「commission for an exchange」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

As a matter of fact, an analysis of the New York Mercantile Exchange (NYMEX), which is the largest market, by the Commodity Futures Trading Commission (CFTC) shows that market participants engaged in trading for short-term operation of funds only raise the volatility of prices and that hedge funds, which are typical speculative funds, account for only a small portion of trading volume on the crude oil market at the NYMEX, and therefore, cannot be a significant factor for price fluctuations.例文帳に追加

実際、最も市場規模の大きいニューヨーク商品取引所（NYMEX：New York Mercantile Exchange）についての分析を見ると、米国先物取引委員会（CFTC：Commodity Futures Trading Commission）では、短期的な資金運用目的の市場参加者は価格の変動率を増幅させる効果があるにすぎないこと、NYMEXでは、投機資金の代表であるヘッジファンドは原油市場全体の取引高のわずかな部分を占めているにすぎず、大幅な価格変動要因とはなり得ないこと、を明らかにしている。 - 経済産業省

Generally speaking, though, the Securities and Exchange Surveillance Commission is responsible for monitoring markets rigorously for the purpose of ensuring fairness and investor protection in securities trading and is expected to take a strict line on any incidence found to involve an act of statutory violation, based on the investigations that it conducts on an as-needed basis. 例文帳に追加

ただし、一般論として申し上げれば、要するに証券取引等監視委員会は、証券取引の公正性及び投資者保護の確保のために、厳正に市場を監視しているものでございますので、法令違反行為があると認められた場合には必要に応じて調査をして厳正に対処することになっております。 - 金融庁

(2) The Commissioner of the Financial Services Agency shall, from within the authority delegated under the provisions of the preceding paragraph, delegate the authority prescribed in Article 213, paragraph (1) (limited to that related to the provisions specified by a Cabinet Order as that for securing the fairness of transactions pertaining to the Public Offering, etc. of Investment Securities) to the Securities and Exchange Surveillance Commission (hereinafter referred to as the "Commission"); provided; however, that this shall not preclude the Commissioner of the Financial Services Agency from exercising his/her authority to issue an order for the submission of reports or materials. 例文帳に追加

２　金融庁長官は、前項の規定により委任された権限のうち、第二百十三条第一項の規定によるもの（投資証券の募集等に係る取引の公正の確保に係る規定として政令で定める規定に関するものに限る。）を証券取引等監視委員会（以下「委員会」という。）に委任する。ただし、報告又は資料の提出を命ずる権限は、金融庁長官が自ら行うことを妨げない。 - 日本法令外国語訳データベースシステム

Article 210 (1) An official of the Securities and Exchange Surveillance Commission (hereinafter referred to as the "Commission" in this Chapter) (hereinafter such an official shall be referred to as a "Commission Official" in this Chapter) may, when it is necessary for investigating a Criminal Case (meaning criminal cases among crimes set forth in the preceding Chapter that pertain to what are specified by a Cabinet Order as crimes that harm the fairness of sales and purchase or other transactions of Securities or Derivative Transactions, etc.; hereinafter the same shall apply in this Chapter), request a suspect or witness of the Criminal Case (hereinafter referred to as a "Criminal Case Suspect, etc." in this paragraph) to appear, question a Criminal Case Suspect, etc., inspect articles that a Criminal Case Suspect, etc. possesses or has left, or retain articles that a Criminal Case Suspect, etc. has voluntarily submitted or left. 例文帳に追加

第二百十条　証券取引等監視委員会（以下この章において「委員会」という。）の職員（以下この章において「委員会職員」という。）は、犯則事件（前章の罪のうち、有価証券の売買その他の取引又はデリバティブ取引等の公正を害するものとして政令で定めるものに係る事件をいう。以下この章において同じ。）を調査するため必要があるときは、犯則嫌疑者若しくは参考人（以下この項において「犯則嫌疑者等」という。）に対して出頭を求め、犯則嫌疑者等に対して質問し、犯則嫌疑者等が所持し若しくは置き去つた物件を検査し、又は犯則嫌疑者等が任意に提出し若しくは置き去つた物件を領置することができる。 - 日本法令外国語訳データベースシステム

I understand that the U.S. bill for financial stabilization measures includes a provision that gives the SEC (Securities and Exchange Commission) the power to suspend the application of mark-to-market accounting. Do you think that Japan should also grant such power or that there is a need to take such a step? Also, does Japan have an institutional arrangement for suspending the application of such accounting? 例文帳に追加

今回のアメリカの金融安定化法案の中で、時価会計を一時停止する権限をアメリカSEC（証券取引委員会）に付与するという文言も入っていたかと思うのですが、この点に関連して、日本で同様にそういう権限を入れるべきなのかどうか、ニーズがあるのかどうかという点と、仮に入れる時には、日本でそういう会計処理の停止権限というのは、今仕組み上持っているのかどうかというこの２点についてお尋ねしたいのですが。 - 金融庁

The Securities and Exchange Surveillance Commission (SESC) found that IHI's financial reports for the fiscal first half ended in September 2006 and for the fiscal year ended in March 2007 contained false statements concerning important matters. It also found that the company had sold securities by soliciting customers based on disclosure materials that contained false statements concerning important matters. As a result, the SESC recommended that the FSA impose an administrative civil monetary penalty. 例文帳に追加

証券取引等監視委員会から、IHIの提出した（平成）18年９月中間期の半期報告書、それから（平成）19年３月期の有価証券報告書のうち重要な事項について虚偽の記載があると認められ、また重要な事項について虚偽の記載があると認められる発行開示書類に基づく募集により有価証券を取得させたとして、課徴金納付命令を発出するように（金融庁へ）勧告が行われたというところでございます。 - 金融庁

In cases where the Securities and Exchange Surveillance Commission has issued a recommendation regarding administrative dispositions and other measures to be taken based on Article 20 (1) of the Act for Establishment of the Financial Services Agency, supervisory authorities shall consider issuing an order for the submission of reports based on Article 56-2(1) of the FIEA and taking administrative dispositions based on Articles 51 to 52-2 of the FIEA and other appropriate measures after examining the contents of the recommendation. 例文帳に追加

立入検査の結果等を踏まえ、証券取引等監視委員会より、金融庁設置法第20条第１項の規定に基づき「行うべき行政処分その他の措置」について勧告があった場合には、監督部局においては、その内容についての検討を行った上で、金商法第56条の２第１項の規定に基づく報告徴求命令、金商法第51条から第52条の２までの規定に基づく行政処分、その他の適切な措置を検討することとする。 - 金融庁

(3) A Futures Commission Merchant who has received a license under Article 41, paragraph (1) of the Act with regard to gold to be listed on a Commodity Market established by the Tokyo Gold Exchange (hereinafter referred to a "License with regard to Gold") at the time of the enforcement of this Cabinet Order shall be deemed to have received a license under Article 41, paragraph (1) of the Act with regard to precious metals (limited to gold) to be listed on a Commodity Market established by the Tokyo Gold Exchange, during the period from the day on which the Tokyo Gold Exchange received the approval of the competent minister under Article 20, paragraph (1) of the Act with regard to an amendment in its articles of incorporation for listing precious metals until the day preceding the day on which buying and selling transactions of silver of platinum commenced on the Tokyo Gold Exchange (hereinafter referred to as the "Commencement Date of Buying and Selling Transactions") (in the case where he/she received a license under Article 41, paragraph (1) of the Act with regard to precious metals to be listed on a Commodity Market established by the Tokyo Gold Exchange prior to this day, the day preceding the day on which he/she received said license). 例文帳に追加

３　この政令の施行の際現に東京金取引所が開設する商品市場に上場される金についての法第四十一条第一項の許可（以下「金についての許可」という。）を受けている商品取引員は、東京金取引所が貴金属を上場するための定款の変更について法第二十条第一項の規定による主務大臣の認可を受けた日から東京金取引所において新たに銀又は白金の売買取引が開始される日（以下「売買取引開始日」という。）の前日（その日以前に東京金取引所が開設する商品市場に上場される貴金属についての法第四十一条第一項の許可を受けた場合は、当該許可を受けた日の前日）までの間は、東京金取引所が開設する商品市場に上場される貴金属（金に限る。）についての法第四十一条第一項の許可を受けたものとみなす。 - 日本法令外国語訳データベースシステム

A Futures Commission Merchant who has received a license under Article 41, paragraph 1 of the Act with regard to gold to be listed on a Commodity Market established by the Tokyo Gold Exchange (hereinafter referred to a “License with regard to Gold”) at the time of the enforcement of this Cabinet Order shall be deemed to have received a license under Article 41, paragraph 1 of the Act with regard to precious metals (limited to gold) to be listed on a Commodity Market established by the Tokyo Gold Exchange, during the period from the day on which the Tokyo Gold Exchange received the approval of the competent minister under Article 20, paragraph 1 of the Act with regard to an amendment in its articles of incorporation for listing precious metals until the day preceding the day on which buying and selling transactions of silver of platinum commenced on the Tokyo Gold Exchange (hereinafter referred to as the “Commencement Date of Buying and Selling Transactions”) (in the case where he/she received a license under Article 41, paragraph 1 of the Act with regard to precious metals to be listed on a Commodity Market established by the Tokyo Gold Exchange prior to this day, the day preceding the day on which he/she received said license). 例文帳に追加

この政令の施行の際現に東京金取引所が開設する商品市場に上場される金についての法第四十一条第一項の許可（以下「金についての許可」という ）を受けている商品取引員は、東京金取引所が貴金属を上場するための定款の変更について法第二十条第一項の規定による主務大臣の認可を受けた日から東京金取引所において新たに銀又は白金の売買取引が開始される日（以下「売買取引開始日」という ）の前日（その日以前に東京金取引所が開設する商品市場に上場される貴金属についての法第四十一条第一項の許可を受けた場合は、当該許可を受けた日の前日）までの間は、東京金取引所が開設する商品市場に上場される貴金属（金に限る ）についての法第四十一条第一項の許可を受けたものとみなす。 - 経済産業省

Article 13 (1) A Futures Commission Merchant shall deposit money and securities (except for those specified by an Order of the competent ministry) which have been, at the time of the enforcement of this Act, deposited as customer margins pursuant to the provisions of Article 97, paragraph (1) of the Former Act, to a Commodity Exchange which has opened the Commodity Market pertaining to said transactions in the case settlement of said transactions is made by the method set forth in Article 105, item (i) of the New Act, and to a Commodity Exchange which conducts the Business of Assuming Commodity Transaction Debts pertaining to said transactions in the case settlement of said transactions is made by the method set forth in item (ii) of the same Article. 例文帳に追加

第十三条　商品取引員は、この法律の施行の際現に旧法第九十七条第一項の規定により委託証拠金として預託を受けている金銭及び有価証券（主務省令で定めるものを除く。）を、この法律の施行後遅滞なく、当該取引の決済が新法第百五条第一号に掲げる方法により行われる場合にあっては当該取引に係る商品市場を開設する商品取引所に、当該取引の決済が同条第二号に掲げる方法により行われる場合にあっては当該取引について商品取引債務引受業を行う商品取引所に預託しなければならない。 - 日本法令外国語訳データベースシステム

(1) A Futures Commission Merchant shall deposit money and securities (except for those specified by an Order of the competent ministry) which have been, at the time of the enforcement of this Act, deposited as customer margins pursuant to the provisions of Article 97, paragraph 1 of the Old Act, to a Commodity Exchange which has opened the Commodity Market pertaining to said transactions in the case settlement of said transactions is made by the method set forth in Article 105, item 1 of the New Act, and to a Commodity Exchange which conducts the Business of Assuming Commidity Transaction Debts pertaining to said transactions in the case settlement of said transactions is made by the method set forth in item 2 of the same Article. 例文帳に追加

１ 商品取引員は、この法律の施行の際現に旧法第九十七条第一項の規定により委託証拠金として預託を受けている金銭及び有価証券（主務省令で定めるものを除く。）を、この法律の施行後遅滞なく、当該取引の決済が新法第百五条第一号に掲げる方法により行われる場合にあっては当該取引に係る商品市場を開設する商品取引所に、当該取引の決済が同条第二号に掲げる方法により行われる場合にあっては当該取引について商品取引債務引受業を行う商品取引所に預託しなければならない。 - 経済産業省

I have a few words to say about an increase in cases of fraud using false claims of affiliation with the Financial Services Agency (FSA) or the Securities and Exchange Surveillance Commission (SESC), regarding which the SESC issued a reminder last Friday. It is unforgivable that the names of the FSA and the SESC, whose important administrative purposes include protecting users and investors, are used for fraud, so I would also like to issue a reminder 例文帳に追加

当方から1点ございまして、これは先週金曜日に証券取引等監視委員会事務局からも注意喚起させていただきましたけれども、金融庁や証券取引等監視委員会の名を騙った詐欺が最近増えているということで、利用者保護、投資家保護を最も重要な行政目的の一つとしている金融庁、証券取引等監視委員会の名前がこういうことに使われるということは、由々しきことでございますので、改めて私からも、この点についての情報発信をさせていただきたいということでございます - 金融庁

(ii) an act to accept the consignment of a Transaction on a Commodity Market, etc., as a Future Commission Merchant may stipulate within the scope of the consent that has been extended considering time differences with regard to the matters set forth in the preceding Article, item (iv), after obtaining consent for the matters set forth in item (i) to item (iii) and item (v) to item (vii) of the same Article from a customer who is a Non-Resident (which means Non-Resident as prescribed in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Control Act (Act No. 228 of 1949); the same shall apply in Article 126); 例文帳に追加

二　非居住者（外国為替及び外国貿易法（昭和二十四年法律第二百二十八号）第六条第一項第六号に規定する非居住者をいう。第百二十六条において同じ。）である顧客から前条第一号から第三号まで及び第五号から第七号までに掲げる事項について同意を得た上で、同条第四号に掲げる事項については時差を考慮して必要な幅を持たせた同意の範囲内で商品取引員が定めることができるものとして商品市場における取引等の委託を受ける行為 - 日本法令外国語訳データベースシステム

(ii) an act to accept the consignment of a Transaction on a Commodity Market, etc., as a Future Commission Merchant may stipulate within the scope of the consent that has been extended considering time differences with regard to the matters set forth in the preceding Article, item 4, after obtaining consent for the matters set forth in item 1 to item 3 and item 5 to item 7 of the same Article from a customer who is a non-resident (which means non-resident as prescribed in Article 6, paragraph 1, item 6 of the Foreign Exchange and Foreign Trade Control Act (Act No. 228 of 1949); the same shall apply in Article 126). 例文帳に追加

二非居住者（外国為替及び外国貿易法（昭和二十四年法律第二百二十八号）第六条 第一項第六号 に規定する非居住者をいう。第百二十六条において同じ。）である顧 客から前条第一号から第三号まで及び第五号から第七号までに掲げる事項について 同意を得た上で、同条第四号に掲げる事項については時差を考慮して必要な幅を持 たせた同意の範囲内で商品取引員が定めることができるものとして商品市場におけ る取引等の委託を受ける行為 - 経済産業省

I will talk about the personnel appointments first. As you know, the FSA (Financial Services Agency) has separate bureaus responsible for three functions, namely, planning of regulatory frameworks, inspection of financial institutions and monitoring of various market transactions-I think that the inspection and monitoring are very closely related - and supervision of financial institutions. I believe that it is increasingly important for these bureaus to enhance their cooperation and function in an integrated manner. In terms of organization, the FSA consists of the main body of the FSA in a narrow sense, which comprises the internal bureaus, and the Securities and Exchange Surveillance Commission (SESC). Cooperation between the internal bureaus and the SESC is also becoming increasingly important. 例文帳に追加

まず今般の人事でございますけれども、金融庁はご案内のとおり、制度の企画立案、金融機関等への検査やマーケットにおける様々な取引の監視、－この検査と監視は非常に近いと思います、－そして金融機関等への監督と、大きく三つの機能をもった部門が存在しているわけですけれども、この三つの部門がますます連携を強化して、一体として機能するということが重要になってきているということだと思います。組織上、金融庁の内部部局、いわば狭義の金融庁本体と、証券取引等監視委員会という区分があるわけですけれども、内部部局と証券取引等監視委員会の連携の強化ということも一層強まっているということでございます。 - 金融庁

In the case where the permission under Article 126, paragraph 1 of the Old Act was rescinded, the permission under the same paragraph ceased to be effective, or acceptance of consignment for Transactions on a Commodity Market was suspended pursuant to the provisions of the Old Act or the articles of incorporation of a Commodity Exchange, prior to the Effective Date, or where the permission under the same paragraph ceased to be effective as on the Effective Date (excluding the case where the permission under Article 126, paragraph 1 of the Old Act ceased to be effective pursuant to the provisions of Article 14, paragraph 4 of the Supplementary Provisions), and when an entity which was a Futures Commission Merchant had not completed settlement of Transactions on a Commodity Market pertaining to said acceptance of consignment by the Effective Date, the provisions then in force shall remain applicable with regard to said transactions. 例文帳に追加

施行日前において、旧法第百二十六条第一項の許可を取り消された場合、同項の許可が効力を失った場合若しくは商品市場における取引の受託が旧法若しくは商品取引所の定款で定めるところにより停止された場合又は施行日において同項の許可が効力を失った場合（附則第十四条第四項の規定により旧法第百二十六条第一項の許可が効力を失った場合を除く。）であって、商品取引員であった者が施行日までにその受託に係る商品市場における取引の決済を結了していないときは、当該取引については、なお従前の例による。 - 経済産業省

Article 1-2 The total amount of assets calculated using the method provided by the rule of the Fair Trade Commission set out in paragraph 5, Article 9 of the Act shall be the total amount of assets in the final balance sheet of the company (or the balance sheet as of the incorporation of the company if the first business year after the incorporation thereof has not ended) or, in the event of an issue of shares for subscription, etc. pursuant to the provision of Article 199 of the Companies Act (Act No. 86 of 2005), an acquisition of shares resulting from an exercise of share options prescribed in item 21, paragraph 1, Article 2 of the Companies Act, an issue of company bonds, a share exchange, a merger, a split, an acquisition of business, a transfer of business or any other significant change to the assets of the company after the end of business year (or at the time of incorporation, if the first business year after the incorporation of the company has not ended) involved in the balance sheet, the amount calculated by adding or subtracting the change in the total asset amount resulting from the event. 例文帳に追加

第一条の二　法第九条第五項に規定する公正取引委員会規則で定める方法による資産の合計金額は、会社の最終の貸借対照表（当該会社がその設立後最初の事業年度を終了していない場合においては、当該会社の成立時の貸借対照表）による資産の合計金額とし、当該貸借対照表に係る事業年度終了の日（当該会社がその設立後最初の事業年度を終了していない場合においては、当該会社の成立時）後において会社法（平成十七年法律第八十六号）第百九十九条の規定による募集株式の発行等、同法第二条第一項第二十一号に規定する新株予約権の行使による株式の交付、社債の発行、株式交換、合併、分割、事業譲受、事業譲渡その他当該会社の資産に重要な変更があつた場合には、これらによる総資産の額の変動を加え又は除いた額とする。 - 日本法令外国語訳データベースシステム

(f) Where the permission given to a Commodity Exchange under Article 9 or the license under Article 78 has been rescinded pursuant to the provisions of Article 159, paragraph (1) or (2), where the license granted to a Commodity Clearing Organization under Article 167 has been rescinded pursuant to the provisions of Article 186, paragraph (1) or (2), where the license granted to a Futures Commission Merchant under Article 190, paragraph (1) has been rescinded pursuant to the provisions of Article 235, paragraph (3) or Article 236, paragraph (1), or where the permission given to an Establisher of a Type 1 Specified Facility (which means the Establisher of a Type 1 Specified Facility prescribed in Article 331, item (ii); hereinafter the same shall apply in this item) or an Establisher of a Type 2 Specified Facility (which means the Establisher of a Type 2 Specified Facility prescribed in Article 331, item (iii); hereinafter the same shall apply in this item) which is a juridical person under Article 332, paragraph (1) or Article 342, paragraph (1) has been rescinded pursuant to the provisions of Article 340, paragraph (1) (including the cases where it is applied mutatis mutandis pursuant to Article 345), a person who was an officer of the Commodity Exchange, Commodity Clearing Organization, Futures Commission Merchant, Establisher of a Type 1 Specified Facility or Establisher of a Type 2 Specified Facility within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission, or where a juridical person that obtained a similar Permission, etc. in a foreign state is rescinded of the Permission, etc. pursuant to laws and regulations of a foreign state that are equivalent to this Act, a person who was an officer of said juridical person within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission 例文帳に追加

ヘ　商品取引所が第百五十九条第一項若しくは第二項の規定により第九条若しくは第七十八条の許可を取り消された場合、商品取引清算機関が第百八十六条第一項若しくは第二項の規定により第百六十七条の許可を取り消された場合、商品取引員が第二百三十五条第三項若しくは第二百三十六条第一項の規定により第百九十条第一項の許可を取り消された場合若しくは法人である第一種特定施設開設者（第三百三十一条第二号に規定する第一種特定施設開設者をいう。以下この号において同じ。）若しくは第二種特定施設開設者（第三百三十一条第三号に規定する第二種特定施設開設者をいう。以下この号において同じ。）が第三百四十条第一項（第三百四十五条において準用する場合を含む。）の規定により第三百三十二条第一項若しくは第三百四十二条第一項の許可を取り消された場合において、その取消しの日前三十日以内に当該商品取引所、商品取引清算機関、商品取引員若しくは第一種特定施設開設者若しくは第二種特定施設開設者の役員であつた者で当該取消しの日から五年を経過しないもの又は外国において同種の許可等を受けた法人がこの法律に相当する外国の法令の規定により当該許可等を取り消された場合において、その取消しの日前三十日以内に当該法人の役員であつた者で当該取消しの日から五年を経過しないもの - 日本法令外国語訳データベースシステム

(f) Where the permission given to a Commodity Exchange under Article 9 or the license under Article 78 has been rescinded pursuant to the provisions of Article 159, paragraph 1 or 2, where the license granted to a Commodity Clearing Organization under Article 167 has been rescinded pursuant to the provisions of Article 186, paragraph 1 or 2, where the license granted to a Futures Commission Merchant under Article 190, paragraph 1 has been rescinded pursuant to the provisions of Article 235, paragraph 3 or Article 236, paragraph 1, or where the permission given to an Establisher of a Type 1 Specified Facility (which means the Establisher of a Type 1 Specified Facility prescribed in Article 331, item 2; hereinafter the same shall apply in this item) or an Establisher of a Type 2 Specified Facility (which means the Establisher of a Type 2 Specified Facility prescribed in Article 331, item 3; hereinafter the same shall apply in this item) which is a juridical person under Article 332, paragraph 1 or Article 342, paragraph 1 has been rescinded pursuant to the provisions of Article 340, paragraph 1 (including the cases where it is applied mutatis mutandis pursuant to Article 345), a person who was an officer of the Commodity Exchange, Commodity Clearing Organization, Futures Commission Merchant, Establisher of a Type 1 Specified Facility or Establisher of a Type 2 Specified Facility within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission, or where a juridical person that obtained a similar Permission, etc. in a foreign state is rescinded of the Permission, etc. pursuant to laws and regulations of a foreign state that are equivalent to this Act, a person who was an officer of said juridical person within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission 例文帳に追加

ヘ商品取引所が第百五十九条第一項若しくは第二項の規定により第九条若しくは第七十八条の許可を取り消された場合、商品取引清算機関が第百八十六条第一項若しくは第二項の規定により第百六十七条の許可を取り消された場合、商品取引員が第二百三十五条第三項若しくは第二百三十六条第一項の規定により第百九十条第一項の許可を取り消された場合若しくは法人である第一種特定施設開設者（第三百三十一条第二号に規定する第一種特定施設開設者をいう。以下この号において同じ。）若しくは第二種特定施設開設者（第三百三十一条第三号に規定する第二種特定施設開設者をいう。以下この号において同じ。）が第三百四十条第一項（第三百四十五条において準用する場合を含む。）の規定により第三百三十二条第一項若しくは第三百四十二条第一項の許可を取り消された場合において、その取消しの日前三十日以内に当該商品取引所、商品取引清算機関、商品取引員若しくは第一種特定施設開設者若しくは第二種特定施設開設者の役員であつた者で当該取消しの日から五年を経過しないもの又は外国において同種の許可等を受けた法人がこの法律に相当する外国の法令の規定により当該許可等を取り消された場合において、その取消しの日前三十日以内に当該法人の役員であつた者で当該取消しの日から五年を経過しないもの - 経済産業省

(4) The provisions of Article 835, paragraph (1) (Jurisdiction of Claim), Article 836 to 839 inclusive (Order to Furnish Security, Compulsory Consolidation of Oral Arguments, etc., Scope of Effect of Judgment in Favor of Claim, Effect of Judgment of Nullity or Rescission), Article 846 (Liability for Damages in Case of Defeat of Plaintiff), and Article 937, paragraph (3) (limited to the segment pertaining to item (i)) and (4) (Commission of Registration by Judicial Decision) of the Companies Act shall apply mutatis mutandis to a lawsuit for the nullification of an Entity Conversion; the provision of Article 840 (Effect of Judgment of Nullity of Issue of New Shares) of that Act shall apply mutatis mutandis to a judgment of nullity of an Entity Conversion accompanied by the issue of shares on Entity Conversion under Article 92; the provision of Article 844 (Effect of Judgment of Nullity of Share Exchange or Share Transfer) of that Act shall apply mutatis mutandis to a judgment of nullity of an Entity Conversion accompanied by a share exchange on Entity Conversion or share transfer on Entity Conversion; and the provisions of Article 868, paragraph (1) (Jurisdiction of Non-Contentious Cases), the main clause of Article 871 (Supplementary Note of Reasons), Article 872 (limited to the segment pertaining to item (ii)) (Immediate Appeal Against Ruling), the main clause of Article 873 (Stay of Execution of Original Sentence), Article 875 to 877 inclusive (Exclusion from Application of Provisions of Act on Procedures for Non-Contentious Cases, Supreme Court Rules, Compulsory Consolidation of Hearings, etc.) and Article 878, paragraph (1) (Effect of Judicial Decision) of that Act shall apply mutatis mutandis to an application under Article 840, paragraph (2) of that Act as applied mutatis mutandis pursuant to this paragraph. In this case, the term "shareholder" in Article 878, paragraph (1) shall be deemed to be replaced with "shareholder or member"; any other necessary technical change in interpretation shall be specified by a Cabinet Order. 例文帳に追加

４　会社法第八百三十五条第一項（訴えの管轄）、第八百三十六条から第八百三十九条まで（担保提供命令、弁論等の必要的併合、認容判決の効力が及ぶ者の範囲、無効又は取消しの判決の効力）、第八百四十六条（原告が敗訴した場合の損害賠償責任）並びに第九百三十七条第三項（第一号に係る部分に限る。）及び第四項（裁判による登記の嘱託）の規定は組織変更の無効の訴えについて、同法第八百四十条（新株発行の無効判決の効力）の規定は第九十二条の規定による組織変更時発行株式の発行を伴う組織変更の無効判決について、同法第八百四十四条（株式交換又は株式移転の無効判決の効力）の規定は組織変更株式交換又は組織変更株式移転を伴う組織変更の無効判決について、同法第八百六十八条第一項（非訟事件の管轄）、第八百七十一条本文（理由の付記）、第八百七十二条（第二号に係る部分に限る。）（即時抗告）、第八百七十三条本文（原裁判の執行停止）、第八百七十五条から第八百七十七条まで（非訟事件手続法の規定の適用除外、最高裁判所規則、審問等の必要的併合）及び第八百七十八条第一項（裁判の効力）の規定はこの項において準用する同法第八百四十条第二項の申立てについて、それぞれ準用する。この場合において、同条第一項中「株主」とあるのは「株主又は社員」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム