承認をしようとするときは、当該短 期劣後債務又は当該長期劣後債務が純資産額規制比率を一時的かつ意図的に向上させた ものでないことを確認の上、次に掲げる基準のいずれかに適合するかどうかを審査しな ければならない。一当該期限前弁済等を行った後において当該商品取引員が十分な純資産額規制比率を 維持することができると見込まれること。二当該期限前弁済等の額以上の額の資本金調達を行うこと。 - 経済産業省

(ii) an act to accept the consignment of a Transaction on a Commodity Market, etc., as a Future Commission Merchant may stipulate within the scope of the consent that has been extended considering time differences with regard to the matters set forth in the preceding Article, item 4, after obtaining consent for the matters set forth in item 1 to item 3 and item 5 to item 7 of the same Article from a customer who is a non-resident (which means non-resident as prescribed in Article 6, paragraph 1, item 6 of the Foreign Exchange and Foreign Trade Control Act (Act No. 228 of 1949); the same shall apply in Article 126). 例文帳に追加

二非居住者（外国為替及び外国貿易法（昭和二十四年法律第二百二十八号）第六条 第一項第六号 に規定する非居住者をいう。第百二十六条において同じ。）である顧 客から前条第一号から第三号まで及び第五号から第七号までに掲げる事項について 同意を得た上で、同条第四号に掲げる事項については時差を考慮して必要な幅を持 たせた同意の範囲内で商品取引員が定めることができるものとして商品市場におけ る取引等の委託を受ける行為 - 経済産業省

With regard to the books prescribed in Appended Table 5 (excluding futures transaction accounting records; hereinafter the same shall apply in this Article), a Futures Commission Merchant shall carry out accounting for transactions based on its own account and that for transactions based on its customer’s accounts, and transactions pertaining to the acceptance of the consignment of Transactions on a Commodity Market, etc. (limited to those set forth in Article 2, paragraph 16, item 1 [excluding Commodity Clearing Transactions] or in item 3) and that pertaining to the acceptance of the consignment of Transactions on a Commodity Market, etc. (limited to those set forth in Article 2, paragraph 16, item 2 or item 4) separately in its books, pursuant to the provisions of Article 223 of the Act. 例文帳に追加

商品取引員は、法第二百二十三条の規定により、別表第五に定める帳簿（先物取引計 算帳を除く。以下この条において同じ。）について、自己の計算による取引と委託者の計 算による取引及び商品市場における取引等（法第二条第十六項第一号に掲げるもの（商 品清算取引を除く。）又は第三号 に掲げるものに限る。）の受託に係る取引と商品市場に おける取引等（同項第二号 又は第四号 に掲げるものに限る。）の受託に係る取引とについて、帳簿を別にして区分経理しなければならない。 - 経済産業省

The standard amount under Article 49, paragraph 1 of the Act pertaining to a Futures Commission Merchant who has received a “License with regard to Gold”at the time of the enforcement of this Cabinet Order shall be the amount set forth in the row relating to the Tokyo Gold Exchange in appended table 2 of the Order for Enforcement of the Commodity Exchange Act prior to the revision (hereinafter referred to as the “Old Order”) until the day preceding the Commencement Date of Buying and Selling Transactions (in the case where this date is prior to the date on which three months have elapsed from the day of the enforcement of this Cabinet Order [hereinafter referred to as the “Elapsed Date”], the Elapsed Date), notwithstanding the provisions of Article 5 of the Order for Enforcement of the Commodity Exchange Act after the revision (hereinafter referred to as the “New Order”). 例文帳に追加

この政令の施行の際現に金についての許可を受けている商品取引員に係る法第四十九条第一項の基準額は、売買取引開始日（その日がこの政令の施行の日から起算して三月を経過する日 (以下 「経過日」 という) 前である場合は（経過日の前日までの間は）、改正後の商品取引所法施行令（以下「新令」という ）第五条の規定にかかわらず、改正前の商品取引所法施行令（以下「旧令」という ）別表第二の東京金取引所の項に掲げる金額とする。 - 経済産業省

(3) The provisions of paragraph (1) shall not apply where the application, promise or provision prescribed in the respective items of the same paragraph is made or conducted in order to compensate in whole or in part for a loss incurred as a result of a Problematic Conduct (which means the problematic conduct specified by an ordinance of the competent ministry as set forth in Article 221, paragraph (2); hereinafter the same shall apply in this paragraph and the following paragraph); provided, however, that with regard to the offer or promise made under paragraph (1), item (ii) or the provision of property benefit under item (iii) of the same paragraph, this provision shall only apply in cases where said Futures Commission Merchant has obtained confirmation from the competent minister in advance to the effect that the loss to be compensated for was incurred as a result of a Problematic Conduct or in other cases specified by an ordinance of the competent ministry. 例文帳に追加

３　第一項の規定は、同項各号の申込み、約束又は提供が事故（第二百二十一条第二項の主務省令で定める事故をいう。以下この項及び次項において同じ。）による損失の全部又は一部を補てんするために行うものである場合については、適用しない。ただし、第一項第二号の申込み又は約束及び同項第三号の提供にあつては、その補てんに係る損失が事故に起因するものであることにつき、当該商品取引員があらかじめ主務大臣の確認を受けている場合その他主務省令で定める場合に限る。 - 日本法令外国語訳データベースシステム

Article 13 (1) A Futures Commission Merchant shall deposit money and securities (except for those specified by an Order of the competent ministry) which have been, at the time of the enforcement of this Act, deposited as customer margins pursuant to the provisions of Article 97, paragraph (1) of the Former Act, to a Commodity Exchange which has opened the Commodity Market pertaining to said transactions in the case settlement of said transactions is made by the method set forth in Article 105, item (i) of the New Act, and to a Commodity Exchange which conducts the Business of Assuming Commodity Transaction Debts pertaining to said transactions in the case settlement of said transactions is made by the method set forth in item (ii) of the same Article. 例文帳に追加

第十三条　商品取引員は、この法律の施行の際現に旧法第九十七条第一項の規定により委託証拠金として預託を受けている金銭及び有価証券（主務省令で定めるものを除く。）を、この法律の施行後遅滞なく、当該取引の決済が新法第百五条第一号に掲げる方法により行われる場合にあっては当該取引に係る商品市場を開設する商品取引所に、当該取引の決済が同条第二号に掲げる方法により行われる場合にあっては当該取引について商品取引債務引受業を行う商品取引所に預託しなければならない。 - 日本法令外国語訳データベースシステム

(1) A Futures Commission Merchant shall deposit money and securities (except for those specified by an Order of the competent ministry) which have been, at the time of the enforcement of this Act, deposited as customer margins pursuant to the provisions of Article 97, paragraph 1 of the Old Act, to a Commodity Exchange which has opened the Commodity Market pertaining to said transactions in the case settlement of said transactions is made by the method set forth in Article 105, item 1 of the New Act, and to a Commodity Exchange which conducts the Business of Assuming Commidity Transaction Debts pertaining to said transactions in the case settlement of said transactions is made by the method set forth in item 2 of the same Article. 例文帳に追加

１ 商品取引員は、この法律の施行の際現に旧法第九十七条第一項の規定により委託証拠金として預託を受けている金銭及び有価証券（主務省令で定めるものを除く。）を、この法律の施行後遅滞なく、当該取引の決済が新法第百五条第一号に掲げる方法により行われる場合にあっては当該取引に係る商品市場を開設する商品取引所に、当該取引の決済が同条第二号に掲げる方法により行われる場合にあっては当該取引について商品取引債務引受業を行う商品取引所に預託しなければならない。 - 経済産業省

(iv) the method of having information broadcast through the broadcasting equipment of a general broadcaster, a Cable Television Broadcaster (which means the Cable Television Broadcaster set forth in Article 2, paragraph (4) of the Cable Television Broadcasting Act [Act No. 114 of 1972]), a person engaged in the business of Cable Radio Broadcasting (which means Cable Radio Broadcasting as set forth in Article 2 of the Act on Regulation on the Operation of Cable Radio Broadcasting Business [Act No. 135 of 1951]) or a person engaged in the business of Broadcasting Using Telecommunications Services (which means Broadcasting Using Telecommunications Services as set forth in Article 2, paragraph (1) of the Act on Broadcasting Using Telecommunications Services [Act No. 85 of 2001]), the method of having customers inspect, via telecommunications lines, the contents of information that is recorded onto a file in a computer used by a Futures Commission Merchant or a person who has accepted consignment of business pertaining to advertising, etc. conducted by the Futures Commission Merchant, or the method of indicating information to the public either indoors or outdoors on a constant basis or continuously for a certain period where the information is posted or indicated on a signboard, a billboard, a poster, a placard or an advertising pillar, advertising board, building or any other structure, etc., or a method similar thereto, in which case the following matters are clearly and accurately indicated and there is no indication that is significantly contradictory to facts or seriously misleading with regard to the profits forecast from conducting a Transaction on a Commodity Market, etc. and other matters specified in Article 100-6: 例文帳に追加

四　次に掲げる事項を明瞭かつ正確に表示し、かつ、商品市場における取引等を行うことによる利益の見込みその他第百条の六で定める事項について、著しく事実に相違するような表示をし、又は著しく人を誤認させるような表示をしていない、一般放送事業者、有線テレビジョン放送事業者（有線テレビジョン放送法（昭和四十七年法律第百十四号）第二条第四項の有線テレビジョン放送事業者をいう。）、有線ラジオ放送（有線ラジオ放送業務の運用の規正に関する法律（昭和二十六年法律第百三十五号）第二条の有線ラジオ放送をいう。）の業務を行う者及び電気通信役務利用放送（電気通信役務利用放送法（平成十三年法律第八十五号）第二条第一項の電気通信役務利用放送をいう。）の業務を行う者の放送設備により放送させる方法、商品取引員又は当該商品取引員が行う広告等に係る業務の委託を受けた者の使用に係る電子計算機に備えられたファイルに記録された情報の内容を電気通信回線を利用して顧客に閲覧させる方法並びに常時又は一定の期間継続して屋内又は屋外で公衆に表示させる方法であって、看板、立看板、はり紙及びはり札並びに広告塔、広告板、建物その他の工作物等に掲出させ、又は表示させるもの並びにこれらに類するもの - 日本法令外国語訳データベースシステム

(i) Act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to Transactions on a Commodity Market, etc., to the effect that if the customer (in cases where a Trust Company, etc. conducts Transactions on a Commodity Market, etc. for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article) incurs any loss or shortfall in the predetermined amount of profit from the relevant Transactions on a Commodity Market, etc., said Futures Commission Merchant or said third party will provide property benefit to the customer or a third party in order to compensate or make up for the whole or part of such loss or shortfall 例文帳に追加

一　商品市場における取引等につき、当該商品市場における取引等について顧客（信託会社等が、信託契約に基づいて信託をする者の計算において、商品市場における取引等を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）に損失が生ずることとなり、又はあらかじめ定めた額の利益が生じないこととなつた場合には自己又は第三者がその全部又は一部を補てんし、又は補足するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為 - 日本法令外国語訳データベースシステム

Article 11 In the case where the permission under Article 126, paragraph (1) of the Former Act was rescinded, the permission under the same paragraph ceased to be effective, or brokerage of Transactions on a Commodity Market was suspended pursuant to the provisions of the Former Act or the articles of incorporation of a Commodity Exchange, prior to the Effective Date, or where the permission under the same paragraph ceased to be effective as on the Effective Date (excluding the case where the permission under Article 126, paragraph (1) of the Former Act ceased to be effective pursuant to the provisions of Article 14, paragraph (4) of the Supplementary Provisions), and when an entity which was a Futures Commission Merchant had not completed settlement of Transactions on a Commodity Market pertaining to said brokerage by the Effective Date, the provisions then in force shall remain applicable with regard to said transactions. 例文帳に追加

第十一条　施行日前において、旧法第百二十六条第一項の許可を取り消された場合、同項の許可が効力を失った場合若しくは商品市場における取引の受託が旧法若しくは商品取引所の定款で定めるところにより停止された場合又は施行日において同項の許可が効力を失った場合（附則第十四条第四項の規定により旧法第百二十六条第一項の許可が効力を失った場合を除く。）であって、商品取引員であった者が施行日までにその受託に係る商品市場における取引の決済を結了していないときは、当該取引については、なお従前の例による。 - 日本法令外国語訳データベースシステム

In the case where the permission under Article 126, paragraph 1 of the Old Act was rescinded, the permission under the same paragraph ceased to be effective, or acceptance of consignment for Transactions on a Commodity Market was suspended pursuant to the provisions of the Old Act or the articles of incorporation of a Commodity Exchange, prior to the Effective Date, or where the permission under the same paragraph ceased to be effective as on the Effective Date (excluding the case where the permission under Article 126, paragraph 1 of the Old Act ceased to be effective pursuant to the provisions of Article 14, paragraph 4 of the Supplementary Provisions), and when an entity which was a Futures Commission Merchant had not completed settlement of Transactions on a Commodity Market pertaining to said acceptance of consignment by the Effective Date, the provisions then in force shall remain applicable with regard to said transactions. 例文帳に追加

施行日前において、旧法第百二十六条第一項の許可を取り消された場合、同項の許可が効力を失った場合若しくは商品市場における取引の受託が旧法若しくは商品取引所の定款で定めるところにより停止された場合又は施行日において同項の許可が効力を失った場合（附則第十四条第四項の規定により旧法第百二十六条第一項の許可が効力を失った場合を除く。）であって、商品取引員であった者が施行日までにその受託に係る商品市場における取引の決済を結了していないときは、当該取引については、なお従前の例による。 - 経済産業省

ii) A juridical person in which a Recognized Futures Commission Merchant has a Controlling Interest (which means a relationship of holding voting rights that exceed fifty percent of the voting rights of All Shareholders, etc. of the other juridical person [including the voting rights of the shares or equity interest which cannot be asserted against the issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on Transfer of Bonds, Shares, etc. (including the cases where these provisions are applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1) and Article 276 [limited to the portion pertaining to item (ii)] of the same Act)], or a relationship specified by an ordinance of the competent ministry as that can substantially control business activities of said juridical person; the same shall apply in the following item 例文帳に追加

二　認定商品取引員が支配関係（他の法人の総株主等の議決権の百分の五十を超える議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項（これらの規定を同法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条（第二号に係る部分に限る。）において準用する場合を含む。）の規定により発行者に対抗することができない株式又は持分に係る議決権を含む。）を保有している関係その他その法人の事業活動を実質的に支配することが可能なものとして主務省令で定める関係をいう。次号において同じ。）を有する法人 - 日本法令外国語訳データベースシステム

(2) The provisions of Part II, Chapter I (excluding Article 501 to 503 inclusive and Article 523) (General Provisions) of the Commercial Code shall apply mutatis mutandis to the activities carried out by a Foreign Mutual Company; the provisions of Part II, Chapter II (Buying or Selling) of said Code shall apply mutatis mutandis to buying or selling between a Foreign Mutual Company and a merchant or Mutual Company (including a Foreign Mutual Company); the provisions of Part II, Chapter III (Current Account) of said Code shall apply mutatis mutandis to a contract pertaining to set-offs between a Foreign Mutual Company and its usual trading partner; the provisions of Part II, Chapter V (excluding Article 545) (Brokerage Business) of said Code shall apply mutatis mutandis to the acting as an intermediary by a Foreign Mutual Company in a commercial transaction between third parties; and the provisions of Part II, Chapter VI (excluding Article 558) (Commission Agent Business) and Article 593 (Deposit) of said Code shall apply mutatis mutandis to a Foreign Mutual Company. 例文帳に追加

２　商法第二編第一章（第五百一条から第五百三条まで及び第五百二十三条を除く。）（総則）の規定は外国相互会社の行う行為について、同編第二章（売買）の規定は外国相互会社が商人又は相互会社（外国相互会社を含む。）との間で行う売買について、同編第三章（交互計算）の規定は外国相互会社が平常取引をする者との間で行う相殺に係る契約について、同編第五章（第五百四十五条を除く。）（仲立営業）の規定は外国相互会社が行う他人間の商行為の媒介について、同編第六章（第五百五十八条を除く。）（問屋営業）並びに第五百九十三条（寄託）の規定は外国相互会社について、それぞれ準用する。 - 日本法令外国語訳データベースシステム

(f) Where the permission given to a Commodity Exchange under Article 9 or the license under Article 78 has been rescinded pursuant to the provisions of Article 159, paragraph (1) or (2), where the license granted to a Commodity Clearing Organization under Article 167 has been rescinded pursuant to the provisions of Article 186, paragraph (1) or (2), where the license granted to a Futures Commission Merchant under Article 190, paragraph (1) has been rescinded pursuant to the provisions of Article 235, paragraph (3) or Article 236, paragraph (1), or where the permission given to an Establisher of a Type 1 Specified Facility (which means the Establisher of a Type 1 Specified Facility prescribed in Article 331, item (ii); hereinafter the same shall apply in this item) or an Establisher of a Type 2 Specified Facility (which means the Establisher of a Type 2 Specified Facility prescribed in Article 331, item (iii); hereinafter the same shall apply in this item) which is a juridical person under Article 332, paragraph (1) or Article 342, paragraph (1) has been rescinded pursuant to the provisions of Article 340, paragraph (1) (including the cases where it is applied mutatis mutandis pursuant to Article 345), a person who was an officer of the Commodity Exchange, Commodity Clearing Organization, Futures Commission Merchant, Establisher of a Type 1 Specified Facility or Establisher of a Type 2 Specified Facility within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission, or where a juridical person that obtained a similar Permission, etc. in a foreign state is rescinded of the Permission, etc. pursuant to laws and regulations of a foreign state that are equivalent to this Act, a person who was an officer of said juridical person within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission 例文帳に追加

ヘ　商品取引所が第百五十九条第一項若しくは第二項の規定により第九条若しくは第七十八条の許可を取り消された場合、商品取引清算機関が第百八十六条第一項若しくは第二項の規定により第百六十七条の許可を取り消された場合、商品取引員が第二百三十五条第三項若しくは第二百三十六条第一項の規定により第百九十条第一項の許可を取り消された場合若しくは法人である第一種特定施設開設者（第三百三十一条第二号に規定する第一種特定施設開設者をいう。以下この号において同じ。）若しくは第二種特定施設開設者（第三百三十一条第三号に規定する第二種特定施設開設者をいう。以下この号において同じ。）が第三百四十条第一項（第三百四十五条において準用する場合を含む。）の規定により第三百三十二条第一項若しくは第三百四十二条第一項の許可を取り消された場合において、その取消しの日前三十日以内に当該商品取引所、商品取引清算機関、商品取引員若しくは第一種特定施設開設者若しくは第二種特定施設開設者の役員であつた者で当該取消しの日から五年を経過しないもの又は外国において同種の許可等を受けた法人がこの法律に相当する外国の法令の規定により当該許可等を取り消された場合において、その取消しの日前三十日以内に当該法人の役員であつた者で当該取消しの日から五年を経過しないもの - 日本法令外国語訳データベースシステム

(f) Where the permission given to a Commodity Exchange under Article 9 or the license under Article 78 has been rescinded pursuant to the provisions of Article 159, paragraph 1 or 2, where the license granted to a Commodity Clearing Organization under Article 167 has been rescinded pursuant to the provisions of Article 186, paragraph 1 or 2, where the license granted to a Futures Commission Merchant under Article 190, paragraph 1 has been rescinded pursuant to the provisions of Article 235, paragraph 3 or Article 236, paragraph 1, or where the permission given to an Establisher of a Type 1 Specified Facility (which means the Establisher of a Type 1 Specified Facility prescribed in Article 331, item 2; hereinafter the same shall apply in this item) or an Establisher of a Type 2 Specified Facility (which means the Establisher of a Type 2 Specified Facility prescribed in Article 331, item 3; hereinafter the same shall apply in this item) which is a juridical person under Article 332, paragraph 1 or Article 342, paragraph 1 has been rescinded pursuant to the provisions of Article 340, paragraph 1 (including the cases where it is applied mutatis mutandis pursuant to Article 345), a person who was an officer of the Commodity Exchange, Commodity Clearing Organization, Futures Commission Merchant, Establisher of a Type 1 Specified Facility or Establisher of a Type 2 Specified Facility within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission, or where a juridical person that obtained a similar Permission, etc. in a foreign state is rescinded of the Permission, etc. pursuant to laws and regulations of a foreign state that are equivalent to this Act, a person who was an officer of said juridical person within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission 例文帳に追加

ヘ商品取引所が第百五十九条第一項若しくは第二項の規定により第九条若しくは第七十八条の許可を取り消された場合、商品取引清算機関が第百八十六条第一項若しくは第二項の規定により第百六十七条の許可を取り消された場合、商品取引員が第二百三十五条第三項若しくは第二百三十六条第一項の規定により第百九十条第一項の許可を取り消された場合若しくは法人である第一種特定施設開設者（第三百三十一条第二号に規定する第一種特定施設開設者をいう。以下この号において同じ。）若しくは第二種特定施設開設者（第三百三十一条第三号に規定する第二種特定施設開設者をいう。以下この号において同じ。）が第三百四十条第一項（第三百四十五条において準用する場合を含む。）の規定により第三百三十二条第一項若しくは第三百四十二条第一項の許可を取り消された場合において、その取消しの日前三十日以内に当該商品取引所、商品取引清算機関、商品取引員若しくは第一種特定施設開設者若しくは第二種特定施設開設者の役員であつた者で当該取消しの日から五年を経過しないもの又は外国において同種の許可等を受けた法人がこの法律に相当する外国の法令の規定により当該許可等を取り消された場合において、その取消しの日前三十日以内に当該法人の役員であつた者で当該取消しの日から五年を経過しないもの - 経済産業省

(2) The provisions of Part II, Chapter I (excluding Article 501 to 503 inclusive and Article 523) (General Provisions) of the Commercial Code (Act No. 48 of 1899) shall apply mutatis mutandis to the activities carried out by a Mutual Company; the provisions of Chapter II of said Part (Buying or Selling) shall apply mutatis mutandis to the buying or selling carried out by a Mutual Company with a merchant or another Mutual Company (including any Foreign Mutual Company); the provisions of Chapter III of said Part (Current Account) shall apply mutatis mutandis to the contracts pertaining to set-offs carried out by a Mutual Company y with its usual counter Parties; the provisions of Chapter V of said Part (excluding Article 545) (Brokerage Business) shall apply mutatis mutandis to the acting as an intermediary by a Mutual Company with regard to commercial transactions between third Parties; and the provisions of Chapter VI of said Part (excluding Article 558) (Commission Agent Business) and Article 593 (Deposit)) of said Code shall apply mutatis mutandis to a Mutual Company, respectively. In this case, any other necessary technical change in interpretation shall be specified by a Cabinet Order. 例文帳に追加

２　商法（明治三十二年法律第四十八号）第二編第一章（第五百一条から第五百三条まで及び第五百二十三条を除く。）（総則）の規定は相互会社の行う行為について、同編第二章（売買）の規定は相互会社が商人又は相互会社（外国相互会社を含む。）との間で行う売買について、同編第三章（交互計算）の規定は相互会社が平常取引をする者との間で行う相殺に係る契約について、同編第五章（第五百四十五条を除く。）（仲立営業）の規定は相互会社が行う他人間の商行為の媒介について、同編第六章（第五百五十八条を除く。）（問屋営業）及び同法第五百九十三条（寄託）の規定は相互会社について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(3) With regard to a Commodity Broker, the provisions of Article 49, Article 50, Article 53-3, Article 91-2, Article 93, Article 94, paragraph (1), Articles 97 to 97-6 inclusive, Article 119, paragraph (2), and Article 120, paragraphs (2) to (4) inclusive of the New Act and the provisions of Article 20-3 and Article 57 of the Act on Special Measures Concerning Taxation (Act No. 26 of 1957) revised by said provisions shall, only for Commodities pertaining to said registration, apply to said person by deeming him/her as a Futures Commission Merchant set forth in the New Act for each such Commodity, during the period prescribed in the preceding paragraph. In this case, "shall not start the brokerage" in Article 97-2, paragraph (3) shall be deemed to be replaced with "shall not broker buying and selling transactions on a Commodity Market; provided, however, that this shall not apply to cases where the transactions are carried out within the scope of the purpose to complete settlement of the buying and selling transactions on a Commodity Market pertaining to said brokerage." 例文帳に追加

３　商品仲買人については、当該登録に係る商品に限り、前項に規定する期間内は、新法第四十九条、第五十条、第五十三条の三、第九十一条の二、第九十三条、第九十四条第一項、第九十七条から第九十七条の六まで、第百十九条第二項及び第百二十条第二項から第四項まで並びにこれらの規定による改正後の租税特別措置法（昭和三十二年法律第二十六号）第二十条の三及び第五十七条の規定は、その者をその商品ごとに新法の規定による商品取引員とみなして、適用する。この場合において、第九十七条の二第三項中「受託業務を開始してはならない」とあるのは、「商品市場における売買取引の委託を受けてはならない。ただし、その受託に係る商品市場における売買取引の決済を結了する目的の範囲内でする場合は、この限りでない」とする。 - 日本法令外国語訳データベースシステム

(3) A Futures Commission Merchant who has received a license under Article 41, paragraph (1) of the Act with regard to gold to be listed on a Commodity Market established by the Tokyo Gold Exchange (hereinafter referred to a "License with regard to Gold") at the time of the enforcement of this Cabinet Order shall be deemed to have received a license under Article 41, paragraph (1) of the Act with regard to precious metals (limited to gold) to be listed on a Commodity Market established by the Tokyo Gold Exchange, during the period from the day on which the Tokyo Gold Exchange received the approval of the competent minister under Article 20, paragraph (1) of the Act with regard to an amendment in its articles of incorporation for listing precious metals until the day preceding the day on which buying and selling transactions of silver of platinum commenced on the Tokyo Gold Exchange (hereinafter referred to as the "Commencement Date of Buying and Selling Transactions") (in the case where he/she received a license under Article 41, paragraph (1) of the Act with regard to precious metals to be listed on a Commodity Market established by the Tokyo Gold Exchange prior to this day, the day preceding the day on which he/she received said license). 例文帳に追加

３　この政令の施行の際現に東京金取引所が開設する商品市場に上場される金についての法第四十一条第一項の許可（以下「金についての許可」という。）を受けている商品取引員は、東京金取引所が貴金属を上場するための定款の変更について法第二十条第一項の規定による主務大臣の認可を受けた日から東京金取引所において新たに銀又は白金の売買取引が開始される日（以下「売買取引開始日」という。）の前日（その日以前に東京金取引所が開設する商品市場に上場される貴金属についての法第四十一条第一項の許可を受けた場合は、当該許可を受けた日の前日）までの間は、東京金取引所が開設する商品市場に上場される貴金属（金に限る。）についての法第四十一条第一項の許可を受けたものとみなす。 - 日本法令外国語訳データベースシステム

(3) With regard to a Commodity Broker, the provisions of Article 49, Article 50, Article 53-3, Article 91-2, Article 93, Article 94, paragraph 1, Articles 97 to 97-6 inclusive, Article 119, paragraph 2, and Article 120, paragraphs 2 to 4 inclusive of the New Act and the provisions of Article 20-3 and Article 57 of the Act on Special Measures Concerning Taxation (Act No. 26 of 1957) revised by said provisions shall, only for Commodities pertaining to said registration, apply to said person by deeming him/her as a Futures Commission Merchant set forth in the New Act for each such Commodity, during the period prescribed in the preceding paragraph. In this case, "shall not start the acceptance of consignment" in Article 97-2, paragraph 3 shall be deemed to be replaced with "shall not accept consignment of buying and selling transactions on a Commodity Market; provided, however, that this shall not apply to cases where the transactions are carried out within the scope of the purpose to complete settlement of the buying and selling transactions on a Commodity Market pertaining to said consignment." 例文帳に追加

３ 商品仲買人については、当該登録に係る商品に限り、前項に規定する期間内は、新法第四十九条、第五十条、第五十三条の三、第九十一条の二、第九十三条、第九十四条第一項、第九十七条から第九十七条の六まで、第百十九条第二項及び第百二十条第二項から第四項まで並びにこれらの規定による改正後の租税特別措置法（昭和三十二年法律第二十六号）第二十条の三及び第五十七条の規定は、その者をその商品ごとに新法の規定による商品取引員とみなして、適用する。この場合において、第九十七条の二第三項中「受託業務を開始してはならない」とあるのは、「商品市場における売買取引の委託を受けてはならない。ただし、その受託に係る商品市場における売買取引の決済を結了する目的の範囲内でする場合は、この限りでない」とする。 - 経済産業省

A Futures Commission Merchant who has received a license under Article 41, paragraph 1 of the Act with regard to gold to be listed on a Commodity Market established by the Tokyo Gold Exchange (hereinafter referred to a “License with regard to Gold”) at the time of the enforcement of this Cabinet Order shall be deemed to have received a license under Article 41, paragraph 1 of the Act with regard to precious metals (limited to gold) to be listed on a Commodity Market established by the Tokyo Gold Exchange, during the period from the day on which the Tokyo Gold Exchange received the approval of the competent minister under Article 20, paragraph 1 of the Act with regard to an amendment in its articles of incorporation for listing precious metals until the day preceding the day on which buying and selling transactions of silver of platinum commenced on the Tokyo Gold Exchange (hereinafter referred to as the “Commencement Date of Buying and Selling Transactions”) (in the case where he/she received a license under Article 41, paragraph 1 of the Act with regard to precious metals to be listed on a Commodity Market established by the Tokyo Gold Exchange prior to this day, the day preceding the day on which he/she received said license). 例文帳に追加

この政令の施行の際現に東京金取引所が開設する商品市場に上場される金についての法第四十一条第一項の許可（以下「金についての許可」という ）を受けている商品取引員は、東京金取引所が貴金属を上場するための定款の変更について法第二十条第一項の規定による主務大臣の認可を受けた日から東京金取引所において新たに銀又は白金の売買取引が開始される日（以下「売買取引開始日」という ）の前日（その日以前に東京金取引所が開設する商品市場に上場される貴金属についての法第四十一条第一項の許可を受けた場合は、当該許可を受けた日の前日）までの間は、東京金取引所が開設する商品市場に上場される貴金属（金に限る ）についての法第四十一条第一項の許可を受けたものとみなす。 - 経済産業省

(a) the amount obtained by multiplying the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in each business year by the Problematic Conduct Rate -- which means the proportion of the total sum of the payments made as a result of any Problematic Conduct [which means the Problematic Conduct prescribed in Article 112] in each business year starting within three years prior to the commencement of the relevant business year [excluding payments pertaining to transactions in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market (excluding Commodity Clearing Transactions; hereinafter the same shall apply in this Article) from a Person With Specialized Knowledge and Experience (which means a person specified in Article 107; hereinafter the same shall apply in this Article) or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System (which means an Electronic Data Processing System connecting a computer used by the Futures Commodity Merchant and a computer [including the input/output devices] used by the customer through a telecommunications line; hereinafter the same shall apply in this Article) without carrying out solicitation]; hereinafter the same shall apply in this Article) to the total sum of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), items (i) to (iii) of the Act and the amount of the consideration for the transactions prescribed in item (iv) of the same paragraph (excluding the transaction amounts and the amount of the consideration for transactions in cases of transactions based on a person's own account and in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation -- or the amount equivalent to 0.0001 percent of the transaction amounts, whichever amount is greater (in cases where the amount of liability reserve for commodity trading that has already been accrued [in cases where a specific amount of money is used under the provisions of Article 221, paragraph (2) of the Act, the amount after deducting said amount; the same shall apply in the following item] is less than ten million yen, the amount obtained by adding, to such larger amount, an amount obtained by multiplying -- an amount calculated by dividing the amount that has been obtained by deducting the amount of liability reserve for commodity trading and the amounts listed in (b) to (h) from ten million yen by double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher (or, if said calculated amount exceeds the transaction amount in the relevant business year, such amount shall be the transaction amount in the relevant business year; hereinafter the same shall apply in this item) -- by the Problematic Conduct Rate or an amount equivalent to 0.0001 percent of said calculated amount, whichever amount is greater); 例文帳に追加

イ　各事業年度における法第二条第八項第一号に規定する取引（自己の計算による取引及びホに掲げる取引を除く。）の取引金額に事故率（当該事業年度開始日前三年以内に開始した各事業年度における事故（第百十二条に規定する事故をいう。）による支払額（商品取引員が、専門知識及び経験を有する者（第百七条で定める者をいう。以下この条において同じ。）から商品市場における取引等（商品清算取引を除く。以下この条において同じ。）の委託を受ける場合並びに電子情報処理組織（商品取引員の使用に係る電子計算機と、顧客の使用に係る電子計算機（入出力装置を含む。）とを電気通信回線で接続した電子情報処理組織をいう。以下この条において同じ。）を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引に係る支払額を除く。）の合計額の、法第二条第八項第一号から第三号に規定する取引の取引金額と同項第四号に規定する取引の対価の額の合計額（自己の計算による取引並びに商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引金額及び取引の対価の額を除く。）に占める割合をいう。以下この条において同じ。）を乗じた金額と取引金額の百万分の一に相当する金額とのいずれか大きい金額（既に積み立てられた商品取引責任準備金の金額（法第二百二十一条第二項の規定により使用された金額がある場合には、当該金額を控除した金額。次号において同じ。）が千万円に満たない場合には、当該いずれか大きい金額に、千万円から当該商品取引責任準備金の金額、及びロからチまでに掲げる金額を控除した金額を事故率に二を乗じて得た率と百万分の二とのいずれか大きい率で除して計算した金額（当該計算した金額が当該事業年度の取引金額を超える場合には、当該事業年度の当該取引金額。以下この号において同じ。）に事故率を乗じた金額と当該除して計算した金額の百万分の一に相当する金額とのいずれか大きい金額を加算した金額） - 日本法令外国語訳データベースシステム

Article 220-3 The provisions of Articles 6 to 9 inclusive of the Act on Sales, etc. of Financial Products (Act No. 101 of 2000) shall apply mutatis mutandis to the conclusion of a Brokerage Contract by a Futures Commission Merchant. In this case, the term "preceding Article" in Article 6, paragraph (1) of the same Act shall be deemed to be replaced with "Article 218, paragraph (3) of the Commodity Exchange Act," the phrase "failing to explain important matters or making provision, etc. of conclusive evaluations" in Article 7 of the same Act shall be deemed to be replaced with "violating the provisions of Article 214 (limited to the part pertaining to item (i)) of the Commodity Exchange Act or failing to explain the matters listed in Article 217, paragraph (1), items (i) to (iii) inclusive of the same Act," the phrase "contract pertaining to the sale of said financial product" in Article 9, paragraph (2), item (i) of the same Act shall be deemed to be replaced with "Brokerage Contract set forth in Article 214, item (ii) of the Commodity Exchange Act" and any other technical replacement shall be specified by a Cabinet Order. 例文帳に追加

第二百二十条の三　金融商品の販売等に関する法律（平成十二年法律第百一号）第六条から第九条までの規定は、商品取引員が行う受託契約の締結について準用する。この場合において、同法第六条第一項中「前条」とあるのは「商品取引所法第二百十八条第三項」と、同項及び同法第七条中「重要事項について説明をしなかったこと又は断定的判断の提供等を行ったこと」とあるのは「商品取引所法第二百十四条（第一号に係る部分に限る。）の規定に違反したこと又は同法第二百十七条第一項第一号から第三号までに掲げる事項について説明をしなかったこと」と、同法第九条第二項第一号中「当該金融商品の販売に係る契約」とあるのは「商品取引所法第二百十四条第二号の受託契約」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(10) When a Futures Commission Merchant intends to receive approval under paragraph 7, item 3 or paragraph 8, item 3, he/she shall submit a written application for approval including the following matters to the competent ministry with a copy of contract or an equivalent document attached to it: (i) trade name; (ii) the date of receiving permission or the date of the renewal of permission; (iii) the amount of the Payment before Maturity, etc. (in the case where the amount is denominated in a foreign currency, the amount of the Payment before Maturity, etc. and the amount thereof in Japanese Yen); (iv) the amount of the current short-term subordinated debts or long-term subordinated debts and those after making the Payment before Maturity, etc. (in the case where the amount is denominated in foreign currency, the amount of the short-term subordinated debts or long-term subordinated debts and the amount thereof in Japanese Yen); (v) the reasons for the Payment before Maturity, etc.; (vi) the scheduled date of the Payment before Maturity, etc.; (vii) the financing methods and other concrete measures for maintaining the sufficient Net Assets Regulation Ratio (which means the Net Assets Regulation Ratio prescribed in Article 211, paragraph 1 of the Act; the same shall apply hereinafter); (viii) the estimated Net Assets Regulation Ratio after making the Payment before - 56 - Maturity, etc. 例文帳に追加

１０ 第七項第三号又は第八項第三号の承認を受けようとする商品取引員は、次に掲げる 事項を記載した承認申請書に契約書の写し又はこれに準ずる書類を添付して、主務大臣 に提出しなければならない。 一商号 二許可年月日又は許可更新年月日 三期限前弁済等の額（外貨建てである場合にあっては、期限前弁済等の額及びその円 換算額）四現在及び期限前弁済等を行った後の短期劣後債務又は長期劣後債務の額（外貨建て である場合にあっては、短期劣後債務又は長期劣後債務の額及びその円換算額）五期限前弁済等を行う理由 六期限前弁済等の予定日 七十分な純資産額規制比率（法第二百十一条第一項に規定する純資産額規制比率をい う。以下同じ。）を維持するための資本金調達その他の具体的措置の内容 八期限前弁済等を行った後の純資産額規制比率の推定値 - 経済産業省

(2) In the cases set forth in the preceding paragraph, with regard to the amount of liability reserve for commodity trading to be accrued within three business years from the business year in which the license set forth in Article 190 of the Act (excluding a renewed license) was obtained, the phrase "the amount obtained by multiplying the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in each business year by the Problematic Conduct Rate -- which means the proportion of the total sum of the payments made as a result of any Problematic Conduct [which means the Problematic Conduct prescribed in Article 112] in each business year starting within three years prior to the commencement of the relevant business year [excluding payments pertaining to transactions in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market (excluding Commodity Clearing Transactions; hereinafter the same shall apply in this Article) from a Person with Specialized Knowledge and Experience (which means a person specified in Article 107; hereinafter the same shall apply in this Article) or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System (which means an Electronic Data Processing System connecting a computer used by the Futures Commodity Merchant and a computer [including the input/output devices] used by the customer through a telecommunications line; hereinafter the same shall apply in this Article) without carrying out solicitation]; hereinafter the same shall apply in this Article) to the total sum of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), items (i) to (iii) of the Act and the amount of the consideration for the transactions prescribed in item (iv) of the same paragraph (excluding the transaction amounts and the amount of the consideration for transactions in cases of transactions based on a person's own account and in cases where a Futures Commission Merchant receives a consignment of transactions, etc. on the Commodity Market from a Person With Specialized Knowledge and Experience or receives a consignment of transactions, etc. on the Commodity Market by using an Electronic Data Processing System without carrying out solicitation -- or the amount equivalent to 0.0001 percent of the transaction amounts, whichever amount is greater" in item (i) of the preceding paragraph shall be deemed to be replaced with "the amount equivalent to 0.003 percent of the transaction amounts of the transactions prescribed in Article 2, paragraph (8), item (i) of the Act (excluding transactions based on a person's own account and the transactions set forth in (e)) in each business year," the phrase "such larger amount" in the same item shall be deemed to be replaced with "such equivalent amount," the phrase "double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher" in the same item shall be deemed to be replaced with "0.006 percent," the phrase "an amount obtained by multiplying -- an amount calculated by dividing the amount that has been obtained by deducting the amount of liability reserve for commodity trading and the amounts listed in (b) to (h) from ten million yen by double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher (or, if said calculated amount exceeds the transaction amount in the relevant business year, such amount shall be the transaction amount in the relevant business year; hereinafter the same shall apply in this item) -- by the Problematic Conduct Rate or an amount equivalent to 0.0001 percent of said calculated amount, whichever amount is greater" in the same item shall be deemed to be replaced with "an amount equivalent to 0.003 percent of the amount calculated by dividing the amount that has been obtained by deducting the amount of liability reserve for commodity trading and the amounts listed in (b) to (h) from ten million yen by double the Problematic Conduct Rate, or by 0.0002 percent, whichever rate is higher (or, if said calculated amount exceeds the transaction amount in the relevant business year, such amount shall be the transaction amount in the relevant business year; hereinafter the same shall apply in this item)," the phrase "the amount obtained by multiplying the transaction amount of transactions prescribed in Article 2, paragraph (8), item (iii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (g)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.0001 percent of said transaction amount, whichever amount is greater" in the same item shall be deemed to be replaced with "the amount equivalent to 0.003 percent of the transaction amount of transactions prescribed in Article 2, paragraph (8), item (iii) of the Act (excluding transactions based on a person's own account and the transactions set forth in (g)) in each business year," and the phrase "the amount obtained by multiplying the total sum of the consideration for transactions prescribed in Article 2, paragraph (8), item (iv) of the Act (excluding transactions based on a person's own account and the transactions set forth in (h)) in each business year by the Problematic Conduct Rate, or the amount equivalent to 0.001 percent of said total sum of the consideration, whichever amount is greater" in the same item shall be deemed to be replaced with "the amount equivalent to 0.03 percent of the total sum of the consideration for transactions prescribed in Article 2, paragraph (8), item (iv) of the Act (excluding transactions based on a person's own account and the transactions set forth in (h)) in each business year." 例文帳に追加

２　前項の場合において、法第百九十条の許可（更新に係る許可を除く。）を受けた事業年度から三事業年度以内に積み立てられるべき商品取引責任準備金の金額は、同項第一号中「に事故率（当該事業年度開始日前三年以内に開始した各事業年度における事故（第百十二条に規定する事故をいう。）による支払額（商品取引員が、専門知識及び経験を有する者（第百七条で定める者をいう。以下この条において同じ。）から商品市場における取引等（商品清算取引を除く。以下この条において同じ。）の委託を受ける場合並びに電子情報処理組織（商品取引員の使用に係る電子計算機と、顧客の使用に係る電子計算機（入出力装置を含む。）とを電気通信回線で接続した電子情報処理組織をいう。以下この条において同じ。）を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引に係る支払額を除く。）の合計額の、法第二条第八項第一号から第三号に規定する取引の取引金額と同項第四号に規定する取引の対価の額の合計額（自己の計算による取引並びに商品取引員が、専門知識及び経験を有する者から商品市場における取引等の委託を受ける場合並びに電子情報処理組織を使用して勧誘を伴わずに商品市場における取引等の委託を受ける場合の取引金額及び取引の対価の額を除く。）に占める割合をいう。以下この条において同じ。）を乗じた金額と取引金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「当該いずれか大きい金額」とあるのは「当該相当する金額」と、「事故率に二を乗じて得た率と百万分の二とのいずれか大きい率」とあるのは「十万分の六」と、「に事故率を乗じた金額と当該除して計算した金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「に事故率を乗じた金額と当該取引金額の百万分の一に相当する金額とのいずれか大きい金額」とあるのは「の十万分の三に相当する金額」と、「に事故率を乗じた金額と当該対価の額の合計額の十万分の一に相当する金額とのいずれか大きい金額」とあるのは、「の万分の三に相当する金額」とする。 - 日本法令外国語訳データベースシステム